Examination Priorities

The Division of Examinations annually publishes its examination priorities for the upcoming year to inform investors and registrants of the key risks, trends, and topics that will be the focus of examiners as they conduct their examinations of firms.

• 2025 Examination Priorities
  October 21, 2024
• 2024 Examination Priorities
  October 16, 2023
• 2023 Examination Priorities
  February 7, 2023
• 2022 Examination Priorities
  March 30, 2022
• 2021 Examination Priorities
  March 3, 2021
• 2020 Examination Priorities
  January 7, 2020
• 2019 Examination Priorities
  December 20, 2018
• 2018 Examination Priorities
  February 7, 2018
• 2017 Examination Priorities
  January 12, 2017
• 2016 Examination Priorities
  January 11, 2016
• 2015 Examination Priorities
  January 13, 2015
• 2014 Examination Priorities
  January 9, 2014
• 2013 Examination Priorities
  February 21, 2013