This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Issue Date | File Number | Rulemaking | Status |
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S7-26-22 | Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk
Investment Management |
View Related Activity | |
S7-2024-01 | Qualifying Venture Capital Funds Inflation Adjustment
Investment Management |
View Related Activity | |
S7-2024-05 | Financial Data Transparency Act Joint Data Standards
Corporation Finance |
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S7-16-23 | Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities
Investment Management |
View Related Activity | |
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-05-23 | Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information
Investment Management, Trading and Markets |
View Related Activity | |
S7-05-23 | Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information
Investment Management, Trading and Markets |
View Related Activity | |
S7-2024-02 | Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers
Investment Management |
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S7-13-23 | Exemption for Certain Investment Advisers Operating Through the Internet
Investment Management |
View Related Activity | |
S7-21-21 | Share Repurchase Disclosure Modernization
Corporation Finance, Investment Management |
View Related Activity | |
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-29-22 | Disclosure of Order Execution Information
Trading and Markets |
View Related Activity | |
S7-10-22 | The Enhancement and Standardization of Climate-Related Disclosures for Investors
Corporation Finance |
View Related Activity | |
S7-02-23 | Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission
Ethics Counsel |
View Related Activity | |
S7-2024-01 | Qualifying Venture Capital Funds Inflation Adjustment
Investment Management |
View Related Activity | |
S7-22-22 | Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers
Investment Management |
View Related Activity | |
S7-12-22 | Further Definition of "As a Part of a Regular Business" in the Definition of Dealer and Government Securities Dealer
Trading and Markets |
View Related Activity | |
S7-13-22 | Special Purpose Acquisition Companies, Shell Companies, and Projections
Corporation Finance |
View Related Activity | |
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-23-22 | Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities
Trading and Markets |
View Related Activity | |
S7-01-23 | Prohibition Against Conflicts of Interest in Certain Securitizations
Corporation Finance |
View Related Activity | |
S7-21-22 | Clearing Agency Governance and Conflicts of Interest
Trading and Markets |
View Related Activity | |
S7-14-22 | Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities
Trading and Markets |
View Related Activity | |
S7-18-23 | Volume-Based Exchange Transaction Pricing for NMS Stocks
Trading and Markets |
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S7-08-22 | Short Position and Short Activity Reporting by Institutional Investment Managers
Investment Management, Trading and Markets |
View Related Activity | |
S7-18-21 | Reporting of Securities Loans
Trading and Markets |
View Related Activity | |
S7-06-22 | Modernization of Beneficial Ownership Reporting
Corporation Finance |
View Related Activity | |
S7-16-23 | Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities
Investment Management |
View Related Activity | |
S7-03-23 | The Commission's Privacy Act Regulations
FOIA Services |
View Related Activity | |
S7-16-22 | Investment Company Names
Investment Management |
View Related Activity | |
Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-15-23 | EDGAR Filer Access and Account Management
EDGAR Business Office |
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S7-04-23 | Safeguarding Advisory Client Assets
Investment Management |
View Related Activity | |
S7-03-22 | Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews
Investment Management |
View Related Activity | |
S7-05-15 | Exemption for Certain Exchange Members
Trading and Markets |
View Related Activity | |
S7-13-23 | Exemption for Certain Investment Advisers Operating Through the Internet
Investment Management |
View Related Activity | |
S7-12-23 | Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers
Trading and Markets, Investment Management |
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S7-09-22 | Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure
Corporation Finance |
View Related Activity | |
S7-11-23 | Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule
Trading and Markets |
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S7-22-21 | Money Market Fund Reforms
Investment Management |
View Related Activity | |
S7-32-10 | Reopening of Comment Period for Position Reporting of Large Security-Based Swap
Trading and Markets |
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-11-22 | Removal of References to Credit Ratings From Regulation M
Trading and Markets |
View Related Activity | |
S7-32-10 | Prohibition Against Fraud, Manipulation, and Deception in Connection With Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers
Trading and Markets |
View Related Activity | |
Technical Amendments to Commission Rules and Forms | |||
S7-10-23 | Covered Clearing Agency Resilience and Recovery and Wind-Down Plans
Trading and Markets |
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Technical Amendments to Form BD and Form BDW | |||
S7-01-22 | Conformed: Form PF; Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers; Requirements for Large Private Equity Fund Adviser Reporting
Investment Management |
View Related Activity | |
S7-21-21 | Share Repurchase Disclosure Modernization
Corporation Finance, Investment Management |
View Related Activity | |
S7-06-22 | Modernization of Beneficial Ownership Reporting
Corporation Finance |
View Related Activity | |
S7-02-22 | Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange”
Trading and Markets |
View Related Activity | |
S7-08-23 | Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report Other Rel. Nos.: 34-97182; IC-34864
Trading and Markets |
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Adoption of Updated EDGAR Filer Manual
EDGAR Business Office |
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S7-07-23 | Regulation Systems Compliance and Integrity
Trading and Markets |
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S7-06-23 | Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents
Trading and Markets |
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S7-05-23 | Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information
Investment Management, Trading and Markets |
View Related Activity |
Last Reviewed or Updated: July 22, 2024