Safeguarding Advisory Client Assets

[Release Nos. IA-6240; File No. S7-04-23]

Submitted Comments

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Comments have been received from individuals and entities using the following Letter Type
A: 2
B: 2
C: 2
D: 85 (S7-04-22 form letter A; S7-25-22 form letter B; S7-05-23 form letter B; 4-811 form letter A)
May 28, 2024 Marisa Coppel, Head of Legal and Laura Sanders, Policy Counsel, Blockchain Association
Feb. 6, 2024 Steven Wager, Chair, Americas Focus Committee, Association of Global Custodians
Jan. 22, 2024 Joseph D. Morelle, Betty McCollum, Henry Cuellar, Matt Cartwright, Mike Quigley, Susie Lee, and Bonnie Watson Coleman, Members of Congress
Dec. 19, 2023 Rob Nichols, President & CEO, American Bankers Association
Dec. 8, 2023 Jaime Eichen, Chair, Investment Companies Expert Panel and Daniel Noll, Vice President, Financial Reporting, Forensic and Valuation Services on behalf of the American Institute of CPAs
Nov. 13, 2023 Anonymous
Nov. 13, 2023 Michael Thom
Nov. 11, 2023 Noga Rosenthal
Nov. 8, 2023 Michele Dibert
Nov. 7, 2023 Bryan Chan
Nov. 3, 2023 Rick Shaddock, Digital Coin Association
Nov. 1, 2023 John Dennis
Oct. 31, 2023 Robert Leonard
Oct. 31, 2023 Vincent Dermatoian
Oct. 31, 2023 Rauf Damarguc
Oct. 31, 2023 David Solaris
Oct. 31, 2023 Colin Goedegebuure
Oct. 31, 2023 Liam Fuller
Oct. 31, 2023 Suzanne DeCann
Oct. 31, 2023 Gary Fisk
Oct. 31, 2023 Amy Phillips
Oct. 31, 2023 Timothy Mullins
Oct. 31, 2023 Chris Corrao
Oct. 31, 2023 Jarek Dabrowski
Oct. 31, 2023 Casey Flores
Oct. 31, 2023 Yana Volk
Oct. 31, 2023 Luis Naveda
Oct. 31, 2023 Elizabeth Miller
Oct. 31, 2023 Fred B. Primore
Oct. 31, 2023 Andy Sustic
Oct. 31, 2023 Matthew Smith
Oct. 31, 2023 Anonymous
Oct. 31, 2023 Levi Schneider
Oct. 31, 2023 Anonymous
Oct. 31, 2023 John Jackson
Oct. 31, 2023 Juan Gonzalez
Oct. 31, 2023 RB
Oct. 31, 2023 Barry DeLassus
Oct. 31, 2023 Daniel McHugh
Oct. 31, 2023 Tatto Hosking
Oct. 31, 2023 Jeremy Smith
Oct. 31, 2023 Trevor Yates
Oct. 31, 2023 Elizabeth Miller
Oct. 31, 2023 Candice Stone
Oct. 31, 2023 Luis Monroy
Oct. 31, 2023 Ken Pesnell
Oct. 31, 2023 Paul Crowe
Oct. 31, 2023 James Smith
Oct. 31, 2023 Daniel Manko
Oct. 31, 2023 Peppi La Montagna
Oct. 31, 2023 Adam Hill
Oct. 31, 2023 Sheela Gustafson
Oct. 31, 2023 Alexander Arias
Oct. 31, 2023 Nathan Daniel Espinosa
Oct. 31, 2023 Anonymous
Oct. 31, 2023 Jibril S D
Oct. 31, 2023 Jan Michiels
Oct. 31, 2023 Thomas Joseph
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Oct. 31, 2023 Justice Alan Wilson
Oct. 31, 2023 Anonymous
Oct. 31, 2023 Jeremy Burrow
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Oct. 31, 2023 Matthew Jenkins
Oct. 31, 2023 Anonymous
Oct. 31, 2023 Dwight Redd
Oct. 31, 2023 Anonymous
Oct. 31, 2023 Anonymous
Oct. 30, 2023 Jared Rodgers Jr.
Oct. 30, 2023 Kevin Carroll, Deputy General Counsel, SIFMA, and Kevin Ehrlich, Managing Director and Associate General Counsel, and SIFMA AMG
Oct. 30, 2023 Amin Nazarian
Oct. 30, 2023 Michael L. Krueger
Oct. 30, 2023 Mathias Field
Oct. 30, 2023 Guarin Adebayo
Oct. 30, 2023 Terenti Erd's
Oct. 30, 2023 Justin Wilson
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Jack Levitt
Oct. 30, 2023 Gergely Winslow
Oct. 30, 2023 Michael Lucian Primerose
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Jeffrey D. DeBoer, President & Chief Executive Officer, The Real Estate Roundtable
Oct. 30, 2023 Scott L
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Aryan Begum
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Oct. 30, 2023 Otto Schoorel
Oct. 30, 2023 Fearghas Hjort
Oct. 30, 2023 Davoud Ibarra
Oct. 30, 2023 Patrick Naredo
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Dave & Amy Meriwether
Oct. 30, 2023 Chev
Oct. 30, 2023 Howard Bangs
Oct. 30, 2023 Digital Matrix
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Oct. 30, 2023 Henrik
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Oct. 30, 2023 Gergely Filep
Oct. 30, 2023 Kevin Phua
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Oct. 30, 2023 John McCally, Senior Managing Director, General Counsel, Churchill Asset Management on behalf of Teachers Insurance and Annuity Association of America and its subsidiary Nuveen, LLC
Oct. 30, 2023 Crypto Bae
Oct. 30, 2023 Angel Maria
Oct. 30, 2023 Vincent Murphy
Oct. 30, 2023 Jeff Rosen
Oct. 30, 2023 Matt Ewing
Oct. 30, 2023 Anonymous
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Oct. 30, 2023 Jack Smith
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Oct. 30, 2023 Brian ONeill
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Nicolas Morgan, Founder and President, Investor Choice Advocates Network (ICAN)
Oct. 30, 2023 Milan Karaman
Oct. 30, 2023 M.O. Drizzy
Oct. 30, 2023 Nathan
Oct. 30, 2023 Luciano Fucello
Oct. 30, 2023 Anonymous
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Oct. 30, 2023 Sheila Peters
Oct. 30, 2023 James Rivera
Oct. 30, 2023 Bill Sharpe
Oct. 30, 2023 Jonathan Kavanagh
Oct. 30, 2023 Jason Lutowsky
Oct. 30, 2023 Anonymous
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Oct. 30, 2023 Timothy Benjamin
Oct. 30, 2023 Zohan Momin
Oct. 30, 2023 John Doe
Oct. 30, 2023 Armen Amirayan
Oct. 30, 2023 John Chavez
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Oct. 30, 2023 Jerrell Turner
Oct. 30, 2023 D.H.
Oct. 30, 2023 Antoine Bouchard
Oct. 30, 2023 Scott Duff
Oct. 30, 2023 Nicholas Elstran
Oct. 30, 2023 Brian Topor
Oct. 30, 2023 Donna Porteous
Oct. 30, 2023 Chris Lancaster
Oct. 30, 2023 Okachobi
Oct. 30, 2023 Jeffrey Neil Juarez
Oct. 30, 2023 Roger
Oct. 30, 2023 Anna C.
Oct. 30, 2023 Daniel Paul Boismier
Oct. 30, 2023 Elliot
Oct. 30, 2023 Nicholas D.
Oct. 30, 2023 Anonymous
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Oct. 30, 2023 Will Rajewski
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Oct. 30, 2023 Landen Miller
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Oct. 30, 2023 Chris Rowe
Oct. 30, 2023 Dace Northal
Oct. 30, 2023 Cpt Mike Lanin
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Oct. 30, 2023 Matthew Doane
Oct. 30, 2023 Ryan Upham
Oct. 30, 2023 Jon Paul Anatra
Oct. 30, 2023 Lorcan Mac Fadden
Oct. 30, 2023 Philipp Herrmann, eMBA General Management
Oct. 30, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Oct. 30, 2023 Vladimir Concere
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Gabriel J. Rocha
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Oct. 30, 2023 Paul Stone
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Oct. 30, 2023 Tony Henriquez
Oct. 30, 2023 Laurits Kaluža
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Oct. 30, 2023 Julene Buenz
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Oct. 30, 2023 Cristobal Maldonado
Oct. 30, 2023 Dennis Peiter
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Oct. 30, 2023 Keith R Boye President, Stellar Enterprise LLC
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Oct. 30, 2023 Chris Breaux
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Oct. 30, 2023 Rex Holden
Oct. 30, 2023 Laura L. Grossman, Associate General Counsel and Gail C. Bernstein, General Counsel, Investment Adviser Association
Oct. 30, 2023 Michel Lesavon
Oct. 30, 2023 Robert Toomey, Managing Director, Associate General Counsel, Head of Capital Markets, SFIMA
Oct. 30, 2023 Jon Vilhar
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Oct. 30, 2023 Troy Rohrbaugh , Executive Vice President, JPM Head of Global Markets, and Teresa Heitsenrether, Executive Vice President, Chief Data & Analytics Officer, JPMorgan Chase & Co.
Oct. 30, 2023 Ossi Wallwork
Oct. 30, 2023 Jan Pieter
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Oct. 28, 2023 A. H.
Oct. 28, 2023 Brandon, Hollow Soul Media LLC
Oct. 28, 2023 Rik Schmitz
Oct. 28, 2023 Anonymous
Oct. 28, 2023 Jose Cuervo
Oct. 28, 2023 Rachel O. Wills, Light Technology
Oct. 27, 2023 Anonymous
Oct. 27, 2023 For the People
Oct. 27, 2023 J.B.
Oct. 27, 2023 Brad Federer
Oct. 27, 2023 Joshua Nugent
Oct. 27, 2023 Brad Federer
Oct. 27, 2023 Brad Federer
Oct. 27, 2023 Brad Federer
Oct. 27, 2023 Daryl Logan
Oct. 27, 2023 Javier Setovich
Oct. 27, 2023 Giuseppe Oliveri
Oct. 27, 2023 Ethan Gonzalez
Oct. 27, 2023 Allen Ginsberg
Oct. 27, 2023 Mark Jackson
Oct. 27, 2023 Matt M
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Sunny Ali
Oct. 27, 2023 Laura Sanders, Policy Counsel, and Marisa T. Coppel, Senior Counsel, Blockchain Association
Oct. 27, 2023 Anonymous
Oct. 27, 2023 Charlie Carroll
Oct. 26, 2023 Luka Morgan
Oct. 26, 2023 Thomas Mannella
Oct. 26, 2023 Thomas Mannella
Oct. 26, 2023 William Kinney
Oct. 26, 2023 Kolin Cunningham
Oct. 26, 2023 Stephen McClatchie
Oct. 26, 2023 Andrew Kraics
Oct. 26, 2023 Ahmed Kallel
Oct. 26, 2023 Ahmed Kallel, General Manager at YalaCoins FZCO
Oct. 26, 2023 Jason Henderson, Head of MSS Americas, and Patrick George, Global Head of MSS, HSBC Securities (USA) Inc.
Oct. 26, 2023 Anonymous
Oct. 26, 2023 Anonymous
Oct. 26, 2023 Patrick Johnson
Oct. 26, 2023 Anonymous
Oct. 26, 2023 Anonymous
Oct. 25, 2023 Rainer Winkler
Oct. 25, 2023 Rainer Winkler
Oct. 25, 2023 Rainer Winkler
Oct. 25, 2023 Phil Lawrence
Oct. 25, 2023 Phil Lawrence
Oct. 25, 2023 Albert Conti
Oct. 25, 2023 Anonymous
Oct. 25, 2023 John Finley, Chief Legal Officer, Blackstone Inc.
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Jeffrey Kahn
Oct. 25, 2023 Christian
Oct. 25, 2023 Phil Lawrence
Oct. 25, 2023 Mark Lockett
Oct. 25, 2023 Bob Richardson
Oct. 25, 2023 Veer Kothari
Oct. 25, 2023 Zachary Carrera
Oct. 25, 2023 Jeremy Littleton
Oct. 25, 2023 Rainer Winkler
Oct. 25, 2023 Anonymous
Oct. 25, 2023 Anonymous
Oct. 25, 2023 Rijder
Oct. 25, 2023 Asi Hassan
Oct. 25, 2023 Rainer Winkler
Oct. 25, 2023 Anonymous
Oct. 25, 2023 Brenen Hofstadter
Oct. 25, 2023 Jack Calls
Oct. 25, 2023 Tony Cavanna
Oct. 25, 2023 Ramses Ful
Oct. 25, 2023 Samuel Levitz
Oct. 25, 2023 Gerry Horowitz
Oct. 25, 2023 Jakub Kilan
Oct. 25, 2023 Chuck
Oct. 25, 2023 George Antonio Zhaven
Oct. 25, 2023 Gareth
Oct. 25, 2023 Mark
Oct. 25, 2023 Anonymous
Oct. 25, 2023 Damien
Oct. 25, 2023 Ana Herrera
Oct. 25, 2023 Jennifer Barns
Oct. 25, 2023 Tommy Ayala
Oct. 25, 2023 Steve Bannister
Oct. 25, 2023 Rio DeJarnett
Oct. 25, 2023 Saban Öztürk
Oct. 25, 2023 Josh Mauer
Oct. 24, 2023 Phil Lawrence
Oct. 24, 2023 Gerlinde Poeckl
Oct. 24, 2023 Gerlinde Poeckl
Oct. 24, 2023 Brandon Baas
Oct. 24, 2023 Zoink
Oct. 24, 2023 Brandon Baas
Oct. 24, 2023 Joseph Simmons
Oct. 24, 2023 David
Oct. 24, 2023 Michael Nowak
Oct. 24, 2023 Anonymous
Oct. 24, 2023 Jack Joneson
Oct. 24, 2023 Jose Rodriguez
Oct. 24, 2023 Paul Hosking
Oct. 24, 2023 Lauren Stewart
Oct. 24, 2023 Alan Flynn
Oct. 24, 2023 Phil Lawrence
Oct. 24, 2023 Phil Lawrence
Oct. 24, 2023 Phil Lawrence
Oct. 24, 2023 Matthew Keirn
Oct. 24, 2023 William Wilson
Oct. 24, 2023 JP
Oct. 24, 2023 Rick Vestneys
Oct. 24, 2023 Lauren Stewart
Oct. 24, 2023 Lauren Stewart
Oct. 24, 2023 Ilich Medal
Oct. 24, 2023 Anonymous
Oct. 24, 2023 A.H.
Oct. 24, 2023 Mike Williams
Oct. 24, 2023 Daniel Garlow
Oct. 24, 2023 Paul Young
Oct. 24, 2023 Jason P.
Oct. 24, 2023 Breanna Martel
Oct. 24, 2023 Ji Ahn
Oct. 24, 2023 Scott Wilson
Oct. 24, 2023 A. H.
Oct. 24, 2023 Warren
Oct. 24, 2023 Ahmad Younis
Oct. 24, 2023 James Brodie
Oct. 24, 2023 Brian White
Oct. 24, 2023 Mark Giggs
Oct. 24, 2023 Michael Lemieux
Oct. 24, 2023 Randolph Carroll
Oct. 24, 2023 T. Ingall
Oct. 24, 2023 Robert Pawlus
Oct. 24, 2023 Concerned Investor
Oct. 23, 2023 Felix Sommer
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 John
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Simon Kurylo
Oct. 23, 2023 Matthew Keirn
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Ethan Johnson
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Elias Elsuradi
Oct. 23, 2023 RJ Salisbury
Oct. 23, 2023 Eric Elpolako
Oct. 23, 2023 K. D.
Oct. 23, 2023 Sean Lyons
Oct. 23, 2023 Jack
Oct. 23, 2023 Trung Luu
Oct. 23, 2023 Simon Burger
Oct. 23, 2023 Jonathan Breitling
Oct. 23, 2023 Johnny Gatorade
Oct. 23, 2023 Maurice
Oct. 23, 2023 Derren Desouza
Oct. 23, 2023 Nicholas Ciani
Oct. 23, 2023 Jacek Pachut
Oct. 23, 2023 Peter Juiris
Oct. 23, 2023 John Finn
Oct. 23, 2023 Jeremy Moral
Oct. 23, 2023 F. Rebours
Oct. 23, 2023 James Corner
Oct. 23, 2023 Tim Ursich
Oct. 23, 2023 Hillary Deenson
Oct. 23, 2023 Balveer Singh
Oct. 23, 2023 Ole Bruch
Oct. 23, 2023 Alan Moore
Oct. 23, 2023 Donald Fisher
Oct. 23, 2023 David Gomez
Oct. 23, 2023 Chris Hands
Oct. 23, 2023 Dennis Marso
Oct. 23, 2023 Ivan Johnson
Oct. 23, 2023 Anna Tyranowska
Oct. 23, 2023 Brian Bendtsen
Oct. 23, 2023 Maksymilian Kowalski
Oct. 23, 2023 Gert Vanderloop
Oct. 23, 2023 Felix Sommer
Oct. 23, 2023 CV Halim Pratama
Oct. 23, 2023 Jan
Oct. 23, 2023 Ben Mason, Historical Masonry Restoration
Oct. 23, 2023 Luke Stanley
Oct. 23, 2023 Bobby Comber
Oct. 23, 2023 Mark Lloyd
Oct. 23, 2023 Mateusz Gutt
Oct. 23, 2023 Richard Koorasingh
Oct. 23, 2023 Allan
Oct. 23, 2023 Allan
Oct. 23, 2023 Nigel Meyers
Oct. 23, 2023 Cameron Victor
Oct. 23, 2023 Nenad Maraš
Oct. 23, 2023 F. Rosario
Oct. 23, 2023 Phil Lawrence
Oct. 23, 2023 Ryan Colt
Oct. 23, 2023 John Sorensen
Oct. 23, 2023 Artmas Perine
Oct. 23, 2023 Gary Ryan
Oct. 23, 2023 Frank DeSimone
Oct. 23, 2023 Samuele Padalino
Oct. 23, 2023 Theresa Cliff-Ryan
Oct. 23, 2023 Krzysztof Burek
Oct. 23, 2023 Luka Stres
Oct. 23, 2023 Ian Hardcastle
Oct. 23, 2023 J. Dana
Oct. 23, 2023 Stephan Wild, Investor
Oct. 23, 2023 Margaret Gil
Oct. 22, 2023 Kevin Bedene
Oct. 22, 2023 John Ritter
Oct. 22, 2023 Ravenclaw
Oct. 22, 2023 Ray
Oct. 22, 2023 VM
Oct. 22, 2023 VM
Oct. 22, 2023 Ano Tisam, Vice President
Oct. 22, 2023 Leonardo Iannotta
Oct. 22, 2023 VM
Oct. 22, 2023 VM
Oct. 22, 2023 VM
Oct. 22, 2023 VM
Oct. 22, 2023 Jesse Wuerthner
Oct. 22, 2023 Steven Oakes
Oct. 22, 2023 Corey
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Jennifer Martinez
Oct. 22, 2023 David Maison, Senior Software Architect
Oct. 22, 2023 Jordan Reed
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Jeff Anderson
Oct. 22, 2023 Jared Robbins
Oct. 22, 2023 Aaron Rodgers
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Vincent Marciano
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Nico
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Jeremy Donovan
Oct. 22, 2023 Joseph Seaman
Oct. 22, 2023 David Hacker
Oct. 22, 2023 Ren Man
Oct. 22, 2023 Asi Hassan
Oct. 22, 2023 Josue Naranjo
Oct. 22, 2023 Khaled Barake
Oct. 22, 2023 Tom Tickle Jnr
Oct. 22, 2023 Peter Caddick
Oct. 22, 2023 Philip
Oct. 22, 2023 Dhimiter Ekonomi
Oct. 22, 2023 Oliver
Oct. 22, 2023 Phill Wrob
Oct. 22, 2023 R. Robinson
Oct. 22, 2023 Elliott Lynam
Oct. 22, 2023 Krzysztof Pinkowicz
Oct. 22, 2023 Kevin
Oct. 22, 2023 Kate Gio
Oct. 22, 2023 Walter Rhodes
Oct. 22, 2023 Ronald Harvard
Oct. 22, 2023 Frederic
Oct. 22, 2023 Tam Dang
Oct. 22, 2023 Max Niaki
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Luis Orlando Sánchez
Oct. 22, 2023 Jun Zhang
Oct. 22, 2023 Kianoush Akrami
Oct. 22, 2023 Nicolas Alvarez Mondragon
Oct. 22, 2023 René Wagner
Oct. 22, 2023 Dave
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Krzysztof Dras
Oct. 22, 2023 Erik Hernandez
Oct. 22, 2023 Sunil Mahmi
Oct. 22, 2023 Philipp Ruess
Oct. 22, 2023 Matthew Scott
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Derek
Oct. 22, 2023 Aaron Theodore
Oct. 22, 2023 Joseph Keefe
Oct. 22, 2023 Charles J. Abbott
Oct. 22, 2023 Keweecise Gallaspy
Oct. 22, 2023 Amira Aljabasini
Oct. 22, 2023 Zenon Shandro
Oct. 22, 2023 Gibson Daniel
Oct. 22, 2023 Johan Sinteur
Oct. 22, 2023 Junior Mejia
Oct. 22, 2023 Sarah
Oct. 22, 2023 Nico M.
Oct. 22, 2023 Jeff Auger
Oct. 22, 2023 Christian Holl
Oct. 22, 2023 Dušan Branković
Oct. 22, 2023 Pawel Mojzeszek
Oct. 22, 2023 Sam Lynds
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Taylor Kennedy
Oct. 22, 2023 Andrew Beck
Oct. 22, 2023 Hussein Yilmaz
Oct. 22, 2023 Bobby Li
Oct. 22, 2023 Keith Wakeland
Oct. 22, 2023 Egon Bush
Oct. 22, 2023 Brandon James
Oct. 22, 2023 Joshua Vallejos
Oct. 22, 2023 Artur Gadzinski
Oct. 22, 2023 Priya, Business analyst
Oct. 22, 2023 Ethan Lindner
Oct. 22, 2023 Paul Pantle
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Philip Zeisler
Oct. 22, 2023 Rainer Winkler
Oct. 22, 2023 Eswara Nagulapalli
Oct. 22, 2023 Zane Jones
Oct. 22, 2023 Dennis Marso
Oct. 22, 2023 Daniel
Oct. 22, 2023 Alex Rahman
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Carlos Bustillos
Oct. 22, 2023 Anastasios Karamanidis
Oct. 22, 2023 Christopher Carrie
Oct. 22, 2023 Derek Blaakman
Oct. 22, 2023 Emilio James
Oct. 22, 2023 Cecilia Contreras Villarreal, Young Entrepreneurs Comission Former President, COPARMEX Laguna
Oct. 22, 2023 James Russell
Oct. 22, 2023 Ruth Care
Oct. 22, 2023 Paul Philippou
Oct. 22, 2023 Yamileth Valle
Oct. 22, 2023 Mathew Lopez
Oct. 22, 2023 Matthew Tangradi Sutch
Oct. 22, 2023 Stephanie Wood
Oct. 22, 2023 Thomas Schypior
Oct. 22, 2023 Robert Baron
Oct. 22, 2023 Manuel
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Richard Knight
Oct. 22, 2023 Manuel
Oct. 22, 2023 Anonymous
Oct. 22, 2023 Kevin
Oct. 22, 2023 Daniel Pitstock
Oct. 22, 2023 Andy
Oct. 22, 2023 James D. Swift
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Brad Federer
Oct. 22, 2023 Karan S Kumar
Oct. 22, 2023 John Sickamore
Oct. 22, 2023 Mark Borham
Oct. 22, 2023 Mark Borham
Oct. 22, 2023 Oleg Muravyov
Oct. 22, 2023 P D
Oct. 22, 2023 Jim Gio
Oct. 22, 2023 Kang Sung Yen
Oct. 22, 2023 Jeffrey H. Zimmer
Oct. 22, 2023 Jake Linderer
Oct. 22, 2023 Mike
Oct. 22, 2023 Phil ES
Oct. 21, 2023 Rich
Oct. 21, 2023 Jay Thomsen
Oct. 21, 2023 Bradley Grayson
Oct. 21, 2023 Hassan Lakdawala
Oct. 21, 2023 Omar Diab
Oct. 21, 2023 Ikenna
Oct. 21, 2023 Anonymous
Oct. 21, 2023 Jacques Rinck
Oct. 21, 2023 John Anderson
Oct. 21, 2023 Anonymous
Oct. 21, 2023 Adrian Wdowiak
Oct. 21, 2023 James H.
Oct. 21, 2023 Dolly H.
Oct. 21, 2023 William L.
Oct. 21, 2023 Frank Mettle
Oct. 20, 2023 Stan
Oct. 20, 2023 Jennifer Camden
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Patrick F.
Oct. 20, 2023 SafeInvestor
Oct. 20, 2023 SafeInvestor
Oct. 20, 2023 Daniel
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 20, 2023 Anonymous
Oct. 19, 2023 Anonymous
Oct. 19, 2023 Mike Presnal
Oct. 19, 2023 Lameck Nandwa
Oct. 19, 2023 Nicholas Jefferson
Oct. 19, 2023 Anonymous
Oct. 19, 2023 Darren Gutzmore
Oct. 19, 2023 Eric Greenberg
Oct. 19, 2023 Klim Collins
Oct. 19, 2023 Ferhat Ciftci
Oct. 19, 2023 Linda Gural
Oct. 19, 2023 Andrew Walker
Oct. 19, 2023 Alex Rafalovich
Oct. 19, 2023 Anonymous
Oct. 19, 2023 Nick Russo
Oct. 19, 2023 The City Keys
Oct. 19, 2023 LC
Oct. 19, 2023 Roy Griffin, Business Owner
Oct. 18, 2023 Anonymous
Oct. 18, 2023 Jerry Nedemier, CPA, CFP
Oct. 18, 2023 Mick Mekonnen
Oct. 18, 2023 Miroslav
Oct. 18, 2023 Justin Puskas
Oct. 18, 2023 Marcel Richelieux
Oct. 18, 2023 Nigel Meyers
Oct. 18, 2023 Nick Robin
Oct. 18, 2023 Anonymous
Oct. 18, 2023 Mark Aldridge
Oct. 18, 2023 Anonymous
Oct. 18, 2023 Grant Campbell
Oct. 18, 2023 Isabell Coas
Oct. 18, 2023 Tom Tabler
Oct. 18, 2023 Henry Vong
Oct. 18, 2023 Anonymous
Oct. 18, 2023 Anonymous
Oct. 18, 2023 Duncan Smith
Oct. 17, 2023 AlHexander
Oct. 17, 2023 Caroline Sheehan
Oct. 17, 2023 Josef
Oct. 17, 2023 Tony Munoz
Oct. 17, 2023 Chadri Rather
Oct. 17, 2023 Enrique Arias, Lucho Poletti Art
Oct. 17, 2023 Haikew
Oct. 17, 2023 Joe Danvers
Oct. 17, 2023 Berkan Bolkan, Aerospace Engineer
Oct. 17, 2023 Jaden Burton
Oct. 17, 2023 Brian
Oct. 17, 2023 Hadi Morrow
Oct. 17, 2023 Michael Lonnen
Oct. 17, 2023 Johnathan J. Cooper
Oct. 17, 2023 Mike C.
Oct. 17, 2023 Anonymous
Oct. 17, 2023 Michael Chusid
Oct. 17, 2023 Matthew Treat
Oct. 17, 2023 Lola Heart
Oct. 16, 2023 Sergio
Oct. 16, 2023 Mike
Oct. 16, 2023 David James
Oct. 16, 2023 A H
Oct. 16, 2023 Andrew
Oct. 16, 2023 Yoan
Oct. 16, 2023 Kresimir
Oct. 16, 2023 Thomas
Oct. 16, 2023 Brad Hobson
Oct. 16, 2023 Jono
Oct. 16, 2023 Anonymous
Oct. 16, 2023 Anonymous
Oct. 16, 2023 Silver Seven
Oct. 16, 2023 Anthony Harrison
Oct. 16, 2023 Anonymous
Oct. 16, 2023 Justin Drechsler
Oct. 16, 2023 Stephen Murphy
Oct. 15, 2023 Yordan Belemezov
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Laipold
Oct. 15, 2023 Gilbert Jeremey
Oct. 15, 2023 Miriam Mortimer
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Izo
Oct. 15, 2023 Brad Klein
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Adam Chalmers
Oct. 15, 2023 Mislav Bogovic
Oct. 15, 2023 L. Whalen
Oct. 15, 2023 Grant Slaney
Oct. 15, 2023 Ricardo Flamenco
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 L. Whalen
Oct. 15, 2023 Bruce Patterson
Oct. 15, 2023 Grant Slaney
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Alexander, B. Sc.
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Don
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Dan Pollock
Oct. 15, 2023 Michael Shpitalskiy
Oct. 15, 2023 Tyler Bond
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Ricardo Flamenco
Oct. 15, 2023 Robert California
Oct. 15, 2023 Juan Gonzalez, Concerned Citizen
Oct. 15, 2023 Patryk Pawlus
Oct. 15, 2023 John Kim
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Pieter Van Geet
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Paul Bugge
Oct. 15, 2023 Tony Cavanna
Oct. 15, 2023 Olly Jukes
Oct. 15, 2023 Jakub Zawadzki, Financial Controller
Oct. 15, 2023 Peter Richards
Oct. 15, 2023 Adam Smith
Oct. 15, 2023 Maranda Edge
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Tim XR
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Morgan Meigs
Oct. 15, 2023 Michael Jones
Oct. 15, 2023 David T.
Oct. 14, 2023 Geore Rockos
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Fotina Christopoulos
Oct. 14, 2023 John Night
Oct. 14, 2023 Gabriel Zimmler
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Chris Ashley
Oct. 14, 2023 Chris Ashley
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Robin Assen
Oct. 14, 2023 Daniel
Oct. 14, 2023 Arthur Walsh
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Rick Aubuchon
Oct. 14, 2023 Weston Davis
Oct. 14, 2023 Anthony Beaumont
Oct. 14, 2023 Daniele Diaco
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Matthew Emmerson
Oct. 14, 2023 Jum Sung
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Giuseppe Oliveri
Oct. 14, 2023 Curtis K Temple
Oct. 14, 2023 S. Bryant
Oct. 14, 2023 Jonathan Ybarra
Oct. 14, 2023 Robert Berman
Oct. 14, 2023 Daniel Edomwandagbon
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Joe Garcia
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Michael Irezor
Oct. 14, 2023 Jesse
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Julien Collas
Oct. 14, 2023 Michael Juneau
Oct. 14, 2023 John Witlesbey
Oct. 14, 2023 Geoffrey Snyder
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Tommy Viles
Oct. 14, 2023 Alex
Oct. 14, 2023 J.D.A
Oct. 14, 2023 D. James
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Nicolas Lea
Oct. 14, 2023 Steven
Oct. 14, 2023 Jum Sung
Oct. 14, 2023 F.M.Alexander
Oct. 14, 2023 John Pinner
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Lorenz Juhanson
Oct. 14, 2023 Emma Brady
Oct. 14, 2023 Tradermill Eesti
Oct. 14, 2023 Felipe Borquez
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Sash K.
Oct. 14, 2023 Yoran Cools
Oct. 14, 2023 Claire Kent
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Charley Nelson
Oct. 14, 2023 Marc DeBlasie
Oct. 14, 2023 Jared Hamilton
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Amalia Manesi
Oct. 14, 2023 David M.
Oct. 14, 2023 ScottyD
Oct. 14, 2023 Eric Davis
Oct. 14, 2023 Kraig Hotelling
Oct. 14, 2023 Kraig Hotelling
Oct. 14, 2023 Jason Gregory
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Aldion Bethel
Oct. 13, 2023 Joffus
Oct. 13, 2023 Andrew Yule
Oct. 13, 2023 Mark Wild
Oct. 13, 2023 Ray Brown
Oct. 13, 2023 Tejan Kahlon
Oct. 13, 2023 Anonymous
Oct. 13, 2023 Anonymous
Oct. 13, 2023 Bennard
Oct. 13, 2023 Jamal Barham
Oct. 13, 2023 Johnny Public
Oct. 13, 2023 Benjamin, Finance
Oct. 13, 2023 Levi Fisher
Oct. 13, 2023 Shaun Schaffer
Oct. 13, 2023 Alejandro Dominguez
Oct. 13, 2023 Anonymous
Oct. 12, 2023 Anonymous
Oct. 12, 2023 Nicholas Heller
Oct. 12, 2023 Paul Braveheart
Oct. 11, 2023 Ilich Alejandro Medal Ortega
Oct. 11, 2023 Tyler Woods
Oct. 11, 2023 Lee Davis
Oct. 11, 2023 Don
Oct. 11, 2023 Raj Dhanjal
Oct. 11, 2023 John Ben Aeschliman
Oct. 11, 2023 Anonymous
Oct. 11, 2023 Rana Wright
Oct. 11, 2023 Charlie Tompkins
Oct. 11, 2023 Desly Hill
Oct. 11, 2023 Anonymous
Oct. 11, 2023 Don Percival
Oct. 10, 2023 Nia Toliver
Oct. 10, 2023 Anonymous
Oct. 10, 2023 Justin Lockley
Oct. 10, 2023 Robbie Taylor
Oct. 10, 2023 Emin Agha
Oct. 10, 2023 Samira Yaacoubi
Oct. 10, 2023 Johnny R.
Oct. 10, 2023 Daniel Talbot
Oct. 10, 2023 Bob Revick J.
Oct. 10, 2023 Anonymous
Oct. 10, 2023 Hubert Reymond
Oct. 6, 2023 Brian Mccullough
Oct. 6, 2023 Brian Mccullough
Oct. 6, 2023 Brian Mccullough
Oct. 1, 2023 Michelle Carter
Sep. 28, 2023 Matt Nook
Sep. 27, 2023 James Erickson
Sep. 25, 2023 Matt Nook
Sep. 25, 2023 Greg Hutchins, Commercial Glazing Services, LLC
Sep. 25, 2023 Anonymous
Sep. 25, 2023 Matthew Allred
Sep. 19, 2023 Cory
Sep. 18, 2023 Nathan Sharpe, Investor
Sep. 15, 2023 Karen Mesh, Investor
Sep. 13, 2023 Akash Chand
Sep. 13, 2023 Paul Pritchard, Investor
Sep. 13, 2023 S.M.H
Sep. 12, 2023 Curtis H., Investor
Sep. 12, 2023 Alexander
Sep. 12, 2023 Mongo Human
Sep. 12, 2023 Michael Williams Sr.
Sep. 12, 2023 Morgan Rose
Sep. 12, 2023 Rene C. Wright
Sep. 12, 2023 26 joint trade associations: ABA Securities Association (ABASA), American Bankers Association (ABA), Alternative Investment Management Association (AIMA), American Council of Life Insurers (ACLI), Association for Financial Markets in Europe (AFME), Bank Policy Institute (BPI), Commercial Real Estate Finance Council (CREFC), Committee of Annuity Insurers, Committee on Capital Markets Regulation (CCMR), Commodity Market Council (CMC), Financial Services Forum (FSF), Financial Services Institute (FSI), Futures Industry Association (FIA), Institute for Portfolio Alternatives (IPA), Insured Retirement Institute (IRI), International Swaps and Derivatives Association (ISDA), Investment Company Institute (ICI), Loan Syndications and Trading Association (LSTA) Managed Funds Association (MFA), Money Management Institute (MMI), Nareit, National Society of Compliance Professionals (NSCP), Securities Industry and Financial Markets Association (SIFMA), Securities Industry and Financial Markets Association Asset Management Group (SIFMA AMG), The Real Estate Roundtable (RER) and U.S. Chamber of Commerce Center for Capital Markets Competitiveness (CCMC).
Sep. 12, 2023 Jeremy Swope, Engineer
Sep. 10, 2023 Alfredo Rivera
Sep. 7, 2023 Anthony Recchia
Sep. 1, 2023 Anonymous
Aug. 30, 2023 Michael Ravnitzky
Aug. 30, 2023 Anonymous
Aug. 30, 2023 Jeff Weldon
Aug. 30, 2023 Bruno Bruzzo
Aug. 30, 2023 Anonymous
Aug. 30, 2023 Rax Nahali
Aug. 30, 2023 Jack Wilson
Aug. 30, 2023 Tommy Franklin
Aug. 29, 2023 Hassan Nasori Tehrani
Aug. 29, 2023 Michael Scavullo, RIA managing member
Aug. 25, 2023 Lavern M Wilson
Aug. 17, 2023 Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Aug. 11, 2023 Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel
Aug. 8, 2023 Rebekah Goshorn Jurata, General Counsel, American Investment Council
Jul. 24, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Jul. 20, 2023 Senator John Boozman, Ranking Member, Senate Committee on Agriculture, Nutrition, and Forestry; Senator Debbie Stabenow, Chairwoman, Senate Committee on Agriculture,Nutrition, and Forestry; U.S. Representative Glenn "GT" Thompson, Chairman, House Committee on Agriculture; and U.S. Representative David Scott, Ranking Member, House Committee on Agriculture
Jul. 11, 2023 Kevin K. Batteh, Esq., General Counsel, Commodity Market Counsel
Jul. 1, 2023 Tanguy van de Werve, Director General, EFAMA
Jun. 20, 2023 Elliot Ganz, Head of Advocacy, Co-Head Public Policy, The Loan Syndications and Trading Association
Jun. 17, 2023 Gail C. Bernstein, General Counsel, and Sanjay Lamba, Associate General Counsel, Investment Adviser Association
May 24, 2023 Michael S. Hong, Chair, Private Investment Funds Committee, Patrick Campbell, Chair and Adam Felsentahl, Chair, Compliance Committee, New York City Bar Association Committee on Private Investment Funds and Committee on Compliance
May 18, 2023 Michael J. Flood and Ritchie Torres, Members of Congress
May 18, 2023 David McCandless, Corporate Counsel, Federated Hermes, Inc.
May 16, 2023 Schulte Roth & Zabel LLP
May 11, 2023 David C. Phelan, Executive Vice President and General Counsel, State Street Corporation
May 11, 2023 Lisa Crossley, NSCP Executive Director and CEO, National Society of Compliance Professionals
May 11, 2023 Greg Xethalis, General Counsel & Chief Compliance Officer, and Daniel Leonardo, Deputy General Counsel & Compliance Officer, Multicoin Capital Management, LLC
May 11, 2023 James P. Dowd, CEO, North Capital Private Securities Corporation
May 11, 2023 Carlos Domingo, Chief Executive Officer, and Tom Eidt, General Counsel, Securitize, Inc.
May 10, 2023 Patrick McHenry, Chairman, Committee on Financial Services, French Hill, Chairman, Subcommittee on Digital Assets, Financial Technology and Inclusion Ann Wagner, Chairman, Subcommittee on Capital Markets, Andy Ban, Chairman, Subcommittee on Financial Institutions and Monetary Policy, Blaine Luetkemeyer, Chairman, Subcommittee on National Security Illicit Finance, and International Financial Institutions, Bill Huizenga, Chairman Subcommittee on Oversight and Investigations, and Warren Davidson, Chairman, Subcommittee on Housing and Insurance
May 9, 2023 Circle Internet Financial, LLC
May 9, 2023 Akin Gump Strauss Hauer & Feld LLP
May 9, 2023 Committee of Annuity Insurers
May 9, 2023 Richard Kerr, Partner, K&L Gates LLP
May 9, 2023 Kim Christensen
May 9, 2023 Allison Lurton, General Counsel and Chief Legal Officer, Futures Industry Association
May 9, 2023 Evelyne Morin, General Counsel, Innocap Investment Management Inc., and Aseem Jaluria, Head of Structuring, HedgeMark Advisors, LLC
May 9, 2023 Andreas Park, Professor of Finance, University of Toronto
May 8, 2023 Mark Hays, Senior Policy Analyst, Americans for Financial Reform Education Fund/Demand Progress Education Fund
May 8, 2023 Jeffrey Cohen, Joshua Ashley Klayman, Oscar Saunders and Erika Cabo of Linklaters LLP
May 8, 2023 Samantha DeZur, Managing Director, Global Public Policy Group, BlackRock
May 8, 2023 Insured Retirement Institute, Inc.
May 8, 2023 Pacific Investment Management Company LLC
May 8, 2023 Better Markets
May 8, 2023 National Venture Capital Association
May 8, 2023 U.S. Senator Cynthia Lummis
May 8, 2023 Wall Street Blockchain Alliance
May 8, 2023 Jonathan Chiel, General Counsel, Fidelity Investments
May 8, 2023 Jason E. Brown, Ropes and Gray LLP
May 8, 2023 Greg Larkin, Brynn Peltz, Mitzi Chang, Cynthia Wells, and Justin Kanter, Goodwin Procter LLP
May 8, 2023 Eversheds Sutherland (US) LLP, Eversheds Sutherland (US) LLP
May 8, 2023 American Institute of CPAs
May 8, 2023 Anonymous Funds Service Provider
May 8, 2023 The Retirement Industry Trust Association
May 8, 2023 Justin Slaughter, Policy Director, and Reena Jashnani-Slusarz, General Counsel, Paradigm
May 8, 2023 Gail Bernstein, General Counsel, and Laura Grossman, Associate General Counsel, Investment Adviser Association
May 8, 2023 Coinbase Global, Inc.
May 8, 2023 LPL Financial
May 8, 2023 American Bankers Association, ABA Securities Association, the Financial Services Forum, and the Bank Policy Institute
May 8, 2023 Roman Regelman, CEO of Securities Services and Digital, BNY Mellon
May 8, 2023 Teresa Heitsenrether, Executive Vice President, Global Head of JPM Security Services, and Troy Rohrbaugh, Executive Vice President, JPM Head of Global Markets, JPMorgan Chase & Co.
May 8, 2023 Sung-Hee Suh, Managing Director, General Counsel for Global Regulatory and Litigation, PIMCO
May 8, 2023 Benjamin Gray, Global General Counsel, Paxos Trust Company LLC
May 8, 2023 Jack McDonald, Chief Executive Officer, Standard Custody & Trust Company, LLC
May 8, 2023 John L. Thornton, Co-Chair, Committee on Capital Markets Regulation, Hal S. Scott, President, Committee on Capital Markets Regulation, and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation
May 8, 2023 Kevin M. Carroll, Deputy General Counsel, SIFMA
May 8, 2023 Nina Schloesser McKenna, Chief Legal Officer and General Counsel, Advisor Group Holdings, Inc. and its subsidiaries
May 8, 2023 Mari-Anne Pisarri, Pickard Djinis and Pisarri LLP
May 8, 2023 Nathan McCauley, Co-Founder and CEO, Anchor Labs Inc. and Georgia Quinn, General Counsel, Anchor Labs Inc., Anchor Labs, Incorporated
May 8, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
May 8, 2023 KPMG LLP
May 8, 2023 Philip T. Hinkle, Dechert LLP
May 8, 2023 Bernie Clark, Managing Director, Head of Advisor Services, Charles Schwab & Co., Inc.
May 8, 2023 Tuongvy Le, Partner and Head of Regulatory & Policy, Bain Capital Crypto, LP; Jessica Furr, Associate General Counsel, Dragonfly Digital Management, LLC; Emily Myers, General Counsel, Electric Capital Partners, LLC; James Rathmell, General Counsel, Haun Ventures Management LP; and Jessi Brooks, Chief Compliance Officer and Regulatory Counsel, Ribbit Management Company, LLC.
May 8, 2023 Nelson N. Lee, Senior Vice President and Senior Counsel, Capital Research and Management Company and Tim Moon, Counsel, Capital Research and Management Company
May 8, 2023 Yoav Zurel, Chief Executive Officer, Pontera Solutions Inc.
May 8, 2023 Stradley Ronon Stevens & Young, LLP
May 8, 2023 Dorothy M. Donohue, Deputy General Counsel, Investment Company Institute
May 8, 2023 Michael Sonnenshein, Chief Executive Officer, Grayscale Investments, LLC
May 8, 2023 Norman Reed, General Counsel, Binance.US (Comment does not necessarily reflect the views of Binance.US)
May 8, 2023 Leigh R. Fraser, Egan M. Cammack and Molly S. Moore, Ropes and Gray LLP
May 8, 2023 Apratim (Robby) Sen, Associate General Counsel,
May 8, 2023 Craig Pfeiffer, President and CEO, Money Management Institute
May 8, 2023 Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
May 8, 2023 Ernst & Young LLP
May 8, 2023 Catherine L. Newell, General Counsel and Executive Vice President, Dimensional Fund Advisors LP
May 8, 2023 Peter B. Cherecwich, President, Asset Servicing, Northern Trust Corporation
May 8, 2023 Renata K. Szkoda, Chair, Global Digital Asset & Cryptocurrency Association
May 8, 2023 Max Schatzow, Cary Kvitka, and Ryan Walter, Partners at RIA Lawyers, LLC
May 8, 2023 Scott O’Malia, Chief Executive Officer, International Swaps and Derivatives Association, Inc.
May 8, 2023 Marc D’Annunzio, General Counsel and Secretary, Bakkt Holdings, Inc.
May 8, 2023 Brian Laverdure, AAPVice President, Payments and Technology Policy, Independent Community Bankers of America and Mickey Marshall, Assistant Vice President and Regulatory Counsel, Independent Community Bankers of America
May 8, 2023 Landmark PLC, Certified Public Accountants
May 8, 2023 David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute
May 8, 2023 Ted Angus EVP, General Counsel, AssetMark Financial Holdings, Inc.
May 8, 2023 Christos A. Polyzois, Ph.D., Deputy CTO, Inveniam Capital Partners, Inc.
May 8, 2023 Ropes and Gray LLP
May 8, 2023 Tim Griffin, Arkansas Attorney General et al.
May 8, 2023 Rebekah Goshorn Jurata, General Counsel, American Investment Council
May 8, 2023 Peter C. Dean, General Counsel, New York Department of Financial Services
May 8, 2023 Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network
May 8, 2023 Michael Underhil, President, The Alternative & Direct lnvestment Securities Association
May 8, 2023 Trevor Rutar, CEO, Kraken Bank
May 8, 2023 Cody Carbone, Vice President, Policy, Chamber of Digital Commerce
May 8, 2023 Jiøí Król, Deputy CEO, Global Head of Government Affairs Global Head of the ACC, Alternative Investment Management Association and the Alternative Credit Council
May 8, 2023 Kevin Ehrlich, Managing Director, SIFMA Asset Management Group
May 8, 2023 Jennifer M. McAdam, Associate General Counsel, American Council of Life Insurers
May 8, 2023 Mike Belshe, Chief Executive Officer, BitGo Holdings, Inc. and Ira Wurcel, General Counsel, BitGo Holdings, Inc.
May 8, 2023 PricewaterhouseCoopers LLP
May 8, 2023 Jake Chervinsky, Chief Policy Officer, Blockchain Association and Marisa T. Coppel, Policy Counsel, Blockchain Association
May 8, 2023 Steven Wager, Chair, Americas Focus Committee, The Association of Global Custodians
May 8, 2023 Joshua Brown, Claims Director
May 8, 2023 Stacy G rity, Pennsylvania State Treasurer, Chair, ABLE Savings Plans Network
May 8, 2023 Andrew Hartnett, NASAA President and Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association
May 8, 2023 Andrea Tinianow, GBBC Chief Legal Officer and Head of Policy, Americas and Andrew Smith, Esq., GBBC Digital Finance, Government and Regulatory Affairs Director, Americas
May 8, 2023 Jim Lin, C.E.O., Aimichia Technology Co., Ltd.
May 8, 2023 Elizabeth Curtis, General Counsel, Equity Trust Company
May 8, 2023 Aswin Joy, Retail, Individual Investor
May 8, 2023 Pete Tomlinson, Head of Post Trade, Association for Financial Markets in Europe; John Siena, Chair, Association of Global Custodians – European Focus Committee; and Wim Mijs, Chief Executive Officer, European Banking Federation
May 8, 2023 Cahill Gordon & Reindel LLP
May 7, 2023 Hugh D. Berkson, President, Public Investors Advocate Bar Association
May 7, 2023 Matthew Kolesky
May 6, 2023 Public Citizen
May 5, 2023 Maxwell R. Rich, Deputy General Counsel, Republic Capital
May 5, 2023 Rob Witoff, CEO, Unit 410, LLC and Michael J. Nelson, General Counsel, Unit 410, LLC
May 5, 2023 Major L. Clark, III, Deputy Chief Counsel, Office of Advocacy, U.S. Small Business Administration and Meagan E. Singer, Assistant Chief Counsel, Office of Advocacy, U.S. Small Business Administration
May 5, 2023 Elliot Ganz, Head of Advocacy and Co-Head Public Policy, LSTA
May 5, 2023 Jai Ramaswamy, Chief Legal Officer, Andreessen Horowitz, Scott Walker, Chief Compliance Officer, Andreessen Horowitz and Miles Jennings, General Counsel, Andreessen Horowitz
May 4, 2023 Crypto Council for Innovation
May 4, 2023 Stuart J. Kaswell, Esq.
May 3, 2023 Deloitte & Touche LLP
Apr. 27, 2023 Lilia V. DuBois, Assistant Attorney General and Leah MacArthur, Assistant Attorney General, Commonwealth of Massachusetts, Office of the Attorney General
Apr. 14, 2023 Michael S. Hong, Chair, Private Investment Funds Committee, Patrick Campbell, Chair and Adam Felsentahl, Chair, Compliance Committee, New York City Bar Association Committee on Private Investment Funds and Committee on Compliance
Apr. 13, 2023 Steve Larsen, CPA, CDAA, Columbia Advisory Partners
Apr. 10, 2023 Ashley King
Apr. 10, 2023 Charli Gregory
Apr. 7, 2023 Andrew Vollmer, Senior Affiliated Scholar, Mercatus Center at George Mason University
Apr. 5, 2023 Lucy Crandell
Mar. 31, 2023 Michael Weirich
Mar. 23, 2023 Curtis
Mar. 19, 2023 Ken's Bane
Mar. 15, 2023 Anonymous
Mar. 13, 2023 Anonymous
Mar. 13, 2023 Curtis A. McLane, CEO
Mar. 12, 2023 Denis, HR Manager
Mar. 9, 2023 Jamahri Johnson
Mar. 8, 2023 Dennis L. Markway, CEO
Mar. 7, 2023 Elliot Ganz, Head of Advocacy, Co-Head of Public Policy, LSTA
Mar. 6, 2023 Curtis Higgins, Household Investor
Mar. 6, 2023 Tony
Mar. 5, 2023 Chris Carrington
Mar. 5, 2023 Michael Krupczak
Mar. 4, 2023 Worried Household Investor, Degree in Economics, at a University, in America.
Mar. 3, 2023 ABA Securities Association, Alternative Credit Council, Alternative Investment Management Association, American Bankers Association, American Investment Council, Association of Global Custodians, Independent Community Bankers of America, Investment Adviser Association, Investment Company Institute, LSTA, Managed Funds Association, and Securities Industry and Financial Markets Association
Mar. 3, 2023 George Graham
Mar. 2, 2023 John Lee
Mar. 2, 2023 John Lee
Mar. 1, 2023 Household Harry
Mar. 1, 2023 Jonathan Dinkel
Mar. 1, 2023 Richard Russell
Mar. 1, 2023 Daniel McSkimming
Feb. 28, 2023 Ronald Martel, Boathouse Essex
Feb. 28, 2023 Lydia Idem, Managing Director, FM Capital Group
Feb. 27, 2023 Thomas D. Giachetti
Feb. 27, 2023 Brian Davis, Chief Compliance Officer, Barnegat Fund Management, Inc.
Feb. 25, 2023 Todd Calamita
Feb. 25, 2023 Wilda K. Connell
Feb. 25, 2023 Joshua Russell, Analytic Methodologist
Feb. 24, 2023 Thomas Gerson
Feb. 24, 2023 Jacob Gillmore
Feb. 23, 2023 Nicholas Mazzola
Feb. 22, 2023 Daniel Carnes, ElderAdo Financial
Feb. 20, 2023 Mayo Cordele Madoff II
Feb. 17, 2023 David Howell
Feb. 17, 2023 Adam Levitin, Professor of Law, Georgetown University Law Center
Feb. 17, 2023 S. Williams, Individual Investor
Feb. 16, 2023 Ivan Toledo
Feb. 15, 2023 Evan Cohen, Investor
Feb. 15, 2023 Robert Chester Woolfolk III

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jun. 11, 2024 Memorandum from the Office of Public Engagement regarding a June 4, 2024 meeting with Investment Adviser Association (IAA) Board of Governors
Jun. 10, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 4, 2024 meeting with representatives and members of the Investment Adviser Association ("IAA")
May 24, 2024 Memorandum from the Office of Public Engagement regarding a May 23, 2024 meeting with State Street Global Advisors
May 23, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 23, 2024 meeting with representatives of the State Street Global Advisors (SSGA)
May 22, 2024 Memorandum from the Division of Investment Management regarding a May 22, 2024 meeting with representatives of State Street Global Advisors (SSGA)
May 22, 2024 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 22, 2024 meeting with State Street Global Advisors (SSGA)
May 22, 2024 Memorandum from the Office of Public Engagement regarding a May 8, 2024 meeting with Bank Policy Institute
May 16, 2024 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 16, 2024 meeting with European Banking Federation (EBF)
May 16, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 16, 2024 meeting with representatives of the European Banking Federation (EBF)
May 14, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 14, 2024 meeting with representatives of LSTA
May 2, 2024 Memorandum from the Division of Investment Management regarding a May 2, 2024 meeting with the Investment Adviser Association
Apr. 18, 2024 Memorandum from the Office of the Chair regarding an April 18, 2024 meeting with BlackRock, Inc.
Apr. 17, 2024 Memorandum from the Division of Investment Management regarding an April 17, 2024 meeting with SIFMA AMG
Apr. 5, 2024 Memorandum from the Division of Investment Management regarding an April 5, 2024 videoconference with representatives of JPM
Mar. 28, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 28, 2024 meeting with Dalton State College Students
Mar. 21, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 21, 2024 meeting with representatives of BNY Mellon
Mar. 21, 2024 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a March 21, 2024 meeting with Alternative Credit Council
Mar. 21, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 21, 2024 meeting with representatives of the Real Estate Roundtable
Mar. 13, 2024 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 11, 2024 meeting with representatives SIFMA
Mar. 11, 2024 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 11, 2024 meeting with representatives of Fidelity
Feb. 28, 2024 Memorandum from the Division of Investment Management regarding a February 28, 2024 videoconference with representatives of the Real Estate Roundtable
Feb. 28, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 28, 2024 meeting with representatives and members of the Real Estate Roundtable
Feb. 28, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 27, 2024 meeting with representatives of Paradigm Operations LP ("Paradigm")
Feb. 26, 2024 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 26, 2024 meeting with representatives of SIFMA
Feb. 8, 2024 Memorandum from the Division of Investment Management regarding a February 8, 2024 meeting with BlackRock, Inc.
Feb. 8, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 7, 2024 meeting with representatives of State Street Corporation
Feb. 7, 2024 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 7, 2024 meeting with representatives of State Street
Jan. 17, 2024 Memorandum from the Office of the Chair regarding a January 17, 2024 meeting with the International Swaps and Derivatives Association ("ISDA")
Dec. 15, 2023 Memorandum from the Division of Investment Management regarding a December 15, 2023 videoconference with representatives of JPM
Dec. 11, 2023 Memorandum from the Office of Public Engagement regarding a December 11, 2023 meeting with representatives of the Investment Adviser Association
Dec. 6, 2023 Memorandum from the Office of Commissioner Hester M/ Peirce regarding a December 6, 2023 meeting with representatives of the Investment Association
Dec. 4, 2023 Memorandum from the Office of the Chair regarding a meeting with representatives of Standards Board for Alternative Investments ("SBAI")
Nov. 9, 2023 Memorandum from the Division of Investment Management regarding a November 9, 2023 videoconference with representatives of AGC
Nov. 9, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 3, 2023 meeting with representatives of the of the Alternative Investment Management Association
Nov. 3, 2023 Memorandum from the Division of Investment Management regarding a November 3, 2023 meeting with representatives of the Real Estate Roundtable
Nov. 2, 2023 Memorandum from the Division of Investment Management regarding a November 2, 2023 videoconference with representatives of SIFMA
Nov. 2, 2023 Memorandum from the Division of Investment Management regarding a November 2, 2023 videoconference with representatives of the American Bankers Association
Oct. 30, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a October 25, 2023 meeting with representatives of TIAA/Nuveen
Oct. 25, 2023 Memorandum from the Division of Investment Management regarding an October 25, 2023 video conference with Adam Levitin
Oct. 23, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 23, 2023 meeting with Lynne Marlor
Oct. 23, 2023 Memorandum from the Office of the Chair regarding an October 23, 2023 meeting with Investment Adviser Association
Oct. 17, 2023 Memorandum from the Division of Investment Management regarding an October 17, 2023 video conference with representatives of the IAA
Oct. 13, 2023 Memorandum from the Division of Investment Management regarding a October 13, 2023 videoconference with representatives of BNY Mellon, Northern Trust and State Street
Oct. 6, 2023 Supplement to the Memorandum from the Division of Investment Management regarding a June 13, 2023 videoconference with representatives of the Committee of Annuity Insurers
Oct. 6, 2023 Memorandum from the Office Of Public Engagement regarding a October 5, 2023 virtual meeting with Committee on Capital Markets Regulation
Oct. 4, 2023 Memorandum from the Office Of the Chair regarding a October 4, 2023 meeting with representatives of the American Bankers Association
Sep. 29, 2023 Memorandum from the Division of Investment Management regarding a videoconference with representatives of FIA
Sep. 27, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 27, 2023 meeting with Paradigm
Sep. 26, 2023 Memorandum from the Division of Investment Management regarding a September 26, 2023 meeting with representatives of Coinbase
Sep. 25, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 25, 2023 meeting with representatives of the Committee on Capital Markets Regulation
Sep. 19, 2023 Memorandum from the Office Of the Chair regarding a September 19, 2023 virtual meeting with representatives of BNYM
Sep. 18, 2023 Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of American Bankers Association, Bank Policy Institute, and Financial Services Forum
Sep. 14, 2023 Memorandum from the Division of Investment Management regarding a September 14, 2023 videoconference with representatives of Turnqey Labs
Sep. 13, 2023 Memorandum from the Office of Chair regarding a September 13, 2023 meeting with BNY Mellon
Sep. 11, 2023 Memorandum from the Division of Investment Management regarding a September 11, 2023 videoconference with representatives of Blackstone
Sep. 11, 2023 Memorandum from the Division of Investment Management regarding a September 11, 2023 videoconference with representatives of SIFMA
Aug. 31, 2023 Memorandum from the Division of Investment Management regarding an August 31, 2023 videoconference with representatives of ICBA
Aug. 31, 2023 Memorandum from the Office Of Commissioner Jaime Lizárraga regarding a August 31, 2023, meeting with representatives of the American Bankers Association
Aug. 30, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 30, 2023, meeting with representatives of the American Bankers Association, the ABA Securities Association, the Bank Policy Institute, and the Financial Services Forum
Aug. 29, 2023 Memorandum from the Division of Investment Management regarding an August 29, 2023 meeting with representatives of AGC
Aug. 29, 2023 Memorandum from the Division of Investment Management, and Division of Economic and Risk Analysis regarding an August 29, 2023, videoconference with representatives of the Investment Company Institute
Aug. 28, 2023 Memorandum from the Office of Public Engagement regarding an August 25, 2023, virtual meeting with representatives of the Investment Adviser Association
Aug. 25, 2023 Memorandum from the Office of Public Engagement regarding an August 24, 2023, virtual meeting with representatives of Northern Trust
Aug. 17, 2023 Memorandum from the Office of Public Engagement regarding an August 16, 2023 virtual meeting with representatives of the Independent Community Bankers of America
Aug. 16, 2023 Memorandum from the Division of Investment Management regarding an August 15, 2023 meeting with representatives of SIFMA AMG
Aug. 11, 2023 Memorandum from the Office Of Commissioner Hester M. Peirce regarding a August 11, 2023 meeting with representatives of Title Financial
Aug. 3, 2023 Memorandum from the Office Of Commissioner Hester M. Peirce regarding an August 3, 2023 meeting with representatives of JP Morgan Chase
Aug. 3, 2023 Memorandum from the Division of Investment Management regarding an August 2, 2023 videoconference with representatives of Blackstone Inc.
Aug. 2, 2023 Memorandum from the Office of Chair man regarding an August 1, 2023 meeting with representatives of the North American Securities Administrators Association
Aug. 2, 2023 Memorandum from the Office of Chair regarding a July 28, 2023 meeting with representatives of Fidelity
Aug. 2, 2023 Memorandum from the Office Of Public Engagement regarding a July 27, 2023 meeting with representatives of BNY Mellon
Aug. 1, 2023 Memorandum from the Division of Investment Management regarding a August 1, 2023 videoconference with representatives of Citi
Jul. 31, 2023 Memorandum from the Division of Investment Management regarding a July 27, 2023 meeting with representatives of SIFMA
Jul. 25, 2023 Memorandum from the Division of Investment Management regarding a July 25, 2023 meeting with representatives of BNY Mellon, Northern Trust, and State Street
Jul. 24, 2023 Memorandum from the Division of Investment Management regarding a July 24, 2023 videoconference with representatives of KPMG LLP
Jul. 20, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 20, 2023 meeting with representatives of Coinbase
Jul. 20, 2023 Memorandum from the Division of Investment Management regarding a July 20, 2023 meeting with representatives of Coinbase
Jul. 17, 2023 Memorandum from the Office Of the Chair regarding a June 29, 2023 meeting with representatives of Securitize
Jul. 14, 2023 Memorandum from the Office Of Public Engagement regarding a July 12, 2023 virtual meeting with representatives of Futures Industry Association
Jul. 13, 2023 Memorandum from the Office Of Public Engagement regarding a June 26, 2023 meeting with representatives of Managed Funds Association
Jul. 12, 2023 Memorandum from the Division of Investment Management regarding a July 11, 2023 videoconference with representatives of Loan Syndications and Trading Association
Jul. 10, 2023 Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of PIMCO
Jun. 30, 2023 Memorandum from the Division of Investment Management regarding a June 30 2023, videoconference with representatives of the Managed Funds Association
Jun. 29, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 1, 2023 meeting with State Street
Jun. 28, 2023 Memorandum from the Division of Investment Management regarding a June 27, 2023 videoconference with representatives of the Investment Adviser Association
Jun. 23, 2023 Memorandum from the Office of the Chair regarding a June 22, 2023 meeting with representatives of the Bank of New York Mellon
Jun. 15, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 15, 2023 meeting with representatives of the ABA Securities Association
Jun. 13, 2023 Memorandum from the Division of Investment Management regarding a June 13, 2023 meeting with representatives of Ernst & Young LLP
Jun. 13, 2023 Memorandum from the Division of Investment Management regarding a June 13, 2023 videoconference with representatives of the Committee of Annuity Insurers
Jun. 12, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 12, 2023 meeting with JP Morgan
Jun. 9, 2023 Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of the Investment Adviser Association
Jun. 7, 2023 Memorandum from the Division of Investment Management regarding a June 7, 2023, videoconference with representatives of JPMorgan Chase and Co.
Jun. 6, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 6, 2023 meeting with Investment Adviser Association's Board of Governors
May 23, 2023 Memorandum from the Office of the Chair regarding a May 23, 2023 meeting with representatives of Securitize
May 23, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 23, 2023 meeting with representatives of the UK Investment Association
May 22, 2023 Memorandum from the Office of the Chairman regarding a May 22, 2023 meeting with representatives of State Street Global Advisors
May 22, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of State Street Global Advisors
May 17, 2023 Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with Bank Policy Institute
Apr. 25, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 25, 2023 meeting with representatives of the Alternative Investment Management Association
Apr. 25, 2023 Memorandum from the Office of International Affairs regarding an April 13, 2023 videoconference with representatives of the Managed Funds Association
Apr. 21, 2023 Memorandum from the Division of Investment Management regarding an April 20, 2023 videoconference with representatives of Willkie Farr & Gallagher LLP
Apr. 18, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 18, 2023 meeting with Alternative Investment Management Association
Mar. 27, 2023 Memorandum from the Office of the Division of Corporation Finance, the Office of the Chief Accountant, and the Division of Economic and Risk Analysis regarding a March 27, 2023 videoconference with representatives of the State Street Bank and Trust Company
Mar. 23, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 23, 2023 meeting with representatives of Loan Syndications and Trading Association
Mar. 17, 2023 Memorandum from the Office of Public Engagement regarding a March 17, 2023 meeting with BNY Mellon
Mar. 15, 2023 Memorandum from the Office of the Chairman regarding a March 15, 2023 meeting with representatives from BNY Mellon
Mar. 14, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 14, 2023 meeting with members of the ICI Executive Committee and ICI staff representatives
Mar. 10, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 10, 2023 meeting with Turnqey Labs.
Mar. 8, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 8, 2023 meeting with representatives of BitGo
Mar. 7, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 7, 2023 meeting with representatives of the City of London Corporation
Mar. 7, 2023 Memorandum from the Office of Public Engagement regarding a March 6, 2023 meeting with Independent Community Bankers of America
Mar. 6, 2023 Memorandum from the Division of Investment Management regarding a March 2, 2023 videoconference with representatives of the Bank of New York Mellon
Mar. 3, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 3, 2023 meeting with representatives of T. Rowe Price
Mar. 3, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 24, 2023 meeting with representatives of Fidelity
Mar. 1, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 28, 2023 meeting with representatives of Crypto Council for Innovation
Mar. 1, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 28, 2023 meeting with representatives of Crypto Council for Innovation
Feb. 23, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 23, 2023 meeting with Industry Representatives
Feb. 17, 2023 Memorandum from the Office of the Chairman regarding a February 16, 2023 meeting with Fidelity