Comments on Modernization of Beneficial Ownership Reporting

[Release Nos. 33-11030, 34-94211; File No. S7-06-22]

Submitted Comments

(Meetings with SEC officials | Staff Studies )
Comments have been received from individuals and entities using the following Letter Type
A: 16
B: 41
C: 353
D: 16
E: 3
Sep. 18, 2023 Richard B. Zabel, General Counsel & Chief Legal Officer, Elliott Investment Management L.P.
Aug. 22, 2023 Anonymous
Aug. 21, 2023 Spencer Neukam
Aug. 21, 2023 D.W.
Aug. 21, 2023 Anonymous
Aug. 20, 2023 Corey
Aug. 20, 2023 Brian Hall
Aug. 20, 2023 Calin
Aug. 17, 2023 Eric J. Pan, President &CEO, and Susan Olson, General Counsel, Investment Company Institute
Aug. 17, 2023 Venessa Myers
Aug. 17, 2023 Aaron Merickel
Aug. 17, 2023 Teri Hawn
Aug. 17, 2023 Andrew Woods
Aug. 17, 2023 Shenna Lehmer
Aug. 16, 2023 Jason Ross
Aug. 16, 2023 Justin Wong
Aug. 16, 2023 Roger Cryer
Aug. 16, 2023 Anonymous
Aug. 16, 2023 Manuel
Aug. 16, 2023 Nikolaos Stefanidis
Aug. 16, 2023 Ian
Aug. 16, 2023 Brandon Smith
Aug. 16, 2023 Jenny Oh
Aug. 16, 2023 Malik F.
Aug. 16, 2023 Daniel Ian McSkimming
Aug. 16, 2023 Agust Gudmundsson
Aug. 16, 2023 Brett
Aug. 15, 2023 Keith Wetherby
Aug. 15, 2023 Anonymous
Aug. 15, 2023 Pascale Matar
Aug. 15, 2023 Tim Geske
Aug. 15, 2023 Alexander Holz
Aug. 15, 2023 David Charlton
Aug. 15, 2023 Drew M., Retail Investor
Aug. 15, 2023 John L Woodbury
Aug. 15, 2023 Jake Macfarlane
Aug. 15, 2023 Rodrigo Garrido Arellano
Aug. 14, 2023 Barbara Richmond
Aug. 14, 2023 Charles Kim
Aug. 14, 2023 A.A.
Aug. 14, 2023 Chris Coil
Aug. 14, 2023 Erik Tomasek
Aug. 14, 2023 Anonymous
Aug. 14, 2023 Anthony Bell
Aug. 14, 2023 Anonymous
Aug. 14, 2023 Urko Barroso
Aug. 14, 2023 Shujing Qiu
Aug. 14, 2023 Derek Weiss
Aug. 14, 2023 Bibi Blanch
Aug. 14, 2023 Mike Gilbert
Aug. 14, 2023 Juan B.
Aug. 14, 2023 Michael Gilbert
Aug. 14, 2023 Dylan Therres
Aug. 14, 2023 Daniel Dunne
Aug. 14, 2023 Bill Helmer
Aug. 14, 2023 Daniel Dunne
Aug. 14, 2023 Al Vina
Aug. 14, 2023 Shiva Giesbergen
Aug. 14, 2023 David Cowan
Aug. 14, 2023 Anonymous
Aug. 14, 2023 Michael Brady
Aug. 14, 2023 Tyler Stout
Aug. 14, 2023 Brandon
Aug. 14, 2023 Anonymous
Aug. 14, 2023 Patrick ONey
Aug. 13, 2023 Steffen Weigel
Aug. 13, 2023 Stephen Gable
Aug. 13, 2023 Scott Dale
Aug. 13, 2023 Rolando Hinojo
Aug. 13, 2023 Robbie Garner
Aug. 13, 2023 Ryan Hersom
Aug. 13, 2023 Tony Zuela
Aug. 13, 2023 Pablo Camargo
Aug. 13, 2023 Chris Condie
Aug. 13, 2023 J.L.S.
Aug. 13, 2023 Adam Newbould
Aug. 13, 2023 Norberto Abanes
Aug. 13, 2023 Jeff Trotman
Aug. 13, 2023 Richard Stike
Aug. 13, 2023 George Kong
Aug. 13, 2023 Sebastian Stankiewicz
Aug. 13, 2023 Kenneth Johnston
Aug. 13, 2023 Kory Hendershot
Aug. 13, 2023 Kory Hendershot
Aug. 13, 2023 Florian Rhyn, Individual investor
Aug. 12, 2023 Anonymous
Aug. 12, 2023 Thai Luu
Aug. 12, 2023 Amanda Reaman
Aug. 12, 2023 P.R.
Aug. 12, 2023 Jake Robinson
Aug. 12, 2023 Anonymous
Aug. 12, 2023 Jamal Parson
Aug. 12, 2023 Curtis
Aug. 12, 2023 Darren Zebari
Aug. 12, 2023 Jacqueline
Aug. 12, 2023 Michael Jorgensen
Aug. 12, 2023 Daniel Cope
Aug. 12, 2023 Marshall Andrien, Telecommunications Technician
Aug. 12, 2023 Brian Trezak
Aug. 12, 2023 Nathan Fabrikant
Aug. 12, 2023 Anonymous
Aug. 12, 2023 Richard Stike
Aug. 12, 2023 Amanda Reaman
Aug. 11, 2023 Adam Alzafari
Aug. 11, 2023 J.D.
Aug. 11, 2023 John Watza
Aug. 11, 2023 Victor A.
Aug. 11, 2023 Rich Stike
Aug. 11, 2023 J.S. Worth
Aug. 11, 2023 Erik Alvarenga
Aug. 11, 2023 Kory N.
Aug. 10, 2023 Tom Zhang
Aug. 10, 2023 Calvin Satterfield
Aug. 10, 2023 Sarabjit Singh
Aug. 10, 2023 Richard Hope
Aug. 10, 2023 Jay M.
Aug. 10, 2023 Katya Lang
Aug. 10, 2023 Bryce Layne
Aug. 10, 2023 Anonymous
Aug. 9, 2023 Charles Ladd
Aug. 9, 2023 PL Salvati
Aug. 3, 2023 Thomas Kearney
Aug. 3, 2023 Kunuunnguaq Iversen
Aug. 2, 2023 David Choate
Aug. 2, 2023 Davis H.
Aug. 2, 2023 Rip Vanwinkle
Aug. 2, 2023 Kevin O'Brien
Aug. 2, 2023 Dave Cazza
Aug. 2, 2023 Ethan Kola
Aug. 1, 2023 D.D.
Aug. 1, 2023 Chris Levesque
Aug. 1, 2023 Curtis
Jul. 31, 2023 Anonymous
Jul. 31, 2023 Edward, Software QA Engineer
Jul. 31, 2023 Reflex Entertainment
Jul. 31, 2023 Kevin Till
Aug. 1, 2023 Matt Waterman
Jul. 31, 2023 Stacey Dillon
Jul. 31, 2023 Hussain Shahabuddin
Jul. 31, 2023 Shaun Vendryes
Jul. 31, 2023 Andrew Woods
Jul. 31, 2023 Robert Townsend
Jul. 31, 2023 Robert Burns
Jul. 30, 2023 Javier Limon
Jul. 29, 2023 Phillip Worts
Jul. 29, 2023 Jon Auberg
Jul. 28, 2023 Anonymous
Jul. 24, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel &Head of Global Regulatory Affairs, Managed Funds Association
Jul. 20, 2023 Taylor Norris
Jul. 10, 2023 Christina Maguire, President and Chief Executive Officer, Society for Corporate Governance and Matthew D. Brusch, President and CEO, National Investor, Relations Institute
Jul. 9, 2023 Matthew McCarter
Jul. 7, 2023 Christina Maguire, President and Chief Executive Officer, Society for Corporate Governance and Matthew D. Brusch, President and CEO, National Investor Relations Institute
Jun. 30, 2023 Dr. Kevin Pebble
Jun. 29, 2023 Dan Santangelo
Jun. 29, 2023 Chad Thompson
Jun. 28, 2023 Lewis Schofield
Jun. 28, 2023 Bert Abanes
Jun. 28, 2023 Chance Furgerson
Jun. 28, 2023 Anonymous
Jun. 28, 2023 Ian Cannon
Jun. 28, 2023 Nate I.
Jun. 28, 2023 Mary Canseco
Jun. 28, 2023 Apostol Cervanaku
Jun. 28, 2023 Sebastian Green
Jun. 28, 2023 Von Darst
Jun. 28, 2023 Lesley Gushurst
Jun. 28, 2023 Shawn Gaiero
Jun. 28, 2023 Anne Ortego
Jun. 28, 2023 Eric Durham
Jun. 28, 2023 Mike Carson
Jun. 28, 2023 Dave R.
Jun. 28, 2023 Anonymous
Jun. 28, 2023 Grace Hiller
Jun. 28, 2023 Aaron Leonard
Jun. 28, 2023 Bob C.
Jun. 28, 2023 Billy Filik
Jun. 28, 2023 Ignite Construct
Jun. 28, 2023 Joseph Barnett
Jun. 28, 2023 Kunuunnguaq Iversen
Jun. 28, 2023 Patrick Sullivan
Jun. 28, 2023 Jonathan Halbur
Jun. 28, 2023 Derek Cox
Jun. 28, 2023 Eric Wiggins
Jun. 28, 2023 Jamie Goodfellow
Jun. 28, 2023 Betty Waters
Jun. 28, 2023 Claire Brown
Jun. 28, 2023 Matt Hildebrand
Jun. 28, 2023 Anonymous
Jun. 28, 2023 Gautam Dehadrai
Jun. 28, 2023 Senad
Jun. 28, 2023 Keith Hanshaw
Jun. 28, 2023 Thomas Kearney
Jun. 28, 2023 Nick Tarbert
Jun. 28, 2023 Jeff Eichold
Jun. 28, 2023 Dustin Ammann
Jun. 28, 2023 Anonymous
Jun. 28, 2023 Kingchard
Jun. 28, 2023 AM
Jun. 27, 2023 Anonymous
Jun. 27, 2023 B. Lo
Jun. 27, 2023 Tyler Davis
Jun. 27, 2023 James A. Kotrba
Jun. 27, 2023 Yannio Fabian
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Keagan Donahue
Jun. 27, 2023 Sam
Jun. 27, 2023 Michael Kyriacou
Jun. 27, 2023 Sherwin D'Souza
Jun. 27, 2023 A
Jun. 27, 2023 Ian Tucker
Jun. 27, 2023 Nick Ahlers
Jun. 27, 2023 Connor McCormick
Jun. 27, 2023 Jason
Jun. 27, 2023 N. Moua
Jun. 27, 2023 Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA
Jun. 27, 2023 Lee
Jun. 27, 2023 Robert Plesnarski, O'Melveny Myers LLP
Jun. 27, 2023 Americans for Financial Reform Education Fund, American Federation of Labor and Congress of Industrial Organizations (AFL-CIO), Communications Workers of America (CWA), Interfaith Center on Corporate Responsibility (ICCR), Public Citizen
Jun. 27, 2023 Robert Coradini
Jun. 27, 2023 Mikkel Baumann-Joergensen
Jun. 27, 2023 Kerrie Waring, Executive Chief Officer, ICGN
Jun. 27, 2023 Peter Jozsef Pimper, Bachelor of International Business
Jun. 27, 2023 Ryan Nelson
Jun. 27, 2023 Richard B. Zabel, General Counsel Chief Legal Officer, Elliott Investment Management L.P.
Jun. 27, 2023 Cathy Gasper
Jun. 27, 2023 Milan Dalal, CIRCA
Jun. 27, 2023 John Lawniczak
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Alexander Serechenko
Jun. 27, 2023 Gerardo Cruz
Jun. 27, 2023 Brad Porter, Retailer Trader/Building Manager
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Lucas Tilak
Jun. 27, 2023 Stephen W. Hall, Legal Director &Securities Specialist, Better Markets, Inc.
Jun. 27, 2023 Kyle S.
Jun. 27, 2023 Ben Passlow
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Jason Kiewicz
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Chris Wagoner
Jun. 27, 2023 Monte Gray
Jun. 27, 2023 Lars Wohlfahrt
Jun. 27, 2023 John Smith
Jun. 27, 2023 Chucky M.
Jun. 27, 2023 Deago Gates
Jun. 27, 2023 Jimmy Jacob
Jun. 27, 2023 Rocco Piscazzi
Jun. 27, 2023 Jack Spades
Jun. 27, 2023 Jefferson Rich
Jun. 27, 2023 Richard White
Jun. 27, 2023 Seva Maltsev
Jun. 27, 2023 G
Jun. 27, 2023 Matt Miller
Jun. 27, 2023 Scott Brown
Jun. 27, 2023 NP
Jun. 27, 2023 Walton Stowell
Jun. 27, 2023 Brad Burns
Jun. 27, 2023 TR
Jun. 27, 2023 Greg E.
Jun. 27, 2023 Benjamin Leaf
Jun. 27, 2023 Paul Pathiakis
Jun. 27, 2023 David Gonzalez
Jun. 27, 2023 Tom Stefanou
Jun. 27, 2023 Scott Witte
Jun. 27, 2023 Kens Bane
Jun. 27, 2023 Mario Tremblay
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Shawn Ng
Jun. 27, 2023 Kory
Jun. 27, 2023 Shawn Montgomery
Jun. 27, 2023 Royce Copley
Jun. 27, 2023 Taylor
Jun. 27, 2023 Scott Pollan
Jun. 27, 2023 Thomas Ellmer
Jun. 27, 2023 Christophe Rollinger
Jun. 27, 2023 JCSS
Jun. 27, 2023 Ryan Bermel
Jun. 27, 2023 Ryan Bermel
Jun. 27, 2023 Hussain Shah
Jun. 27, 2023 Creighton Bledsoe
Jun. 27, 2023 Creighton Bledsoe
Jun. 27, 2023 Chris
Jun. 27, 2023 Michael Puleo
Jun. 27, 2023 Hussain Shah
Jun. 27, 2023 Kim
Jun. 27, 2023 David Gonzalez
Jun. 27, 2023 TJ Wittkopp
Jun. 27, 2023 Matthew Haid
Jun. 27, 2023 Capital Formation
Jun. 27, 2023 Kevin Pebble
Jun. 27, 2023 Mark Van Eck
Jun. 27, 2023 Cameron Johnson
Jun. 27, 2023 Shelley Porcheron McGill
Jun. 27, 2023 Lorenzo Magana
Jun. 27, 2023 Hai Nguyen
Jun. 27, 2023 Virginia Mwangi
Jun. 27, 2023 Dustyn Erb, Owner, Lemon Drop Trading LLC
Jun. 27, 2023 Mike Hammerbeck, Farmer
Jun. 27, 2023 Kerrie Waring, Chief Executive Officer, ICGN
Jun. 27, 2023 Marty
Jun. 27, 2023 Nick Harris
Jun. 27, 2023 Anonymous
Jun. 27, 2023 Matt Waterman
Jun. 27, 2023 Robert Bishop, Associate Professor, Duke Law School, and Frank Partnoy, Adrian A. Kragen Professor of Law, UC Berkeley School of Law, Berkeley Haas (Affiliated Faculty)
Jun. 27, 2023 Kyle Hinds
Jun. 27, 2023 Micah Gray
Jun. 27, 2023 Dolemus Grey
Jun. 26, 2023 Reflex Entertainment
Jun. 26, 2023 Martin Alger
Jun. 26, 2023 Jason Gondron
Jun. 26, 2023 Anthony Craig
Jun. 26, 2023 Dalton Austin-Michaud
Jun. 26, 2023 Ian Marshall
Jun. 26, 2023 Anonymous
Jun. 26, 2023 T.
Jun. 26, 2023 Young Namgoong
Jun. 26, 2023 Michael Gilbert
Jun. 26, 2023 Anonymous
Jun. 26, 2023 William Suh
Jun. 26, 2023 John Lennig
Jun. 26, 2023 Johan Jensen
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Jason St. James
Jun. 26, 2023 Chris Nardi
Jun. 26, 2023 Ian Cannon
Jun. 26, 2023 Ihsan Khan
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Ian
Jun. 26, 2023 Melissa
Jun. 26, 2023 Bill Watson
Jun. 26, 2023 Paul Narro
Jun. 26, 2023 Gregory Keogh, Mechanical Engineer
Jun. 26, 2023 Russell Deaton
Jun. 26, 2023 Zach
Jun. 26, 2023 Rick Montana
Jun. 26, 2023 Michael Holman
Jun. 26, 2023 Andrew Wisti
Jun. 26, 2023 Tarik Ali
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Paul Pritchard, Investor
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Lena Schneider
Jun. 26, 2023 Joe
Jun. 26, 2023 James Lyninger
Jun. 26, 2023 Jeremy Swope
Jun. 26, 2023 Patrick Pleau
Jun. 26, 2023 Blake Losee
Jun. 26, 2023 Bill Charnock
Jun. 26, 2023 Roody Innocent
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Nathan Drake
Jun. 26, 2023 Harry Batras
Jun. 26, 2023 Jason Sharp, Retail Trader
Jun. 26, 2023 Ian Cannon
Jun. 26, 2023 Zach
Jun. 26, 2023 Jeff
Jun. 26, 2023 David, BCA-NY, GCA
Jun. 26, 2023 John Denton
Jun. 26, 2023 Erik Alvarenga
Jun. 26, 2023 Rudy Subur
Jun. 26, 2023 Jack Mamaries
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Aaron A. Abernathy
Jun. 26, 2023 Andrew Brundage
Jun. 26, 2023 Kyle Henderson
Jun. 26, 2023 Gustavo Gonzalez
Jun. 26, 2023 Caleb Kizzire
Jun. 26, 2023 Jordan Cox,
Jun. 26, 2023 C. A. Sanders, American Citizen
Jun. 26, 2023 Kass Pollux
Jun. 26, 2023 TJ E.
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Anonymous
Jun. 26, 2023 R. Christian.Hefne
Jun. 26, 2023 Peter
Jun. 26, 2023 Putter Mcgee
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Dennis Wilson
Jun. 26, 2023 Kyle S.
Jun. 26, 2023 E. Pierr
Jun. 26, 2023 Gustavo de Leon
Jun. 26, 2023 Laszlo Heredy
Jun. 26, 2023 Amy
Jun. 26, 2023 Amy
Jun. 26, 2023 Mike, Retail Investor
Jun. 26, 2023 James
Jun. 26, 2023 M. B.
Jun. 26, 2023 Roderic Broeker
Jun. 26, 2023 Jackie
Jun. 26, 2023 Nils Unkhoff
Jun. 26, 2023 R. dGr.
Jun. 26, 2023 Nik
Jun. 26, 2023 Chris Carr
Jun. 26, 2023 Jonathan McConnell
Jun. 26, 2023 Ray Chris
Jun. 26, 2023 Brett Dillman
Jun. 26, 2023 Ben Mason
Jun. 26, 2023 Brad Carriero
Jun. 26, 2023 Matt Brady
Jun. 26, 2023 Steve Potter
Jun. 26, 2023 Michael Molloy
Jun. 26, 2023 Victor Didra
Jun. 26, 2023 Dustin H.
Jun. 26, 2023 Zach Palmer
Jun. 26, 2023 Ben Copy
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Mitchel Nguyen
Jun. 26, 2023 JD Paced
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Micah Vincent
Jun. 26, 2023 Jason Lavinder
Jun. 26, 2023 Nils Brikers
Jun. 26, 2023 Simon Chapman
Jun. 26, 2023 Greg Warner
Jun. 26, 2023 Shayne Minozzi-Gallagher
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Austin Vance, Service desk technician
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Nick Drovetto
Jun. 26, 2023 Mario Krause
Jun. 26, 2023 Zeki Konas
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Michael Lafourcade
Jun. 26, 2023 Kunuunnguaq Iversen
Jun. 26, 2023 Mathieu
Jun. 26, 2023 Ian
Jun. 26, 2023 Samuel Progin
Jun. 26, 2023 Alexandre Mida
Jun. 26, 2023 Jennifer Garcia
Jun. 26, 2023 Steve Bowers
Jun. 26, 2023 Stephanie Shead
Jun. 26, 2023 Kyle Edwards
Jun. 26, 2023 Marin Chaveyriat
Jun. 26, 2023 Nicholas Heffernan
Jun. 26, 2023 A. Lawson
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Kenneth Wilson
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Chad G.
Jun. 26, 2023 E. Gunter De Jong
Jun. 26, 2023 Kyle Pollitt
Jun. 26, 2023 Alexis Ranger
Jun. 26, 2023 Jacob Edkin
Jun. 26, 2023 Calvin Satterfield
Jun. 26, 2023 Andy Santacroce
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Michael Wang
Jun. 26, 2023 Jake Robinson
Jun. 26, 2023 Daniel
Jun. 26, 2023 Cean McGuire
Jun. 26, 2023 Todd LaBerge
Jun. 26, 2023 Enrico Crivellari
Jun. 26, 2023 James Agzigian
Jun. 26, 2023 Faviann Di Tullio
Jun. 26, 2023 Deok Park
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Jimmy Santos-Reyes
Jun. 26, 2023 Gina Chamberlain
Jun. 26, 2023 Steven Gregory
Jun. 26, 2023 Alexandr Sleahtici
Jun. 26, 2023 George Stephanopolis
Jun. 26, 2023 E. Motetter-Delarna0
Jun. 26, 2023 J. T.
Jun. 26, 2023 Doris Tan
Jun. 26, 2023 Jay-Mel D.
Jun. 26, 2023 Rick Dove
Jun. 26, 2023 Dustin Gerken
Jun. 26, 2023 Subhra Mazumdar
Jun. 26, 2023 Nimrod Fogel
Jun. 26, 2023 David Etheridge-Bartow
Jun. 26, 2023 David Kraft
Jun. 26, 2023 Joseph Edwards
Jun. 26, 2023 Rodney Sanders
Jun. 26, 2023 Kevin Broecker
Jun. 26, 2023 Vasiliy Vasilkov
Jun. 26, 2023 Brandon Pearce
Jun. 26, 2023 Kalle Bodin
Jun. 26, 2023 Anonymous
Jun. 26, 2023 David Mullis
Jun. 26, 2023 Brian Ross
Jun. 26, 2023 Ryan France
Jun. 26, 2023 Chris Browning
Jun. 26, 2023 Daniel Lambden
Jun. 26, 2023 DV Gerrard
Jun. 26, 2023 Armen V.
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Nik
Jun. 26, 2023 Greg Warner
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Graham Black
Jun. 26, 2023 Michiel Essen
Jun. 26, 2023 Jace Hykaway
Jun. 26, 2023 Calvin Satterfield
Jun. 26, 2023 Adam Dkhili
Jun. 26, 2023 Chris New
Jun. 26, 2023 Hongzhi Zhang
Jun. 26, 2023 A. Ausarmundr
Jun. 26, 2023 Travis Koss
Jun. 26, 2023 Daniel Rojas
Jun. 26, 2023 Daniel
Jun. 26, 2023 Ben Polnoff
Jun. 26, 2023 Jon Keyes
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Steve B.
Jun. 26, 2023 Gerrard
Jun. 26, 2023 M. G.
Jun. 26, 2023 Martyn Lambermon
Jun. 26, 2023 Jeffrey Elkins, Health Professional
Jun. 26, 2023 Devon Rivers
Jun. 26, 2023 Darin Toki
Jun. 26, 2023 Graham Ladner
Jun. 26, 2023 Darryll Silva
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Darin Toki
Jun. 26, 2023 Matt Lindstrom
Jun. 26, 2023 Calvin Satterfield
Jun. 26, 2023 Matt McMahon
Jun. 26, 2023 Johnny Axel
Jun. 26, 2023 R. Bebishe
Jun. 26, 2023 Jon Heavey
Jun. 26, 2023 Rene Ferrer
Jun. 26, 2023 Mika Ollila
Jun. 26, 2023 Agust Gudmundsson
Jun. 25, 2023 Dana McWatters, and Sayda Hernandez
Jun. 25, 2023 Bruno Gazzola
Jun. 25, 2023 Clay Hudecek
Jun. 25, 2023 Daryll Fogal
Jun. 25, 2023 Jon Bingham
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Ronald Faulkner
Jun. 25, 2023 Jimit Raithatha
Jun. 25, 2023 E. Tobias Dehnck
Jun. 25, 2023 Murtaza Dawood
Jun. 25, 2023 Sven
Jun. 25, 2023 Tim Bangert
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Noah S.
Jun. 25, 2023 Anonymous Retail
Jun. 25, 2023 Ben Passlow
Jun. 25, 2023 Robert Kirk
Jun. 25, 2023 Ethan Kowaleski, Household Investor
Jun. 25, 2023 Shaun Ardiente
Jun. 25, 2023 Evan Gorodetsky
Jun. 25, 2023 M. Johnston
Jun. 25, 2023 Rolando Schneiderman
Jun. 25, 2023 Phillip Worts
Jun. 25, 2023 Ryan MacArthur
Jun. 25, 2023 Ynne Krogsrud
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Aaron Rosario
Jun. 25, 2023 Dennis and Mary Spohn, Household Investor
Jun. 25, 2023 Greg Weir
Jun. 25, 2023 Martin Lanstein
Jun. 25, 2023 Kevin Herter
Jun. 25, 2023 Slade Thornburg, Household Investor
Jun. 25, 2023 Mark Schiltz
Jun. 25, 2023 Ethan Mullins
Jun. 25, 2023 Darren Mastrangelo
Jun. 25, 2023 D. T. Mase
Jun. 25, 2023 Jerry
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous
Jun. 25, 2023 N. Cornelius
Jun. 25, 2023 Benjamin Ryle, System Design Verification Engineer
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Shaun Vendryes
Jun. 25, 2023 Gary Mortensen
Jun. 25, 2023 Marlon Rivera
Jun. 25, 2023 Luke Taylor
Jun. 25, 2023 GueroWey
Jun. 25, 2023 Ethan Kowaleski
Jun. 25, 2023 Jamie White
Jun. 25, 2023 Mike Mcgreggor
Jun. 25, 2023 Tobias Beesley
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous
Jun. 25, 2023 James Matson
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anders Olson
Jun. 25, 2023 William Shore
Jun. 25, 2023 Dylan Therres
Jun. 25, 2023 Maxime Lebouteiller
Jun. 25, 2023 Tom Stanton
Jun. 25, 2023 Lawrence Ball
Jun. 25, 2023 Steve Mallo
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Bradley Washburn
Jun. 25, 2023 Argenis Bonifacio
Jun. 25, 2023 Kit Parsons
Jun. 25, 2023 Joseph Polarek
Jun. 25, 2023 Nick Tarbert
Jun. 25, 2023 Roger King
Jun. 25, 2023 Josh Cutlip
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Joseph Laiacono
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Michael Mackenzie
Jun. 25, 2023 Kalle Bodin
Jun. 25, 2023 Sean Mann
Jun. 25, 2023 Matt C.
Jun. 25, 2023 Stuart Heinrich
Jun. 25, 2023 Chad Lambrecht
Jun. 25, 2023 J. Y.
Jun. 25, 2023 Mike Taromina
Jun. 25, 2023 D.
Jun. 25, 2023 Todd Strawn
Jun. 25, 2023 Deok Park
Jun. 25, 2023 Matthew Leonard
Jun. 25, 2023 Theodore Howell
Jun. 25, 2023 Ross Brown, SVP, Oracle
Jun. 25, 2023 David Hamel
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous,
Jun. 25, 2023 Anonymous
Jun. 25, 2023 H. D.
Jun. 25, 2023 Murtaza Dawood
Jun. 25, 2023 Kevin Kinlocke, Teacher
Jun. 25, 2023 Andy Beck
Jun. 25, 2023 Emily Swan
Jun. 25, 2023 Andrew O'Donnell, Household Investor
Jun. 25, 2023 Thomas Sadowsky
Jun. 25, 2023 Anthony Bell
Jun. 25, 2023 Jason Karkiewicz
Jun. 25, 2023 Matthew, Senior Software Engineer
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Aaron Scott
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Terry Sherman
Jun. 25, 2023 David Alanis
Jun. 25, 2023 Gustavo de Leon
Jun. 25, 2023 M. B.
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Alex Stankus
Jun. 25, 2023 Chris
Jun. 25, 2023 Stacy Andelin
Jun. 25, 2023 S. Landingham, County clerk
Jun. 25, 2023 Nathan Johnsen
Jun. 25, 2023 Max Garrison
Jun. 25, 2023 Jennifer McKenna
Jun. 25, 2023 Michael Roche
Jun. 25, 2023 Nam Pham, CPA
Jun. 25, 2023 Jeremie Reger
Jun. 25, 2023 BB
Jun. 25, 2023 Eric Johnston
Jun. 25, 2023 Zach Brown
Jun. 25, 2023 Darryl Garland
Jun. 25, 2023 Austin Martin
Jun. 25, 2023 Justin Phillippi
Jun. 25, 2023 Rax Nahali
Jun. 25, 2023 C. H.
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Alexander MacCartney
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Anonymous
Jun. 25, 2023 Ken Brinley
Jun. 25, 2023 Jonathan Andrew Leonard
Jun. 25, 2023 Jon Anderson
Jun. 25, 2023 Agust Gudmundsson
Jun. 25, 2023 Jonas Klokke, International Retail Investor
Jun. 25, 2023 Robert Flannery
Jun. 25, 2023 Shane Terra
Jun. 25, 2023 Joshua Stacy
Jun. 25, 2023 Delorian Hiatt
Jun. 25, 2023 Harry Batras
Jun. 25, 2023 Sam Verrydt
Jun. 25, 2023 Jon Heavey
Jun. 24, 2023 Susanne Trimbath, Ph.D., Economist, Author, Retired Professor
Jun. 24, 2023 Minh Tran
Jun. 24, 2023 Kam Muchi, Shareholder
Jun. 24, 2023 Cody G.
Jun. 24, 2023 M. B.
Jun. 24, 2023 Anthony Weiner
Jun. 24, 2023 Anonymous
Jun. 20, 2023 Michael Wichkoski
Jun. 16, 2023 Zach Borgerding, CPA Chair, VSCPA
Jun. 15, 2023 John F. Phinney Jr, CEO &Founder, Convergence Inc.
May 22, 2023 Reilly Steel Ph.D. Candidate, Department of Politics, Princeton University, and Zohar Goshen, Jerome L. Greene Professor of Transactional Law, Columbia Law School
May 15, 2023 R.P.
May 5, 2023 Keith P. Bishop, Former California Commissioner of Corporations
May 3, 2023 Matt McMahon
May 3, 2023 Anonymous
Apr. 28, 2023 David Taxer, Founder, Trusted Cyber Partners In Practice
Mar. 24, 2023 Edward P. Swanson, Glen M. Young, and Christopher G. Yust.
Jan. 13, 2023 Henry T. Hu, Allan Shivers Chair in the Law of Banking and Finance, University of Texas School of Law
Dec. 20, 2022 Jose Ceballos, Council for Investor Rights and Corporate Accountability
Nov. 21, 2022 Richard B. Zabel, General Counsel Chief Legal Officer, Elliott Investment Management L.P.
Nov. 4, 2022 U.S. Senator Thom Tillis
Nov. 1, 2022 Henry T. Hu, Allan Shivers Chair in the Law of Banking and Finance, University of Texas School of Law
Nov. 1, 2022 International Institute of Law and Finance
Oct. 31, 2022 Kent Greenfield, Dean’s Distinguished Scholar, Boston College Law School
Oct. 4, 2022 Wachtell, Lipton, Rosen &Katz
Sep. 8, 2022 Jose Ceballos
Aug. 19, 2022 Richard B. Zabel, General Counsel &Chief Legal Officer, Elliott Investment Management L.P.
Jul. 18, 2022 Tammy Baldwin, Sherrod Brown, Bernard Sanders, Elizabeth Warren, Tammy Duckworth and Jeffrey A. Merkley, United States Senators
Jun. 20, 2022 Jeffrey N. Gordon, Professor of Law, Columbia Law School
Jun. 13, 2022 Members of the U.S. House of Representatives Ritchie Torres, Jake Auchincloss, and Josh Gottheimer
Jun. 6, 2022 AFL-CIO and various labor unions
May 23, 2022 Alan Schwartz and Steven Shavell
Apr. 29, 2022 Healthy Markets Association
Apr. 28, 2022 Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Apr. 15, 2022 National Investor Relations Institute
Apr. 13, 2022 Society for Corporate Governance
Apr. 12, 2022 Charles F. Pohl, Chairman, Dodge &Cox
Apr. 12, 2022 Alan Schwartz, Sterling Professor, Yale Law School and the Yale School of Management and Steven Shavell, Samuel R. Rosenthal Professor of Law and Economics, Harvard Law School, Director, John M. Olin Center for Law, Economics &Business, Harvard University
Apr. 12, 2022 Mark R. Allen, Executive Vice President, FedEx Corporation
Apr. 12, 2022 Robert Rutkowski
Apr. 12, 2022 Jeffrey S. Davis, Senior Vice President and Senior Deputy General Counsel, Nasdaq, Inc.
Apr. 12, 2022 Perkins Coie LLP
Apr. 11, 2022 John Coates, John F. Cogan Professor of Law and Economics, Harvard Law School
Apr. 11, 2022 Edwin Fraser
Apr. 11, 2022 Benjamin Edwards, Associate Professor of Law, University of Nevada, Las Vegas, William S. Boyd School of Law, Sarah C. Haan, Professor of Law and Cary Martin Shelby, Professor of Law, Washington and Lee University School of Law, Geeyoung Min, Assistant Professor of Law, Michigan State University College of Law, Faith Stevelman, Professor of Law, New York Law School
Apr. 11, 2022 Charlie Penner and Bob Eccles
Apr. 11, 2022 Americans for Financial Reform Education Fund
Apr. 11, 2022 Elliott Investment Management L.P.
Apr. 11, 2022 Robert F. Storch
Apr. 11, 2022 Committee on Securities Law of the Business Law Section of the Maryland State Bar Association
Apr. 11, 2022 FedEx Corporation
Apr. 11, 2022 CIRCA
Apr. 11, 2022 Wachtell, Lipton, Rosen &Katz
Apr. 11, 2022 TIAA
Apr. 11, 2022 65 Law and Finance Professors
Apr. 11, 2022 David H. Webber, Professor of Law and Paul M. Siskind Scholar, Boston University School of Law
Apr. 11, 2022 Andrew L. Stern, SEIU
Apr. 11, 2022 Robert E. Bishop Fellow UC Berkeley School of Law Center for Law and Business, Frank Partnoy Frank Partnoy Adrian A. Kragen Professor of Law UC Berkeley School of Law
Apr. 11, 2022 Henry T. Hu
Apr. 11, 2022 Irenic Capital Management LP
Apr. 11, 2022 State Street Corporation
Apr. 11, 2022 XBRL US
Apr. 11, 2022 Investment Adviser Association
Apr. 11, 2022 Shareholder Rights Group, Interfaith Center on Corporate Responsibility and The Shareholder Commons
Apr. 11, 2022 Better Markets
Apr. 11, 2022 National Venture Capital Association
Apr. 11, 2022 Kenneth E. Bentsen, Jr, CEO and President, Securities Industry and Financial Markets Association
Apr. 11, 2022 Wm. Robertson Dorsett, Columbia Law School
Apr. 11, 2022 Neuberger Berman Group LLC
Apr. 11, 2022 Maria Ghazal, Senior Vice President and Counsel, Business Roundtable
Apr. 11, 2022 Hoak and Co.
Apr. 11, 2022 Managed Funds Association
Apr. 11, 2022 Donna Anderson, Marc Wyatt, and Bob Grohowski, T. Rowe Price
Apr. 11, 2022 William Michael Cunningham, Creative Investment Research
Apr. 11, 2022 Steven M. Rothstein, Managing Director, Ceres Accelerator for Sustainable Capital Markets, Ceres, Inc.
Apr. 11, 2022 Freeport-McMoRan Inc. / Douglas N. Currault II, Senior Vice President and General Counsel
Apr. 11, 2022 SIFMA Asset Management Group, William Thum, Managing Director, SIFMA AMG
Apr. 11, 2022 Jennifer Nadborny, Simpson Thacher Bartlett LLP
Apr. 11, 2022 Daniel Austin, Director, U.S. Policy and Regulation, Alternative Investment Management Association
Apr. 11, 2022 Brandon Rees, Deputy Director of Corporations and Capital Markets, AFL-CIO
Apr. 11, 2022 Halit Coussin, Chief Legal Officer &Chief Compliance Officer, Pershing Square Capital Management, L.P.
Apr. 8, 2022 Jeff Mahoney, General Counsel, Council of Institutional Investors
Apr. 7, 2022 Rolf Parta
Apr. 7, 2022 Susan Olson, General Counsel and Sarah Bessin, Associate General Counsel, Investment Company Institute
Apr. 4, 2022 An Investor, Engineer
Mar. 31, 2022 Robert Eccles and Shivaram Rajgopal
Mar. 25, 2022 Simon Lorne
Mar. 24, 2022 Members of the U.S. House of Reprentatives Jamie Raskin, Salud Carbajal, Jim Cooper, Dwight Evans, Jesús G. García, Pramila Jayapal, Ted W. Lieu, James P. McGovern, Joe Neguse, Eleanor Holmes Norton, Katie Porter, Jan Schakowsky, Thomas R. Suozzi, Dina Titus, Rashida Tlaib, and Nikema Williams
Mar. 22, 2022 Richard F. McMahon, Jr., Senior Vice President, Energy Supply &Finance Edison Electric Institute
Mar. 22, 2022 Tyler Gellasch, Executive Director, Healthy Markets Association
Mar. 22, 2022 Bernard Sharfman
Mar. 21, 2022 Allison K. Thacker, President and Chief Investment Officer, Rice Management Company, Treasurer, William Marsh Rice University
Mar. 16, 2022 Marcus Frampton
Mar. 14, 2022 Anonymous
Mar. 14, 2022 Sriram Chandrasekhar, CEOR Engineer
Mar. 14, 2022 Chris McEntee, Retail Investor
Mar. 14, 2022 Curtis Higgins
Mar. 14, 2022 Taj Reilly
Mar. 14, 2022 Adam Beherns, Engineer
Mar. 13, 2022 Alex H., Shareholder
Mar. 13, 2022 Chris Miller
Mar. 13, 2022 Anonymous
Mar. 13, 2022 Zachary Williams
Mar. 13, 2022 Kyle
Mar. 13, 2022 James Barber
Mar. 13, 2022 Ashley Stovall
Mar. 13, 2022 Anonymous
Mar. 13, 2022 Andres U. Loubriel
Mar. 12, 2022 Omar
Mar. 11, 2022 Anonymous
Mar. 3, 2022 Jiøí Król, Deputy CEO, Global Head of Government Affairs, AIMA and Global Head of the ACC
Feb. 28, 2022 Andrew Patrick White, Founder CEO of FundApps
Feb. 25, 2022 Anonymous
Feb. 23, 2022 Mike
Feb. 23, 2022 Gabriel Morales, Retail Investor
Feb. 22, 2022 Marc Steinberg
Feb. 22, 2022 John Kennedy, Taxpaying American Citizen
Feb. 22, 2022 Anonymous
Feb. 21, 2022 Jack Pieper
Feb. 21, 2022 Joshua Soucie, Managing Director, Singularity Acquisitions LLC
Feb. 21, 2022 Benjamin
Feb. 21, 2022 Lee
Feb. 20, 2022 Anonymous
Feb. 20, 2022 Dan Pierce
Feb. 20, 2022 Anonymous
Feb. 20, 2022 Iain Schlegel
Feb. 20, 2022 Charles Jacobs, USCG
Feb. 20, 2022 Jason Ross
Feb. 20, 2022 Stephen
Feb. 20, 2022 Shelby Coffeecup, Individual Investor
Feb. 19, 2022 Mike Soltys
Feb. 19, 2022 Mike Slavens, Retail Investor and Mechanical Engineer
Feb. 19, 2022 Andres Loubriel
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Jay Tierney, Marketing
Feb. 19, 2022 James G.
Feb. 19, 2022 Amy, Activity Supervisor, Adult Daycare
Feb. 19, 2022 Justin G.
Feb. 19, 2022 Juan, Relationship Banker II
Feb. 19, 2022 Todd
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Jason Dunlop, Software Developer for the FAA.
Feb. 19, 2022 Ferni, Retail Trader
Feb. 19, 2022 Chris
Feb. 19, 2022 R. Lee
Feb. 19, 2022 Curtis Higgins
Feb. 19, 2022 Christopher Ryan Andring
Feb. 19, 2022 Daniel Murrieta
Feb. 19, 2022 Kevin B. John, Teacher
Feb. 19, 2022 Greg Englebert
Feb. 19, 2022 Edward P. Swanson, Emeritus Professor, Texas AM University, College Station
Feb. 19, 2022 Phillip, Retail Investor
Feb. 19, 2022 Mark C.
Feb. 19, 2022 Serkan Dogan
Feb. 19, 2022 Amy Lewis, Vice President, Policy Communications, Wild Foundation
Feb. 19, 2022 Jacy Carroll, Director of Finance, Professor, MBA
Feb. 19, 2022 Steven Casey
Feb. 19, 2022 Joe
Feb. 19, 2022 Aimee Reichert
Feb. 19, 2022 Corey
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Brian Hargett
Feb. 19, 2022 Anonymous
Feb. 19, 2022 BAV
Feb. 18, 2022 Samuel Ryan, Senior Battery Test Engineer, ESS Inc.
Feb. 18, 2022 Anthony R., Individual investor
Feb. 18, 2022 Curtis Robinson
Feb. 18, 2022 Brian Padrick
Feb. 18, 2022 Jonah
Feb. 12, 2022 Wm. Robertson Dorsett, Columbia Law School
Feb. 12, 2022 Adrian Day, RIA
Feb. 11, 2022 Wm. Robertson Dorsett, Columbia Law School
Feb. 10, 2022 Theodore N. Mirvis, Adam O. Emmerich, David A. Katz, Sabastian V. Niles, Jenna E. Levine, and Carmen X. W. Lu
Feb. 10, 2022 Tom

Staff Studies

( Submitted Comments | Meetings with SEC officials )
Apr. 28, 2023 Memorandum from the Division of Economic and Risk Analysis

Meetings with SEC Officials

(Submitted Comments | Staff Studies )
Oct. 4, 2023 Memorandum from the Office of Commissioner Uyeda regarding a September 18, 2023 meeting with representatives and members of the Society for Corporate Governance (“SCG”) and the National Investor Relations Institute (“NIRI”)
Sep. 29, 2023 Memorandum from the Division of Corporation Finance regarding a September 29, 2023 meeting with NIRI
Sep. 19, 2023 Memorandum from the Office Of the Chair regarding a September 19, 2023 meeting with representatives of BlackRock
Sep. 11, 2023 Memorandum from the Division of Corporation Finance regarding a September 11, 2023 meeting with Representatives of the Ontario Securities Commission
Sep. 8, 2023 Memorandum from the Division of Corporation Finance regarding a May 25, 2023 meeting with representatives of the Australian Department of the Treasury
Jul. 21, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 11, 2023 meeting with representatives of the International Institute of Law and Finance
Jul. 18, 2023 Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a July 18, 2023 meeting with Brian Schorr of Trian Partners
Jul. 14, 2023 Memorandum from the Office Of Public Engagement regarding a July 13, 2023 virtual meeting with representatives of Americans for Financial Reform
Jun. 30, 2023 Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
May 30, 2023 Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with NACD
Mar. 9, 2023 Memorandum from the Office of the Chair regarding a January 20, 2023 meeting with Americans for Financial Reform
Feb. 24, 2023 Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations
Jan. 10, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a January 10, 2023 meeting with Professor Henry Hu of UT Austin
Jan. 9, 2023 Memorandum from the Division of Corporation Finance regarding an August 17, 2022 meeting with Robert Jackson, Frank Partnoy, and Stephen Fraidin
Dec. 22, 2022 Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
Dec. 21, 2022 Memorandum from the Office of the Chair regarding a December 21, 2022 virtual meeting with representatives of Americans for Financial Reform
Dec. 21, 2022 Memorandum from the Office of the Chair regarding a November 4, 2022 virtual meeting with representatives of the Investment Company Institute
Nov. 14, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a November 8, 2022, meeting with representatives of T. Rowe Price
Nov. 9, 2022 Memorandum from the Office Commissioner Jaime Lizárraga regarding a Nov. 8, 2022 meeting with Managed Funds Association
Nov. 9, 2022 Memorandum from the Office Commissioner Jaime Lizárraga regarding a Nov. 8, 2022 meeting with representatives of CIRCA
Nov. 7, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 7, 2022 videoconference with representatives of the Council for Investor Rights and Corporate Accountability
Oct. 28, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 28, 2022 meeting with representatives and members of ICI
Oct. 25, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 25, 2022 meeting with representatives of the Investment Company Institute
Oct. 20, 2022 Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 18, 2022 meeting with representatives of the Council for Investor Rights and Corporate Accountability
Oct. 6, 2022 Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 5, 2022 meeting with representatives of the Managed Funds Association
Sep. 27, 2022 Memorandum from the Division of Corporation Finance regarding a September 21, 2022 meeting with the National Investor Relations Institute
Sep. 19, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 19, 2022 Videoconference with Representatives of BlackRock
Sep. 13, 2022 Memorandum from the Office of Chairman regarding a July 26, 2022 discussion with representatives of the International Swaps and Derivatives Association, et al.
Sep. 9, 2022 Memorandum from the Division of Corporation Finance regarding an August 18, 2022 meeting with representatives of the Investment Advisers Association
Sep. 9, 2022 Memorandum from the Division of Corporation Finance regarding an August 18, 2022 meeting with representatives of the Society for Corporate Governance
Sep. 9, 2022 Memorandum from the Office of the Investor Advocate regarding an August 31, 2022 meeting with representatives of the Managed Funds Association
Aug. 10, 2022 Memorandum from the Division of Division of Corporation Finance regarding an August 3, 2022 meeting with Robert Jackson, David Katz, and Leo Strine
Aug. 3, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 3, 2022 meeting with Robert Jackson, David Katz, and Leo Strine
Aug. 1, 2022 Memorandum from the Division of Corporation Finance regarding an August 1, 2022 virtual meeting with the Investment Company Institute
Jun. 7, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a June 7, 2022 telephone conversation with the following representatives from the Managed Funds Association
May 17, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 17, 2022 telephone conversation with Robert Bishop of the International Institute of Law &Finance
May 12, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 12, 2022 telephone conversation with the following representatives from Elliott Investment Management
May 11, 2022 Memorandum from the Division of Corporation Finance regarding a May 11, 2022 virtual meeting with Managed Funds Association
May 10, 2022 Memorandum from the Division of Corporation Finance regarding a May 10, 2022 virtual meeting with the American Bar Association’s Joint Committee on Employee Benefits
May 9, 2022 Memorandum from the Division of Corporation Finance regarding a May 9, 2022 virtual meeting with Elliott Investment Management L.P.
May 6, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 29, 2022 meeting with representatives of EIM
May 6, 2022 Memorandum from the Office of the Chair regarding a May 6, 2022 meeting with representatives of MFA
Apr. 29, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 29, 2022 Videoconference with Representatives of Elliott Investment Management
Apr. 27, 2022 Memorandum from the Division of Corporation Finance regarding a April 27, 2022 virtual meeting with the Americans for Financial Reform Education Fund
Apr. 4, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a March 31, 2022 meeting with the Council for Investor Rights and Corporate Accountability
Mar. 30, 2022 Memorandum from the Division of Corporation Finance regarding a March 29, 2022 virtual meeting with Representatives of the Alternative Investment Management Association
Mar. 1, 2022 Memorandum from the Division of Corporation Finance regarding a February 24, 2022 virtual meeting with the Healthy Markets Association