Details
Rule Type
Final
Release Number
34-97478
SEC Issue Date
Effective Date
Date of Publication in Federal Register
Federal Register Publish Date
Final Rule
Technical Amendments to Form BD and Form BDW
Overview
The Securities and Exchange Commission (“Commission”) is making technical amendments to Form BD and Form BDW, the uniform broker-dealer registration form and the uniform request for withdrawal from broker-dealer registration, respectively. The technical amendments will update the current list of self-regulatory organizations (“SROs”) and government jurisdictions listed on Form BD and Form BDW, and make conforming changes to the definition of “jurisdiction” in the forms
Last Reviewed or Updated: June 30, 2023