Technical Specifications

Oct. 11, 2023

These Technical Specifications describe the valid structure and content for EDGAR submission types to be submitted in:

  • XBRL (eXtensible Business Reporting Language)
  • XML (eXtensible Markup Language)

In addition, filers are reminded that they must comply with the requirements of the EDGAR Filer Manual.
 

XBRL Technical Specifications

The EDGAR XBRL Guide sets forth detailed technical specifications of XBRL formatting and validation for EDGAR submissions.

Version: Corresponds to EDGAR Release 24.4 Filer Manual  |  Date:  November, 2024  |  full guide (PDF, 2.25 mb)

Major changes:

  • Add Inline XBRL as a permitted file format for instance types RXP.US, RXP.CA, and RXP.FPI.
  • Add exhibit type EX-99.4r HISTORIC instance type RD.H99 for Form N-4 Item 31A.

See the Change Log for other updates.

XML Technical Specifications

Form submission files must conform to the relevant EDGAR form-specific submission taxonomy. Each taxonomy comprises a collection of XML Schema Definition (.xsd) files that defines the structure of the relevant EDGAR form submission.

Also in this section: Draft XML Specifications | Past XML Specifications

XML Specifications Listed Chronologically

Also see them listed alphabetically

EDGARLink Online

Version 50  |  Date:  September 16, 2024  |  full specs (ZIP, 10.2 mb)     

On September 16, 2024, EDGAR Release 24.3 the following changes:

  • Table 1-1 has been updated to add submission types SBSEF-CCO-RPT, SBSEF[1]CCO-RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ and SBSEF-FIN-REQ/A along with the descriptions.
  • eis_SingleFiler.xsd has been updated to include SBSEF-CCO-RPT, SBSEF-CCO[1]RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ, SBSEF-FIN[1]REQ/A submission types.
  • eis_ Common.xsd has been updated to include SBSEF-CCO-RPT and SBSEF[1]CCO-RPT/A submission type.
  • eis_Common.xsd has been updated to include document types, Additional documents and EX-99.SBSEF.SCH.
  • Table 3.4.1 has been updated to include elements of the submission types SBSEF[1]CCO-RPT, SBSEF-CCO-RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ and SBSEF-FIN-REQ/A along with the types of fields in the Single Filer schema.
  • Section 4.3 is updated to add document types, Additional documents and EX-99.SBSEF.SCH in the DOCUMENT_TYPE table.

SBSEF

Version 1.0  | Date: July 1, 2024  |  full specs (ZIP, 0.9 mb)


This specification provides the basis for creating the submission types for SBSEF XML submissions. Filers must use this technical specification to generate a SBSEF XML submission that can be successfully parsed by the EDGAR system.

The SBSEF submission file must conform to the EDGAR SBSEF Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR SBSEF submissions.

The EDGAR SBSEF Submission can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

Form N-PORT

Version 1.12  |  Date: May 9, 2024  |  full specs (ZIP, 2.0 mb)

On May 10, 2024, EDGAR Release 24.1.1.u2 introduced the following updates:

  • The schema file eis_NPORT_Filer will be updated with the following changes:
    • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24” for the following elements in the FLOW_INFO_GROUP:
      • mon1Flow
      • mon2Flow 
      • mon3Flow 
    • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24”  in the MONTH_FLOW_TYPE.

Form N-MFP3

Version 2.0 | Date: February 5, 2024 |  full specs (ZIP, 650 kb)

On February 5, 2024, EDGAR Release 24.0.2 introduced the following changes:

  • The "Form N-MFP3 Technical Specifications" document will be updated to correct the maximum occurrences of "scheduleOfPortfolioSecuritiesInfo" in Part C to 99,999 instead of the current 9,999. Additionally, the Form N-MFP3 schema will be updated to correct the maximum occurrences of "dispositionOfPortfolioSecurities" in Part D to 1 instead of 9,999.

Form N-PX

Version 3.0 | Date: June 7, 2024 |  full specs (ZIP, 762 kb)

The following changes were made on June 7, 2024:

  • The “Form N-PX Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. Sample xmls were also updated. 

Form N-PX CTR

Version 3.0 | Date: June 7, 2024 |  full specs (ZIP, 1.8 mb)

The following changes were made on June 7, 2024:

  • The “Form N-PX CTR Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets.

SBS Entity Forms

Version 1.6  |  Date: December 18, 2023  |   full specs (ZIP, 2.1 mb)

On December 18, 2023, EDGAR Release 23.4 introduced the following changes

  • Table 3.4 Mapping of Form SBSE Submission Schemas to Submission Type
  • Table 3.5 Mapping of Form SBSE-A Submission schemas to Submission Types
  • Table 3.6 Mapping of Form SBSE-BD Submission schemas to Submission Types.

Schedule 13D & 13G

Version 1.0  |  Date: January 8, 2024   |   full specs (ZIP, 0.7 mb)

This specification provides the basis for creating the aforementioned submission types for Schedule 13D and 13G XML submissions. Filers must use this technical specification to generate a Schedule 13D and 13G XML submission that can be successfully parsed by the EDGAR system.

The Schedule 13D or 13G submission file must conform to the EDGAR Schedule 13D and 13G Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Schedule 13D and 13G submissions.

The Schedule 13D and 13G submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

ABS

Version 3.1  |  Date: September 18, 2023  |  full specs (ZIP, 1.4 mb)

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

  • Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

Form N-CEN

Version 2.9  |  Date: September 18, 2023  |  full specs (ZIP, 1.7 mb)

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

  • In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
    • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

Form N-CR

Version 1.0  |  Date: September 18, 2023  |  full specs (ZIP, 0.4 mb)

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

  • Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

Ownership (Forms 3, 4, 5)

Version 5.4  |  Date: March 20, 2023  |  full specs (ZIP, 1.0 mb)

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

  • Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

Form 13F

Version 1.7  |  Date: January 3, 2023  |  full specs (ZIP, 1.0 mb)

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

  • Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
  • Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
  • The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
  • Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
  • Table 3.4 has been updated to increase size of the element “value” to 16 digits.
  • The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
  • The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
  • The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
  • The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
  • The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

Form 144

Version 2.0  |  Date: October 17, 2022  |  full specs (ZIP, 0.8 mb)

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

  • Increase the maximum number element sets allowed for "" and "" from 20 to 40.
  • Increase the maximum number sets allowed for "" from 20 to 200.
  • If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

Form X-17A-5

Version 8  |  Date: June 21, 2022  |  full specs (ZIP, 0.8 mb)

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

  • Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

Form 24F-2

Version 2.0  |  Date: May 31, 2022  |  full specs (ZIP, 0.8 mb)

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

  • Table 3.4 updated to remove element “feePaymentMethod”.
  • Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
  • The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

Form 17-H

Version 1.3  |  Date: April 18, 2022  |  full specs (ZIP, 1.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form ATS-N

Version 1.5  |  Date: April 18, 2022  |   full specs (ZIP, 1.3 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form C

Version 8  |  Date: April 18, 2022  |  full specs (ZIP, 1.5 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form CFPORTAL

Version 1.5  |  Date: April 18, 2022  |  full specs (ZIP, 1.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form MA

Version 1.6  |  Date: April 18, 2022  |  full specs (ZIP, 3.8 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form N-MFP1

Version 1.2  |  Date: April 18, 2022  |  full specs (ZIP, 0.4 mb)

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

  • In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

Form N-MFP2

Version 2.4  |  Date: April 18, 2022  |  full specs (ZIP, 0.9 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form SDR

Version 5  |  Date: April 18, 2022  |  full specs (ZIP, 1.0 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form TA

Version 1.6  |  Date: April 18, 2022  |  full specs (ZIP, 1.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Reg A

Version 1.11  |  Date: April 18, 2022  |  full specs (ZIP, 1.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form 25-NSE

Version 4.3  |  Date: September 20, 2021  |  full specs (ZIP, 0.8 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form D

Version 12  |  Date: September 20, 2021  |  full specs (ZIP, 2.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • ERROR REPORTING Section 6 has been updated with the following warning message as below:
    “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form SH-ER

Version 2.3  |  Date: September 20, 2021  |  full specs (ZIP, 0.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

XML Specifications Listed Alphabetically

Also see them listed chronologically

ABS

Version 3.1  |  Date: September 18, 2023  |  full specs (ZIP, 1.4 mb)

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

  • Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

EDGARLink Online

Version 50  |  Date:  September 16, 2024  |  full specs (ZIP, 10.2 mb)     

On September 16, 2024, EDGAR Release 24.3 the following changes:

  • Table 1-1 has been updated to add submission types SBSEF-CCO-RPT, SBSEF[1]CCO-RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ and SBSEF-FIN-REQ/A along with the descriptions.
  • eis_SingleFiler.xsd has been updated to include SBSEF-CCO-RPT, SBSEF-CCO[1]RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ, SBSEF-FIN[1]REQ/A submission types.
  • eis_ Common.xsd has been updated to include SBSEF-CCO-RPT and SBSEF[1]CCO-RPT/A submission type.
  • eis_Common.xsd has been updated to include document types, Additional documents and EX-99.SBSEF.SCH.
  • Table 3.4.1 has been updated to include elements of the submission types SBSEF[1]CCO-RPT, SBSEF-CCO-RPT/A, SBSEF-FIN-QTR, SBSEF-FIN-QTR/A, SBSEF-FIN-REQ and SBSEF-FIN-REQ/A along with the types of fields in the Single Filer schema.
  • Section 4.3 is updated to add document types, Additional documents and EX-99.SBSEF.SCH in the DOCUMENT_TYPE table.

Form 13F

Version 1.7  |  Date: January 3, 2023  |  full specs (ZIP, 1.0 mb)

On January 3, 2023, EDGAR Release 22.4.1 introduced the following changes:

  • Table 3.4 has been updated to include new “crdNumber” and “secFileNumber” elements to the 13F Submission Schemas.
  • Table 3.4 has been updated to increase size of the element “tableValueTotal” to 16 digits.
  • The eis_13F_Filer.xsd schema file has been updated to add new elements “crdNumber” and “secFileNumber” to the Cover and Summary page sections.
  • Table 3.4 and section 5.2 have been updated to add optional “FIGI” to the Information table.
  • Table 3.4 has been updated to increase size of the element “value” to 16 digits.
  • The eis_13FDocument.xsd schema file has been updated to add new element “FIGI”.
  • The eis_13FDocument.xsd schema file has been updated to update size of the element “value” to 16 digits.
  • The Appendix B section has been updated to add “crdNumber”, “secFileNumber” ,”denovoRequest” and “FIGI” to the XML Element Name table.
  • The Appendix B section has been updated to change “value” from thousand to the nearest dollar.
  • The eis_13F_Filer.xsd and table 3.4 have been updated to add “denovoRequest” for Submission form type 13F-CTR/A

Form 144

Version 2.0  |  Date: October 17, 2022  |  full specs (ZIP, 0.8 mb)

On October 17, 2022, EDGAR Release 22.3.1 introduced the following changes:

  • Increase the maximum number element sets allowed for "" and "" from 20 to 40.
  • Increase the maximum number sets allowed for "" from 20 to 200.
  • If the filer indicates that the securities were a gift, the “" and "" are optional elements that the filer may complete.

Form 17-H

Version 1.3  |  Date: April 18, 2022  |  full specs (ZIP, 1.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form 24F-2

Version 2.0  |  Date: May 31, 2022  |  full specs (ZIP, 0.8 mb)

On May 31, 2022, EDGAR Release 22.1.2 introduced the following changes:

  • Table 3.4 updated to remove element “feePaymentMethod”.
  • Table 5.4 updated by removing PAYMENT_METHOD_TYPE.
  • The eis_24F_2NT_Filer.xsd has been updated to remove “feePaymentMethod”.

Form 25-NSE

Version 4.3  |  Date: September 20, 2021  |  full specs (ZIP, 0.8 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form ATS-N

Version 1.5  |  Date: April 18, 2022  |   full specs (ZIP, 1.3 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form C

Version 8  |  Date: April 18, 2022  |  full specs (ZIP, 1.5 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form CFPORTAL

Version 1.5  |  Date: April 18, 2022  |  full specs (ZIP, 1.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form D

Version 12  |  Date: September 20, 2021  |  full specs (ZIP, 2.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • ERROR REPORTING Section 6 has been updated with the following warning message as below:
    “Only $10 million of securities is permitted to be offered within a 12 month period under Rule 504.”
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in formDStateCodes.xsd.xmlfile.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form MA

Version 1.6  |  Date: April 18, 2022  |  full specs (ZIP, 3.8 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form N-CEN

Version 2.9  |  Date: September 18, 2023  |  full specs (ZIP, 1.7 mb)

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:

  • In Section 3.4, updated with new element “creationUnitRedeemedNumOfShares”.
    • Schema eis_NCEN_Filer.xsd updated to include new element “creationUnitRedeemedNumOfShares” of data type DECIMAL_TYPE_24.

Form N-CR

Version 1.0  |  Date: September 18, 2023  |  full specs (ZIP, 0.4 mb)

No previous version.

On September 18, 2023, EDGAR Release 23.3 introduced the following changes:
  • Section 4.3.25 will be updated to add Enumerated value 10 along with description “Forbearance” for element.

Form N-MFP1

Version 1.2  |  Date: April 18, 2022  |  full specs (ZIP, 0.4 mb)

On August 17, 2016, EDGAR Release 21.3 introduced the following changes:

  • In section 3.4, the element "date" under "signature" has been renamed to "signatureDate" to match the element name in the schema eis_NMFP1_Filer.xsd. This is only a correction to the document and no changes were made to the schema file.

Form N-MFP2

Version 2.4  |  Date: April 18, 2022  |  full specs (ZIP, 0.9 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form N-MFP3

Version 2.0 | Date: February 5, 2024 |  full specs (ZIP, 650 kb)

On February 5, 2024, EDGAR Release 24.0.2 introduced the following changes:

  • The "Form N-MFP3 Technical Specifications" document will be updated to correct the maximum occurrences of "scheduleOfPortfolioSecuritiesInfo" in Part C to 99,999 instead of the current 9,999. Additionally, the Form N-MFP3 schema will be updated to correct the maximum occurrences of "dispositionOfPortfolioSecurities" in Part D to 1 instead of 9,999.

Form N-PORT

Version 1.12  |  Date: May 10, 2024  |  full specs (ZIP, 2.0 mb)

On May 10, 2024, EDGAR Release 24.1.1.u2 will introduce the following updates:

  • The schema file eis_NPORT_Filer will be updated with the following changes:
    • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24” for the following elements in the FLOW_INFO_GROUP:
      • mon1Flow
      • mon2Flow
      • mon3Flow 
    • The “redemption” data attribute type was changed from “DECIMAL_24_NA” to “DECIMAL_NON_NEGATIVE_NA_TYPE_24”  in the MONTH_FLOW_TYPE.

Form N-PX

Version 3.0 | Date: June 7, 2024 |  full specs (ZIP, 762 kb)

The following changes were made on June 7, 2024:

  • The “Form N-PX Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. Sample xmls were also updated. 

Form N-PX CTR

Version 3.0 | Date: June 7, 2024 |  full specs (ZIP, 1.8 mb)

The following changes were made on June 7, 2024:

  • The “Form N-PX CTR Technical Specifications” package was updated to include an images folder, css folder, and SDR_State_Codes.xsl file for Stylesheets. 

Form SDR

Version 5  |  Date: April 18, 2022  |  full specs (ZIP, 1.0 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form SH-ER

Version 2.3  |  Date: September 20, 2021  |  full specs (ZIP, 0.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.

Form TA

Version 1.6  |  Date: April 18, 2022  |  full specs (ZIP, 1.4 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

Form X-17A-5

Version 8  |  Date: June 21, 2022  |  full specs (ZIP, 0.8 mb)

On June 21, 2022, EDGAR Release 22.2 introduced the following changes:

  • Updated section 3.4 Mapping of X-17A-5 Submission Schemas to Submission Types, to reflect the latest changes.

Ownership (Forms 3, 4, 5)

Version 5.4  |  Date: March 20, 2023  |  full specs (ZIP, 1.0 mb)

On March 20, 2023, EDGAR Release 23.1 introduced the following changes:

  • Table 3.5, Appendix C and D are updated to include element “aff10b5One” to the Submission Form Types 4, 4/A, 5 and 5/A.

Reg A

Version 1.11  |  Date: April 18, 2022  |  full specs (ZIP, 1.1 mb)

On September 20, 2021, EDGAR Release 21.3 introduced the following changes:

  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_Common.xsd file.
  • Text for Country TAIWAN, PROVICE OF CHINA is changed to TAIWAN in eis_stateCodes.xsd file.
  • Code F5 is changed to TAIWAN in APPENDIX A.STATE/COUNTRY CODES.

SBS Entity Forms

Version 1.6  |  Date: December 18, 2023  |   full specs (ZIP, 2.1 mb)

On December 18, 2023, EDGAR Release 23.4 introduced the following changes

  • Table 3.4 Mapping of Form SBSE Submission Schemas to Submission Type
  • Table 3.5 Mapping of Form SBSE-A Submission schemas to Submission Types
  • Table 3.6 Mapping of Form SBSE-BD Submission schemas to Submission Types.

SBSEF

Version 1.0  | Date: July 1, 2024  |  full specs (ZIP, 0.9 mb)

This specification provides the basis for creating the submission types for SBSEF XML submissions. Filers must use this technical specification to generate a SBSEF XML submission that can be successfully parsed by the EDGAR system.

The SBSEF submission file must conform to the EDGAR SBSEF Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR SBSEF submissions.

The EDGAR SBSEF Submission can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

Schedule 13D & 13G

Version 1.0  |  Date: January 8, 2024   |   full specs (ZIP, 0.7 mb)

This specification provides the basis for creating the aforementioned submission types for Schedule 13D and 13G XML submissions. Filers must use this technical specification to generate a Schedule 13D and 13G XML submission that can be successfully parsed by the EDGAR system.

The Schedule 13D or 13G submission file must conform to the EDGAR Schedule 13D and 13G Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Schedule 13D and 13G submissions.

The Schedule 13D and 13G submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

Draft XML Technical Specifications

Form 24F-2

Version 2.1  |  Date: Nov 18, 2024  |  full specs (ZIP, 0.8 mb)

On December 16, 2024, EDGAR Release 24.4 will introduce the following changes:

  • Update Table 3.4 to remove Item6.
  • Update Table 3.4 to change element from Item7 to Item6.
  • Update Table 3.4 to change element from Item8 to Item7.
  • Update Table 3.4 to change element from Item9 to Item8.

Form SHO

Version 1.0  |  Date: Nov 18, 2024  |  full specs (ZIP, 0.2 mb)

This specification provides the basis for creating the submission types for Form SHO XML submissions. Filers must use this technical specification to generate a Form SHO XML submission that can be successfully parsed by the EDGAR system.

The Form SHO submission file must conform to the EDGAR Form SHO Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR Form SHO submissions.

The EDGAR Form SHO Submission can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov).

Archived XBRL Technical Specifications

2024

Archived XML Technical Specifications

2024


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Last Reviewed or Updated: Nov. 21, 2024