Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

Litigation Releases RSS Feed
Date Respondents
Agridime, LLC, Jed Wood, and Joshua Link
Release No. LR-26415
See Also: Final Judgment - Agridime , Final Judgment - Jed Wood , Final Judgment - Joshua Link
Prophecy Asset Management, LP, Jeffrey Spotts, and Brian Kahn
Release No. LR-26414
See Also: SEC Complaint
Taino Adrian Lopez, Alexander Farhang Mehr, and Maya Rose Burkenroad
Release No. LR-26413
See Also: SEC Complaint
Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development, LLC
Release No. LR-26412
See Also: SEC Complaint , Final Judgment
Matthew Derrick Hudson
Release No. LR-26411
See Also: SEC Complaint
Dmitrii Yevgenyevich Kushnarev
Release No. LR-26410
See Also: SEC Complaint
James R. Harrold; Franklin Management and Consulting, LLC; Accipter, LLC; Franklin Asset Management and Consulting, LLC; Franklin Management and Consulting, Inc.; and Concord Development Group, LLC
Release No. LR-26409
See Also: Final Judgment
Arthur P. Pizzello. Jr.; Robert Quattrocchi
Release No. LR-26408
See Also: Final Judgment - Robert Quattrocchi , Final Judgment - Arthur P. Pizzello
Aaron O'Brian Freeman
Release No. LR-26407
See Also: SEC Complaint
Pathyam Patel
Release No. LR-26406
See Also: SEC Complaint
Mark Kuhrt
Release No. LR-26405
See Also: Motion for Dismissal of Claims
Devon D. Archer
Release No. LR-26404
See Also: Joint Stipulation to Dismiss and Releases
Ozy Media, Inc. and Carlos R. Watson, Jr.
Release No. LR-26403
See Also: Joint Stipulation to Dismiss and Releases - Carlos R. Watson, Jr. , Joint Stipulation to Dismiss and Releases - Ozy Media, Inc.
Justin R. Kimbrough and Prosperity Consultants, LLC
Release No. LR-26402
See Also: Final Judgment - Justin R. Kimbrough , Final Judgment - Prosperity Consultants, LLC , SEC Complaint
Todd O'Gara and Wanu Water, Inc.
Release No. LR-26401
See Also: SEC Complaint
Charles T. Lawrence, Jr., Landes Prive, LLC; Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB; HekYeah, LLC, Justin D. Smith and Brenda M. Bisner
Release No. LR-26400
See Also: Final Judgment - Justin D. Smith , Final Judgment - Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB , Final Judgment - Brenda M. Bisner , Final Judgment - Landes Prive, LLC, Landes and Compagnie Trust Prive a/k/a Landes and Compagnie Trst Prive KB, and HekYeah, LLC
Allen C. Giltman
Release No. LR-26399
See Also: Final Judgment
Jian Wu
Release No. LR-26398
See Also: SEC Complaint
Trevor R. Milton
Release No. LR-26397
See Also: Joint Stipulation to Dismiss and Release
Anthony J. Mastroianni, Jr.
Release No. LR-26396
Parker Terrill Austin and Embarcadero Capital Advisors, Inc.
Release No. LR-26395
See Also: SEC Complaint
Kin-Hung Peony Yu
Release No. LR-26394
See Also: SEC Complaint
Tomislav Vukota; Vukota Capital Management, LLC; VCM Global Asset Management Ltd.
Release No. LR-26393
See Also: SEC Complaint
Henry Paul Regan, Jr.
Release No. LR-26392
See Also: SEC Complaint
Arsalan Rawjani; Trade with Ayasa, LLC (Texas); Trade with Ayasa, LLC (Wyoming); Trade with Ayasa, LLC (Nevada)
Release No. LR-26391
See Also: SEC Complaint
Calvin Guess; Marcus Ligon; 5 Fruits Enterprises LLC
Release No. LR-26390
See Also: SEC Complaint
Austin D. Ellison-Meade
Release No. LR-26389
See Also: SEC Complaint , Final Judgment
Ryan Squillante
Release No. LR-26388
See Also: SEC Complaint
Daryl F. Heller; Prestige Investment Group, LLC; Paramount Management Group, LLC
Release No. LR-26387
See Also: SEC Complaint
Faraz Dar and Horizon Platinum LLC
Release No. LR-26386
See Also: SEC Complaint
James D. Burleson
Release No. LR-26385
Robert M. Thompson; The Financial Freedom Foundation d/b/a F3 Mastermind; Brandon K. Stucki
Release No. LR-26384
See Also: SEC Complaint , Judgment , Final Judgment
Rouzbeh “Ross” Haghighat; Behrouz “Bruce” Haghighat; Kirstyn Pearl; James Roberge; Seyedfarbod “Fabio” Sabzevari
Release No. LR-26383
See Also: SEC Complaint
Joseph Neal Sanberg
Release No. LR-26382
See Also: SEC Complaint
Kenneth Thom
Release No. LR-26381
See Also: SEC Complaint
Justin Chen; Jun Zhen
Release No. LR-26380
See Also: SEC Complaint
Stock Purse Trading LLC; Liston Associates, Inc.; Carole A. Liston
Release No. LR-26379
See Also: SEC Complaint
Brent Cranmer; Jonathan Whitesides; and Daniel McCormick
Release No. LR-26378
See Also: SEC Complaint
Wendy Swensen
Release No. LR-26377
See Also: SEC Complaint
Robert Alan Yedid, Andrew Kaufman, Mark Jacobs
Release No. LR-26376
See Also: SEC Complaint
Ryan R. Wear; Water Station Management LLC; Creative Technologies, Inc.; Refreshing USA, LLC; Ideal Property Investments LLC; Jordan Chirico
Release No. LR-26375
See Also: SEC Complaint - Ryan R. Wear, Water Station Management LLC, and Creative Technologies, Inc. , SEC Complaint - Jordan Chirico
Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)
Release No. LR-26374
See Also: Amended Complaint
Olayinka Oliyanka Temitope Oyebola; Olayinka Oyebola & Co. (Chartered Accountants)
Release No. LR-26373
See Also: Final Judgment - Olayinka Oyebola & Co , Final Judgment - Olayinka Temitope Oyebola , Order - Olayinka Temitope Oyebola (“Oyebola”) and Olayinka Oyebola & Co. (Chart…
Garrett W. Moretz
Release No. LR-26372
See Also: Order - Garrett W. Moretz
Ryan N. Cole
Release No. LR-26371
See Also: SEC Complaint
Bruce Cameron Conway
Release No. LR-26370
See Also: SEC Complaint
Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen
Release No. LR-26369
See Also: Joint Stipulation of Dismissal
Dr. Joseph J. Nantomah; Investors Capital LLC; Global Investors Capital LLC; and High Income Performance Partners LLC
Release No. LR-26368
See Also: SEC Complaint
Doron A. Tavlin, Afshin Farahan, and David Gantman
Release No. LR-26367
See Also: Final Judgment - Doron A. Tavlin
David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.
Release No. LR-26366
See Also: SEC Complaint , Order Unsealing Complaint
Jose D. Rocha
Release No. LR-26365
See Also: SEC Complaint , Final Judgment
Dishant Gupta
Release No. LR-26364
See Also: Final Judgment
Caz L. Craffy
Release No. LR-26363
See Also: SEC Complaint
Rabindranauth Persaud
Release No. LR-26362
See Also: Filed Application
Old South Trading Co., LLC; Brendan H. Church; Edwin N. (“Chuck”) Church
Release No. LR-26361
See Also: Final Judgment - Brendan H. Church , Final Judgment - Edwin N. (“Chuck”) Church
Edwin Emmett Lickiss, Jr.
Release No. LR-26360
See Also: SEC Complaint
Brian M. Kashman
Release No. LR-26359
See Also: SEC Complaint
Edwin Brant Frost IV and First Liberty Building & Loan LLC
Release No. LR-26358
See Also: SEC Complaint
Jerry D. Guess and Guess & Co. Corporation
Release No. LR-26357
See Also: Final Judgment
Robert Brian Thompson
Release No. LR-26356
See Also: Final Judgment
Suyun Gu, et al.
Release No. LR-26355
See Also: SEC Complaint , Motion For Summary Judgment , Order and Final Judgment
Joseph J. D’Ambrosio
Release No. LR-26354
See Also: SEC Complaint , Judgment
Ameri Metro, Inc., Shahnawaz Mathias, Penndel Land Development Co., and HSRF Trust
Release No. LR-26353
See Also: SEC Complaint
Christine Hunsicker
Release No. LR-26352
See Also: SEC Complaint
Gordon J. Coburn, Steven E. Schwartz
Release No. LR-26351
See Also: Joint Stipulation to Dismiss and Releases
Eric J. Watson
Release No. LR-26350
See Also: Opinion and Order - Eric J. Watson
Imer Gomez, individually and d/b/a K&G Investment Solutions, LLC; Helios Venture Fund, LLC; Relief Defendants Eric Claxton and Heather Claxton
Release No. LR-26349
See Also: SEC Complaint
Trijya Vakil and Neeraj Visen
Release No. LR-26348
See Also: SEC Complaint
Pinnacle Advisors, LLC; Robert F. Cuculich; Benjamin R. Quilty; Mark E. Wadach; and Lawton A. Williamson
Release No. LR-26347
See Also: Joint Stipulation to Dismiss With Prejudice and Releases
Diana Mae Fernandez
Release No. LR-26346
Joshua Thomas Jackson
Release No. LR-26345
See Also: SEC Complaint
William A. Justice, Keith A. Rosenbaum, Brian D. Shibley, and Randell R. Torno
Release No. LR-26344
See Also: Final Judgment - Brian Shibley , Judgment - Keith Rosenbaum , Final Judgment - Randell Torno , Final Judgment - William Justice
Nicholas A. Palazzo, et al.
Release No. LR-26343
See Also: SEC Complaint , Final Judgment
Eric Cobb
Release No. LR-26342
Cheetah X Inc. (d/b/a Go X), Alexander Debelov, and Khodr Salam
Release No. LR-26341
See Also: SEC Complaint
Eduardo Hernandez
Release No. LR-26340
See Also: Final Judgment
Eliseo Prisno and P/E Capital Investment Management Partners
Release No. LR-26339
See Also: SEC Complaint
Anthony Caine; Anish Parvataneni; LJM Funds Management, Ltd.; LJM Partners, Ltd.
Release No. LR-26338
See Also: Final Judgment - Anish Parvataneni , Final Judgment - Anthony Caine, LJM Funds Management, Ltd., and LJM Partners, Ltd.
Rajesh Markan
Release No. LR-26337
Robynne Alexander
Release No. LR-26336
See Also: SEC Complaint
American Patriot Brands, Inc.; Urban Pharms, LLC; DJ&S Property #1; TSL Distribution; Robert Y. Lee; Brian L. Pallas; J. Bernard Rice
Release No. LR-26335
See Also: Order Granting Plaintiff's Motion for Partial Summary Judgment
Edward O’Donnell; Victor Bozzo
Release No. LR-26334, AAER-4571
See Also: Final Judgment - Edward O’Donnell , Final Judgment - Victor Bozzo
Ian O. Mausner; Evolution Lending, LLC
Release No. LR-26333
See Also: SEC Complaint
Ongkaruck Sripetch, et al.
Release No. LR-26332
See Also: Final Judgment - ATG Inc. , Final Judgment - Amanda Flores , Final Judgment - Brehnen Knight , Final Judgment - Andrew McAlpine , Final Judgment - Ashmit Patel , Final Judgment - Ongkaruck Sripetch , Final Judgment - Michael Wexler , Final Judgment - Dominic Williams
Benjamin Ballout; Mohamed Zayed
Release No. LR-26331
See Also: Final Judgment - Benjamin Ballout , Final Judgment - Mohamed Zayed , SEC Complaint
John M. Fife, et al.; Auctus Fund Management, LLC, et al.; Curt Kramer, et al.
Release No. LR-26330
See Also: Stipulation of Dismissal - Auctus Fund Management, LLC, et al. , Stipulation of Dismissal - John M. Fife, et al. , Stipulation of Dismissal -Curt Kramer, et al.
Brite Advisors USA, Inc.
Release No. LR-26329
See Also: Final Judgment
Peter Scalise III and The3rdBevco Inc.
Release No. LR-26328
See Also: SEC Complaint
El Capitan Advisors, Inc. and Andrew D. Nash
Release No. LR-26327
See Also: SEC Complaint
Roderick Vanderbilt
Release No. LR-26326
See Also: SEC Complaint
Sergio Damian Lopez
Release No. LR-26325
See Also: SEC Complaint , Final Judgment
Brady Jack Speers; Chatree Thiranon; GHAP, LLC d/b/a Blue Star Texas
Release No. LR-26324
See Also: SEC Complaint , Final Judgment - Brady Jack Speers , Final Judgment - Chatree Thiranon , Final Judgment - GHAP, LLC /b/a Blue Star Texas
NDB, Inc.; Nima Golsharifi
Release No. LR-26323
See Also: Final Judgment - NDB, Inc. , Final Judgment - Nima Golsharifi
Jack Brewer
Release No. LR-26322
See Also: Judgment - Jack Brewer
Medallion Financial Corp., Andrew Murstein, Lawrence Meyers, and Ichabod’s Cranium, Inc.
Release No. LR-26321
See Also: Final Judgment - Lawrence Meyers and Ichabod’s Cranium, Inc. , Final Judgment - Medallion Financial Corp. and Andrew Murstein
James L. Koutoulas
Release No. LR-26320
See Also: Order of Dismissal
David A. Nagler and New Line Capital, LLC
Release No. LR-26319
See Also: SEC Complaint
Vladislav Kliushin
Release No. LR-26318
See Also: SEC Complaint , Final Judgment - Vladislav Kliushin , Executive Grant of Clemency
Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus
Release No. LR-26317
See Also: SEC Complaint
Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao
Release No. LR-26316
See Also: Joint Stipulation to Dismissal and Releases
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