Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-104146 10-249 In the Matter of the Application of Texas Stock Exchange LLC for Registration as a National Securities Exchange; Findings, Opinion, and Order of the Commission
View Received Comments
34-104141 2025-59 Order Determining Whistleblower Award Claim
34-104143 2025-60 Order Determining Whistleblower Award Claim
34-104145 2025-61 Order Determining Whistleblower Award Claim
34-104142 2025-57 Order Determining Whistleblower Award Claims
34-104139 2025-58 Order Determining Whistleblower Award Claims
34-104137 2025-56 Order Determining Whistleblower Award Claims
34-104136 2025-55 Order Determining Whistleblower Award Claims
34-104135 2025-54 Order Determining Whistleblower Award Claims
34-104134 2025-53 Order Determining Whistleblower Award Claims
34-103999 Notice of Intention to Cancel Registration of a Certain Municipal Advisor Pursuant to Section 15b(c)(3) of the Securities Exchange Act of 1934
34-103876 2025-52 Order Determining Whistleblower Award Claim
34-103856 2025-51 Order Determining Whistle Blower Award Claim
34-103837 4-861 Order Declaring Effective a Minor Rule Violation Plan
34-103834 2025-50 Order Determining Whistleblower Award Claim
34-103833 2025-49 Order Determining Whistleblower Award Claim
34-103817 2025-48 Order Determining Whistleblower Award Claim
34-103814 2025-47 Order Determining Whistleblower Award Claim
34-103810 2025-46 Order Determining Whistleblower Claim Award
34-103808 2025-45 Order Determining Whistleblower Award Claim
34-103794 2025-44 Order Determining Whistleblower Claim Award
33-11384, 34-103768 Order Making Fiscal Year 2026 Annual Adjustments to Registration Fee Rates
34-103767 010-00248 Dream Exchange Holdings, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Grant or Deny an Application for Registration as a National Securities Exchange Under Section 6 of the Securities...
Comments Due: August 4, 2025
Submit a Comment on 010-00248
34-103727 600-45 ICE Clear Credit LLC; Notice of Filing of an Application for Registration as a Clearing Agency Under Section 17A of the Securities Exchange Act of 1934
Comments Due: October 6, 2025
See Also - Form CA-1 Application and Exhibits
Submit a Comment on 600-45
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