Submit Public Comments
July 20, 2026
The Securities and Exchange Commission seeks input on Commission proposals and other pertinent issues and topics. All comments received are posted publicly.
Recent Commission Proposals or Requests for Comment
This compilation of proposed rules and other recent requests for public comment include links to submit a comment or view comments received on that item.
Exemption From Registration as a Clearing Agency: LSEG Post Trade Services Limited
Comments Due: Oct. 15, 2026
- Review the Request for Comment on LSEG Post Trade Limited's Application for Exemption From Registration as a Clearing Agency
- Submit a Comment on LSEG Post Trade Limited's Application
- View Public Comments Received on LSEG Post Trade Limited's Application
Exemption From Registration as a Clearing Agency: OSTTRA Limited; OSTTRA Services LLC
Comments Due: Oct. 15, 2026
- Review the Request for Comment on the OSTTRA Application for Exemption From Registration as a Clearing Agency
- Submit a Comment on the OSTTRA Application
- View Public Comments Received on the OSTTRA Application
Exemption From Registration as a Clearing Agency: TriOptima AB
Comments Due: Oct. 15, 2026
- Review the Request for Comment on TriOptima AB's Application for Exemption From Registration as a Clearing Agency
- Submit a Comment on TriOptima AB's Application
- View Public Comments Received on TriOptima AB's Application
Exemption From Registration as a Clearing Agency: DTCC ITP LLC
Comments Due: Oct. 15, 2026
- Review the Request for Comment on DTCC ITP's Application for Exemption From Registration as a Clearing Agency
- Submit a Comment on DTCC ITP's Application
- View Public Comments Received on DTCC ITP's Application
Regulation Crypto Assets
Comments Due: Oct. 20, 2026
- Review the Proposed Rule: Regulation Crypto Assets
- Submit a Comment About Regulation Crypto Assets
- View Public Comments Received About Regulation Crypto Assets
Exemption Pursuant to Section 36 of the Exchange Act: CBOE Clear U.S. LLC
Comments Due: Oct. 20, 2026
- Review the Notice of an Application of Cboe Clear U.S., LLC for an Exemption Pursuant to Section 36 of the Securities Exchange Act of 1934
- Submit a Comment on the Application of Cboe Clear U.S. LLC
- View Public Comments Received on the Application of Cboe Clear U.S. LLC
Amendment to Application for Registration as a Clearing Agency: CBOE Clear U.S. LLC
Comments Due: Oct. 30, 2026
- Notice of Filing of an Amendment to Application for Registration as a Clearing Agency
- Submit a Comment on CBOE Clear's Application
- View Public Comments Received on CBOE Clear's Application
Exemption of Debt Obligations Issued by the European Union Under the Exchange Act
Comments Due: Nov. 2, 2026
- Review the Proposed Rule: Exemption of Debt Obligations Issued by the European Union for Purposes of Trading Futures Contracts on Those Securities
- Submit a Comment About the Proposed Exemption of Debt Obligations Issued by the European Union
- View Public Comments Received About the Proposed Exemption of Debt Obligations Issued by the European Union
Transfer Agent Rules
Comments Due: Nov. 3, 2026
- Review the Proposed Rule: Modernizing Rules and Forms Applying to Registered Transfer Agents
- Submit a Comment About the Proposal to Modernize Transfer Agent Rules and Forms
- View Public Comments Received on the Proposal to Modernize Transfer Agent Rules and Forms
Political Contributions by Investment Advisers
Comments Due: Nov. 9, 2026
- Review the Proposed Rule: Political Contributions by Certain Investment Advisers
- Submit a Comment on the Proposed Rule Regarding Political Contributions by Investment Advisers
- View Public Comments Received About the Proposed Rule Regarding Political Contributions by Investment Advisers
Rescission of Shareholder Proposal Rule
Comments Due: Nov. 20, 2026
- Review the Proposed Rule: Rescission of Rule 14a-8’s Federal Regulation of Shareholder Proposals and Amendments to Rule 14a-4
- Submit a Comment on the Proposed Rescission of the Shareholder Proposal Rule
- View Public Comments Received on the Proposed Rescission of the Shareholder Proposal Rule
Modernization of Proxy Solicitation Rules
Comments Due: Nov. 20, 2026
- Review the Proposed Rule: Proxy Solicitation Modernization
- Submit a Comment on the Proposed Modernization of Proxy Solicitation Rules
- View Public Comments Received on the Proposed Modernization of Proxy Solicitation Rules
Investment Adviser Performance-Based Compensation Modernization
Comments Due: Dec. 4, 2026
- Review the Proposed Rule: Investment Adviser Performance-Based Compensation Modernization
- Submit a Comment on Investment Adviser Performance-Based Compensation Modernization
- View Public Comments Received on Investment Adviser Performance-Based Compensation Modernization
Interval Fund Modernization
Comments Due: Dec. 4, 2026
- Review the Proposed Rule: Interval Fund Modernization
- Submit a Comment on Interval Fund Modernization
- View Public Comments Received on Interval Fund Modernization
Additional Ways to Qualify as an Accredited Investor
Comments Due: Dec. 4, 2026
- Review the Commission Notice: Potential Designation of Passage of an Accredited Investor Exam
- Submit a Comment on the Potential Designation of Passage of an Accredited Investor Exam
- View Public Comments Received on the Potential Designation of Passage of an Accredited Investor Exam
- Review the Commission Notice: Potential Designation of U.S. Certified Public Accountant License
- Submit a Comment on the Potential Designation of U.S. Certified Public Accountant License
- View Public Comments Received on the Potential Designation of U.S. Certified Public Accountant License
- Review the Commission Notice: Potential Designation of Chartered Financial Analyst Designation
- Submit a Comment on the Potential Designation of Chartered Financial Analyst Designation
- View Public Comments Received on the Potential Designation of Chartered Financial Analyst Designation
- Review the Commission Notice: Potential Designation of Certified Financial Planner Certification
- Submit a Comment on the Potential Designation of Certified Financial Planner Certification
- View Public Comments Received on the Potential Designation of Certified Financial Planner Certification
- Review the Commission Notice: Potential Designation of Series 79, Series 86, and Series 87 Licenses
- Submit a Comment on the Potential Designation of Series 79, Series 86, and Series 87 Licenses
- View Public Comments Received on the Potential Designation of Series 79, Series 86, and Series 87 Licenses
Investment Adviser and Regulated Fund Custody Rules; Crypto Custody Rules
Comments Due: Dec. 7, 2026
- Review the Proposed Rule: Investment Adviser and Regulated Fund Custody; Crypto Custody
- Submit a Comment on Investment Adviser and Regulated Fund Custody; Crypto Custody
- View Public Comments Received on Investment Adviser and Regulated Fund Custody; Crypto Custody
Investment Company Cross Trading
Comments Due: Dec. 14, 2026
- Review the Proposed Rule: Investment Company Cross Trading
- Submit a Comment on Investment Company Cross Trading
- View Public Comments Received on Investment Company Cross Trading
"Innovation Exemption" to Facilitate Trading of Tokenized NMS Stock
Comments Due: No Closing Date
- Review the Order/Request for Comment Regarding Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues
- Submit a Comment on Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues
- View Public Comments Received on Exemptive Relief for Trading of Tokenized NMS Stock on Tokenized Securities Venues
Affiliations Between National Securities Exchanges and Broker-Dealers
Comments Due: No Closing Date
- Review the Staff Statement on Affiliations Between National Securities Exchanges and Broker-Dealers
- Submit a Comment on Affiliations Between National Securities Exchanges and Broker-Dealers
- View Public Comments Received on Affiliations Between National Securities Exchanges and Broker-Dealers
Self-Regulatory Organization Filings
To submit a public comment on a Commission notice related to a self-regulatory organization (SRO) filing, access an SRO's filings through the SRO rulemaking webpage and find links to "submit a comment" in the Details column.
Last Reviewed or Updated: Oct. 1, 2026