Administrative Law Judge Orders and Initial Decisions

The SEC administrative law judges (ALJs) serve as impartial adjudicators who conduct hearings, issue initial decisions, and adjudicate ancillary matters in administrative proceedings.

ALJ Orders

ALJs presiding over contested administrative proceedings may issue orders to schedule hearings, rule on motions, or otherwise communicate to parties involved.

ALJ Initial Decisions

ALJs issue initial decisions interpreting and applying the law that, if not further reviewed, are “deemed the action of the Commission.”