Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed


Date Sort descending	Respondents
Aug. 22, 2025	Robert M. Thompson; The Financial Freedom Foundation d/b/a F3 Mastermind; Brandon K. Stucki Release No. LR-26384 See Also: SEC Complaint , Judgment , Final Judgment
Aug. 22, 2025	Rouzbeh “Ross” Haghighat; Behrouz “Bruce” Haghighat; Kirstyn Pearl; James Roberge; Seyedfarbod “Fabio” Sabzevari Release No. LR-26383 See Also: SEC Complaint
Aug. 21, 2025	Joseph Neal Sanberg Release No. LR-26382 See Also: SEC Complaint
Aug. 21, 2025	Kenneth Thom Release No. LR-26381 See Also: SEC Complaint
Aug. 21, 2025	Justin Chen; Jun Zhen Release No. LR-26380 See Also: SEC Complaint
Aug. 21, 2025	Stock Purse Trading LLC; Liston Associates, Inc.; Carole A. Liston Release No. LR-26379 See Also: SEC Complaint
Aug. 18, 2025	Brent Cranmer; Jonathan Whitesides; and Daniel McCormick Release No. LR-26378 See Also: SEC Complaint
Aug. 18, 2025	Wendy Swensen Release No. LR-26377 See Also: SEC Complaint
Aug. 18, 2025	Robert Alan Yedid, Andrew Kaufman, Mark Jacobs Release No. LR-26376 See Also: SEC Complaint
Aug. 15, 2025	Ryan R. Wear; Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico Release No. LR-26375 See Also: SEC Complaint - Ryan R. Wear, Water Station Management LLC, and Creative Technologies, Inc. , SEC Complaint - Jordan Chirico
Aug. 15, 2025	Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant) Release No. LR-26374 See Also: Amended Complaint
Aug. 13, 2025	Olayinka Oliyanka Temitope Oyebola; Olayinka Oyebola & Co. (Chartered Accountants) Release No. LR-26373 See Also: Final Judgment - Olayinka Oyebola & Co , Final Judgment - Olayinka Temitope Oyebola , Order - Olayinka Temitope Oyebola (“Oyebola”) and Olayinka Oyebola & Co. (Chart…
Aug. 12, 2025	Garrett W. Moretz Release No. LR-26372 See Also: Order - Garrett W. Moretz
Aug. 11, 2025	Ryan N. Cole Release No. LR-26371 See Also: SEC Complaint
Aug. 11, 2025	Bruce Cameron Conway Release No. LR-26370 See Also: SEC Complaint
Aug. 7, 2025	Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen Release No. LR-26369 See Also: Joint Stipulation of Dismissal
Aug. 6, 2025	Dr. Joseph J. Nantomah; Investors Capital LLC; Global Investors Capital LLC; and High Income Performance Partners LLC Release No. LR-26368 See Also: SEC Complaint
Aug. 6, 2025	Doron A. Tavlin, Afshin Farahan, and David Gantman Release No. LR-26367 See Also: Final Judgment - Doron A. Tavlin
Aug. 4, 2025	David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc. Release No. LR-26366 See Also: SEC Complaint , Order Unsealing Complaint
July 30, 2025	Jose D. Rocha Release No. LR-26365 See Also: SEC Complaint , Final Judgment
July 30, 2025	Dishant Gupta Release No. LR-26364 See Also: Final Judgment
July 29, 2025	Caz L. Craffy Release No. LR-26363 See Also: SEC Complaint
July 29, 2025	Rabindranauth Persaud Release No. LR-26362 See Also: Filed Application
July 22, 2025	Old South Trading Co., LLC; Brendan H. Church; Edwin N. (“Chuck”) Church Release No. LR-26361 See Also: Final Judgment - Brendan H. Church , Final Judgment - Edwin N. (“Chuck”) Church
July 22, 2025	Edwin Emmett Lickiss, Jr. Release No. LR-26360 See Also: SEC Complaint
July 22, 2025	Brian M. Kashman Release No. LR-26359 See Also: SEC Complaint
July 22, 2025	Edwin Brant Frost IV and First Liberty Building & Loan LLC Release No. LR-26358 See Also: SEC Complaint
July 22, 2025	Jerry D. Guess and Guess & Co. Corporation Release No. LR-26357 See Also: Final Judgment
July 21, 2025	Robert Brian Thompson Release No. LR-26356 See Also: Final Judgment
July 21, 2025	Suyun Gu, et al. Release No. LR-26355 See Also: SEC Complaint , Motion For Summary Judgment , Order and Final Judgment
July 21, 2025	Joseph J. D’Ambrosio Release No. LR-26354 See Also: SEC Complaint , Judgment
July 21, 2025	Ameri Metro, Inc., Shahnawaz Mathias, Penndel Land Development Co., and HSRF Trust Release No. LR-26353 See Also: SEC Complaint
July 18, 2025	Christine Hunsicker Release No. LR-26352 See Also: SEC Complaint
July 15, 2025	Gordon J. Coburn, Steven E. Schwartz Release No. LR-26351 See Also: Joint Stipulation to Dismiss and Releases
July 15, 2025	Eric J. Watson Release No. LR-26350 See Also: Opinion and Order - Eric J. Watson
July 14, 2025	Imer Gomez, individually and d/b/a K&G Investment Solutions, LLC; Helios Venture Fund, LLC; Relief Defendants Eric Claxton and Heather Claxton Release No. LR-26349 See Also: SEC Complaint
July 11, 2025	Trijya Vakil and Neeraj Visen Release No. LR-26348 See Also: SEC Complaint
July 11, 2025	Pinnacle Advisors, LLC; Robert F. Cuculich; Benjamin R. Quilty; Mark E. Wadach; and Lawton A. Williamson Release No. LR-26347 See Also: Joint Stipulation to Dismiss With Prejudice and Releases
July 11, 2025	Diana Mae Fernandez Release No. LR-26346
July 11, 2025	Joshua Thomas Jackson Release No. LR-26345 See Also: SEC Complaint
July 10, 2025	William A. Justice, Keith A. Rosenbaum, Brian D. Shibley, and Randell R. Torno Release No. LR-26344 See Also: Final Judgment - Brian Shibley , Judgment - Keith Rosenbaum , Final Judgment - Randell Torno , Final Judgment - William Justice
July 9, 2025	Nicholas A. Palazzo, et al. Release No. LR-26343 See Also: SEC Complaint , Final Judgment
July 9, 2025	Eric Cobb Release No. LR-26342
July 3, 2025	Cheetah X Inc. (d/b/a Go X), Alexander Debelov, and Khodr Salam Release No. LR-26341 See Also: SEC Complaint
July 3, 2025	Eduardo Hernandez Release No. LR-26340 See Also: Final Judgment
July 3, 2025	Eliseo Prisno and P/E Capital Investment Management Partners Release No. LR-26339 See Also: SEC Complaint
July 1, 2025	Anthony Caine; Anish Parvataneni; LJM Funds Management, Ltd.; LJM Partners, Ltd. Release No. LR-26338 See Also: Final Judgment - Anish Parvataneni , Final Judgment - Anthony Caine, LJM Funds Management, Ltd., and LJM Partners, Ltd.
June 27, 2025	Rajesh Markan Release No. LR-26337
June 26, 2025	Robynne Alexander Release No. LR-26336 See Also: SEC Complaint
June 26, 2025	American Patriot Brands, Inc.; Urban Pharms, LLC; DJ&S Property #1; TSL Distribution; Robert Y. Lee; Brian L. Pallas; J. Bernard Rice Release No. LR-26335 See Also: Order Granting Plaintiff's Motion for Partial Summary Judgment
June 24, 2025	Edward O’Donnell; Victor Bozzo Release No. LR-26334, AAER-4571 See Also: Final Judgment - Edward O’Donnell , Final Judgment - Victor Bozzo
June 24, 2025	Ian O. Mausner; Evolution Lending, LLC Release No. LR-26333 See Also: SEC Complaint
June 20, 2025	Ongkaruck Sripetch, et al. Release No. LR-26332 See Also: Final Judgment - ATG Inc. , Final Judgment - Amanda Flores , Final Judgment - Brehnen Knight , Final Judgment - Andrew McAlpine , Final Judgment - Ashmit Patel , Final Judgment - Ongkaruck Sripetch , Final Judgment - Michael Wexler , Final Judgment - Dominic Williams
June 20, 2025	Benjamin Ballout; Mohamed Zayed Release No. LR-26331 See Also: Final Judgment - Benjamin Ballout , Final Judgment - Mohamed Zayed , SEC Complaint
June 18, 2025	John M. Fife, et al.; Auctus Fund Management, LLC, et al.; Curt Kramer, et al. Release No. LR-26330 See Also: Stipulation of Dismissal - Auctus Fund Management, LLC, et al. , Stipulation of Dismissal - John M. Fife, et al. , Stipulation of Dismissal -Curt Kramer, et al.
June 17, 2025	Brite Advisors USA, Inc. Release No. LR-26329 See Also: Final Judgment
June 17, 2025	Peter Scalise III and The3rdBevco Inc. Release No. LR-26328 See Also: SEC Complaint
June 17, 2025	El Capitan Advisors, Inc. and Andrew D. Nash Release No. LR-26327 See Also: SEC Complaint
June 13, 2025	Roderick Vanderbilt Release No. LR-26326 See Also: SEC Complaint
June 13, 2025	Sergio Damian Lopez Release No. LR-26325 See Also: SEC Complaint , Final Judgment
June 12, 2025	Brady Jack Speers; Chatree Thiranon; GHAP, LLC d/b/a Blue Star Texas Release No. LR-26324 See Also: SEC Complaint , Final Judgment - Brady Jack Speers , Final Judgment - Chatree Thiranon , Final Judgment - GHAP, LLC /b/a Blue Star Texas
June 11, 2025	NDB, Inc.; Nima Golsharifi Release No. LR-26323 See Also: Final Judgment - NDB, Inc. , Final Judgment - Nima Golsharifi
June 10, 2025	Jack Brewer Release No. LR-26322 See Also: Judgment - Jack Brewer
June 6, 2025	Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium, Inc. Release No. LR-26321 See Also: Final Judgment - Lawrence Meyers and Ichabod’s Cranium, Inc. , Final Judgment - Medallion Financial Corp. and Andrew Murstein
June 4, 2025	James L. Koutoulas Release No. LR-26320 See Also: Order of Dismissal
June 4, 2025	David A. Nagler and New Line Capital, LLC Release No. LR-26319 See Also: SEC Complaint
May 30, 2025	Vladislav Kliushin Release No. LR-26318 See Also: SEC Complaint , Final Judgment - Vladislav Kliushin , Executive Grant of Clemency
May 29, 2025	Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus Release No. LR-26317 See Also: SEC Complaint
May 29, 2025	Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao Release No. LR-26316 See Also: Joint Stipulation to Dismissal and Releases
May 27, 2025	Christopher Aubin; Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC Release No. LR-26315 See Also: SEC Complaint
May 27, 2025	Unicoin, Inc.; Alexander Konanykhin; Maria Silvina Moschini; Alejandro Dominguez; Richard Devlin Release No. LR-26314 See Also: SEC Complaint
May 23, 2025	Kautilya (“Tony”) Sharma, Perian Salviola, and Pallas Holdings, LLC Release No. LR-26313 See Also: Final Judgement - Kautilya Sharma , Final Judgement - Perian Salviola , Final Judgement - Pallas Holdings, LLC
May 23, 2025	Kenneth Mattson and Relief Defendant KS Mattson Partners LP Release No. LR-26312 See Also: SEC Complaint
May 23, 2025	Joel J. Natario; Jefferson Scott Baker Release No. LR-26311 See Also: SEC Complaint
May 23, 2025	Adam R. Long, et al.; Tri-Bridge Ventures, LLC et al.; LG Capital Funding, LLC, et al.; River North Equity LLC, et al. Release No. LR-26310 See Also: Stipulation to Dismiss and Release: Tri-Bridge Ventures, LLC, et al. , Stipulation to Dismiss and Release: Adam R. Long, et al. , Stipulation to Dismiss and Release: River North Equity LLC, et al. (Chavez) , Stipulation to Dismiss and Release: River North Equity LLC, et al. (Liceaga) , Stipulation to Dismiss and Release: LG Capital Funding, LLC, et al.
May 22, 2025	Jeremy Jordan-Jones Release No. LR-26309 See Also: SEC Complaint
May 22, 2025	Elliot Maza; John H. Ford Release No. LR-26308 See Also: Final Judgement - John H. Ford , Final Judgement - Elliot Maza
May 9, 2025	Safeguard Metals LLC and Jeffrey Ikahn (f/k/a Jeffrey S. Santulan) Release No. LR-26307 See Also: Final Judgment - Jeffrey Ikahn , Final Judgment - Safeguard Metals LLC , Prior Litigation Release - LR-25708
May 8, 2025	Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen Release No. LR-26306 See Also: Settlement Agreement
May 7, 2025	Joshua Schuster; Schuster Enterprises LLC (d/b/a Silverback) Release No. LR-26305 See Also: SEC Complaint
May 7, 2025	Richard T. Kim Release No. LR-26304 See Also: SEC Complaint
May 7, 2025	Loral Langemeier and Live Out Loud, Inc. Release No. LR-26303 See Also: SEC Complaint
May 2, 2025	Ian Balina Release No. LR-26302 See Also: Joint Stipulation of Dismissal and Releases
May 2, 2025	Kenneth W. Alexander II; Robert D. Welsh; and Caedrynn E. Conner Release No. LR-26301 See Also: SEC Complaint
May 1, 2025	Derek Taller Release No. LR-26300 See Also: SEC Complaint
April 30, 2025	Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets Release No. LR-26299 See Also: Joint Stipulation to Dismiss, and Releases
April 30, 2025	Jenni Yoon Jeong Lee (a/k/a Jenni Lee Or Yoon Jeong Lee); Evergreen Property Developments LLC Release No. LR-26298 See Also: SEC Complaint
April 29, 2025	David A. Spargo; CannaCloud, Inc.; D.A. Spargo & Co. LLC Release No. LR-26297 See Also: SEC Complaint , Final Judgment - David A. Spargo , Final Judgment - CannaCloud Inc. , Final Judgment -D.A. Spargo & Company LLC
April 29, 2025	Albert Golusin; Peter Jacobs; John Scuderi Release No. LR-26296 See Also: SEC Complaint
April 29, 2025	Biogenic, Inc., et al. Release No. LR-26294 See Also: SEC Complaint , Final Judgment
April 29, 2025	Ramil Ventura Palafox Release No. LR-26295 See Also: SEC Complaint
April 28, 2025	Daniel J. Motha Release No. LR-26293
April 24, 2025	Marshall E. Melton and Integrated Consulting & Management, LLC Release No. LR-26292
April 24, 2025	Nova Labs, Inc. Release No. LR-26291 See Also: SEC Complaint , Final Judgment
April 22, 2025	GPB Capital Holdings, LLC, et al. Release No. LR-26290 See Also: SEC Complaint
April 21, 2025	David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc. Release No. LR-26289 See Also: SEC Complaint , Order
April 17, 2025	Saeid Jaberian Release No. LR-26288
April 17, 2025	CLS Global FZC LLC Release No. LR-26287
April 15, 2025	David Yow Shang Chiueh; Upright Financial Corp. Release No. LR-26286 See Also: Amended Complaint
April 15, 2025	Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc. Release No. LR-26285 See Also: Final Judgment - Steve A. Smith , Final Judgment - Xtreme Fighting Championships, Inc.

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