Accounting and Auditing Enforcement
The list below provides links to financial reporting related enforcement actions concerning civil lawsuits brought by the Commission in federal court and notices and orders concerning the institution and/or settlement of administrative proceedings. This list only highlights certain actions and is not meant to be a complete and exhaustive compilation of all of the actions that fall into this category.
| Date Sort descending | Respondents | 
|---|---|
| 
    Release No.
    34-103956, AAER-4576
   | |
| 
    Release No.
    LR-26334, AAER-4571
   | |
| 
    Release No.
    34-103214, AAER-4570
   | |
| 
    Release No.
    34-103008, AAER-4568
   | |
| 
    Release No.
    34-103001, AAER-4567
   | |
| 
    Release No.
    34-102867, AAER-4566
   | |
| 
    Release No.
    34-102849, AAER-4565
   | |
| 
    Release No.
    34-102847, AAER-4564
   | |
| 
    Release No.
    34-102749, AAER-4563
   | |
| 
    Release No.
    33-11364, 34-102332, AAER-4562
   | |
| 
    Release No.
    33-11363, 34-102306, AAER-4561
   | |
| 
    Release No.
    33-11354, AAER-4556
   | |
| 
    Release No.
    34-102231, IA-6828, AAER-4560
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-102227, AAER-4559
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-102225, AAER-4557
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11356, 34-102226, AAER-4558
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11353, 34-102195, AAER-4555
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-102060, AAER-4554
   | |
| 
    Release No.
    34-102047, AAER-4553
   | |
| 
    Release No.
    34-102020, AAER-4552
   | |
| 
    Release No.
    34-101988, AAER-4551
   | |
| 
    Release No.
    34-101987, AAER-4550
   | |
| 
    Release No.
    34-101972, AAER-4549
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-101934, AAER-4548
   | |
| 
    Release No.
    33-11344, 34-101931, AAER-4547
   | |
| 
    Release No.
    34-101810, AAER-4545
   | |
| 
    Release No.
    34-101804, AAER-4544
   | |
| 
    Release No.
    34-101731, AAER-4543
   | |
| 
    Release No.
    33-11328, 34-101702, AAER-4542
   | |
| 
    Release No.
    34-101649, AAER-4541
   | |
| 
    Release No.
    34-101585, AAER-4540
   | |
| 
    Release No.
    34-101580, AAER-4539
   | |
| 
    Release No.
    34-101579, AAER-4538
   | |
| 
    Release No.
    33-11326, 34-101574, AAER-4537
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-101353, AAER-4534
   | |
| 
    Release No.
    33-11317, 34-101308, AAER-4533
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-101307, AAER-4532
   | |
| 
    Release No.
    LR-26143, AAER-4531
   
    See Also: 
    
    
    SEC Complaint
  
   | |
| 
    Release No.
    34-101214, AAER-4530
   | |
| 
    Release No.
    33-11310, 34-101206, AAER-4528
   | |
| 
    Release No.
    34-101205, AAER-4527
   | |
| 
    Release No.
    34-101204, AAER-4526
   | |
| 
    Release No.
    34-101203, AAER-4525
   | |
| 
    Release No.
    34-101199, AAER-4524
   | |
| 
    Release No.
    34-101119, AAER-4522
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    IA-6712, AAER-4521
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    LR-26112, AAER-4520
   
    See Also: 
    
            SEC Complaint
  , 
            Settlement
  , 
    
    Judgment
  
, 
            Press Release
  
   | |
| 
    Release No.
    33-11302, 34-101014, AAER-4519
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    IA-6691, AAER-4517
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-100984, AAER-4518
   | |
| 
    Release No.
    34-100917, AAER-4515
   
    See Also: 
    
             Administrative Summary
  
   | |
| 
    Release No.
    34-100845, AAER-4514
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    LR-26078, AAER-4513
   | |
| 
    Release No.
    33-11296, 34-100684, AAER-4512
   | |
| 
    Release No.
    34-100419, AAER-4511
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-100389, AAER-4510
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11289, 34-100288, AAER-4506
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-100258, AAER-4505
   | |
| 
    Release No.
    34-100250, AAER-4504
   | |
| 
    Release No.
    34-100170, AAER-4503
   | |
| 
    Release No.
    34-100165, IA-6607, IC-35195, AAER-4502
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-100101, AAER-4501
   | |
| 
    Release No.
    33-11283, 34-100053, AAER-4500
   | |
| 
    Release No.
    33-11282, 34-100035, AAER-4499
   | |
| 
    Release No.
    34-100007, AAER-4498
   | |
| 
    Release No.
    34-99930, AAER-4497
   | |
| 
    Release No.
    LR-25972, AAER-4496
   | |
| 
    Release No.
    33-11279, AAER-4495, 34-99835
   | |
| 
    Release No.
    LR-25950, AAER-4493
   | |
| 
    Release No.
    33-11276, 34-99716, AAER-4492
   | |
| 
    Release No.
    34-99638, AAER-4491
   | |
| 
    Release No.
    33-11274, 34-99637, AAER-4490
   | |
| 
    Release No.
    34-99518, AAER-4489
   | |
| 
    Release No.
    34-99492, AAER-4488
   | |
| 
    Release No.
    34-99483, AAER-4487
   | |
| 
    Release No.
    33-11268, 34-99461, AAER-4486
   | |
| 
    Release No.
    LR-25934, AAER-4485
   
    See Also: 
    
    
    Opinion and Order
  
   | |
| 
    Release No.
    34-99448, AAER-4484
   | |
| 
    Release No.
    33-11267, 34-99384, AAER-4483
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    34-99348, AAER-4482
   | |
| 
    Release No.
    34-99308, AAER-4481
   | |
| 
    Release No.
    33-11260, 34-99228, AAER-4480
   | |
| 
    Release No.
    LR-25915, AAER-4479
   
    See Also: 
    
    
    SEC Complaint
  
   | |
| 
    Release No.
    LR-25913, AAER-4478 
   
    See Also: 
    
    
    SEC Complaint
  
   | |
| 
    Release No.
    34-99074, AAER-4477
   | |
| 
    Release No.
    33-11255, 34-99033, AAER-4475
   | |
| 
    Release No.
    LR-25902, AAER-4474
   | |
| 
    Release No.
    34-98849, AAER-4473
   | |
| 
    Release No.
    34-98788, AAER-4472
   | |
| 
    Release No.
    34-98779, AAER-4471
   | |
| 
    Release No.
    34-98667, AAER-4470
   | |
| 
    Release No.
    33-11251, 34-98629, AAER-4469
   | |
| 
    Release No.
    34-98622, AAER-4468
   | |
| 
    Release No.
    IA-6438, AAER-4464
   
    See Also: 
    
            Administrative Summary
  
   | |
| 
    Release No.
    33-11248, 34-98616, AAER-4467
   | |
| 
    Release No.
    34-98611, AAER-4465
   | |
| 
    Release No.
    34-98615, AAER-4466
   | |
| 
    Release No.
    34-98595, AAER-4463
   | |
| 
    Release No.
    33-11245, 34-98577, AAER-4462
   | |
| 
    Release No.
    34-98499, AAER-4461
   
    See Also: 
    
            Administrative Summary
  
   | 
 
         
          