Division and Office Directors

Nathaniel H. Benjamin

Director, Office of Minority and Women Inclusion

David Bottom

Chief Information Officer

Stacey Bowers

Director, Office of the Advocate for Small Business Capital Formation

Keith Cassidy

Acting Director, Division of Examinations

Vance Cathell

Director, Office of Acquisitions

Vanessa Countryman

Secretary

Brian Daly

Director, Division of Investment Management
K. Scott Davey photo

K. Scott Davey

Acting Director, Office of Credit Ratings
Jeffrey Finnell bio photo

Jeffrey Finnell

Acting General Counsel

Cristina Begoña Martin Firvida

Director, Office of the Investor Advocate
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Robert Fisher

Acting Director, Division of Economic and Risk Analysis

Austin Gerig

Chief Data Officer

Olivier Girod

Director, Office of Support Operations

Jed Hickman

Director, EDGAR Business Office

Kurt Hohl

Chief Accountant

Erik Hotmire

Chief External Affairs Officer and Director, Office of Public Affairs
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Kathleen Hutchinson

Acting Director, Office of International Affairs

Kenneth Johnson

Chief Operating Officer

Caryn Kauffman

Chief Financial Officer
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Cicely LaMothe

Acting Director, Division of Corporation Finance
Dean Metry bio photo

Dean Metry

Chief Administrative Law Judge

Kevin Muhlendorf

Inspector General
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Mark Reinhold

Chief Human Capital Officer

Natalia Díez Riggin

Director, Office of Legislative and Intergovernmental Affairs

Rita Sampson

Director, Office of Equal Employment Opportunity

Dave A. Sanchez

Director, Office of Municipal Securities

Lori J. Schock

Director, Office of Investor Education and Advocacy

Jamie Selway

Director, Division of Trading and Markets

Danae Serrano

Ethics Counsel
Samuel Waldon

Samuel Waldon

Acting Director, Division of Enforcement

Last Reviewed or Updated: Aug. 6, 2025