Comments on BSE Rulemaking

Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change by the Boston Stock Exchange, Inc. Establishing Trading Rules for the Boston Stock Exchange Facility

(Release No. 34-47186; File No. SR-BSE-2002-15)

• Memorandum from the Office of Commissioner Goldschmid, regarding a December 16, 2003 meeting with representatives of the Chicago Board Options Exchange dated January 8, 2004 (File name: cboe121603.htm)

• George W. Mann, Executive Vice President and General Counsel, Boston Stock Exchange, Inc., January 9, 2004 (File name: srbse200215-295.pdf)

• Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc., December 16, 2003 (File name: srbse200215-293.pdf)

• Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, December 16, 2003 (File name: mjsimon121603.htm)

• Jeff Sutton, December 14, 2003 (File name: jsutton121403.txt)

• Edward J. Markey, Member of Congress, December 8, 2003 (File name: srbse200215-292.pdf)

• Congressman Edward J. Markey, U.S. House of Representatives, December 8, 2003 (File name: sr-bse-2002-15-292.pdf)

• Memorandum from Susie Cho regarding an October 30, 2003 meeting with the American Stock Exchange, dated November 17, 2003 (File name: amex103003.htm)

• Congressman James C. Greenwood, U.S. House of Representatives, November 6, 2003 (File name: srbse200215-289.pdf)

• Memorandum from Susie Cho regarding a November 4, 2003 conference call with Morgan Stanly, dated November 17, 2003 (File name: morgan110403.htm)

• Memorandum from the Office of Commissioner Goldschmid, regarding an October 20, 2003 meeting with representatives of the Boston Stock Exchange, dated October 31, 2003 (File name: bse103003.htm)

• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding an October 7, 2003 meeting with representatives of the International Securities Exchange, dated October 31, 2003 (File name: ise100703.htm)

• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding an September 30, 2003 meeting with representatives of the Susquehanna International Group and Sutherland Asbill & Brennan, dated October 31, 2003 (File name: sigsab093003.htm)

• David Weisberger, Managing Director, Citigroup, September 12, 2003 (File name: srbse200215-230.pdf)

• Michael J. Ryan, Jr., Executive Vice President & General Counsel, The American Stock Exchange, LLC, September 12, 2003 (File name: srbse200215-229.pdf)

• Nicholas J. Bonn, Executive Vice President and CFO, State Street Global Markets, LLC, September 10, 2003 (File name: srobse200215-227.pdf)

• Memorandum from the Office of Commissioner Goldschmid, regarding an August 22, 2003 meeting with representatives of the Boston Stock Exchange, dated October 31, 2003 (File name: bse082203.htm)

• Memorandum from the Office of Commissioner Goldschmid, regarding an August 1, 2003 meeting with representatives of the Chicago Board Options Exchange and Schiff Hardin & Waite, dated October 31, 2003 (File name: cboeshw080103.htm)

• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding an October 20, 2003 meeting the the Boston Stock Exchange, dated October 31, 2003 (File name: bse103003.htm)

• Memorandum from John Roeser regarding meeting with the Chicago Board Options Exchange, Inc., dated October 20, 2003 (File name: goldman101003.htm)

• H. Kaur, October 17, 2003 (File name: hkaur101703.txt)

• Memorandum from John Roeser regarding a conference call with Goldman Sachs, dated October 10, 2003 (File name: goldman101003.htm)

• Memorandum from John Roeser regarding an October 7, 2003 meeting with International Securities Exchange, Inc, dated October 10, 2003 (File name: ise100703.htm)

• Mary McDermott-Holland, Senior Vice President, Franklin Portfolio Associates, October 2, 2003 (File name: srbse200215-277.pdf)

• James C. Miller III, Chairman; Mark Glueck, Vice Chairman; Gauri Prakash-Canjels, Vice President, The CapAnalysis Group, LLC, Howrey Simon Arnold & White, September 28, 2003 (File name: howrey092803.htm)

• James C. Miller III, Chairman, The CapAnalysis Group, LLC, September 26, 2003 (File name: srbse200215-278.pdf)

• Lewis P. Dickey, General Partner, Options Unlimited, September 24, 2003 (File name: srbse200215-279.pdf)

• Mary McDermott-Holland, Senior Vice President, Franklin Portfolio Associates, September 24, 2003 (File name: franklin092403.htm)

• David Pugh, September 24, 2003 (File name: dpugh092403.txt)

• Doug Churchill, September 23, 2003 (File name: dchurchill092303.txt)

• Ralph Winters, September 21, 2003 (File name: rwinters092103.txt)

• Fabrizio Fili, September 20, 2003 (File name: ffili092003.txt)

• Allison Brandsma, September 19, 2003 (File name: abrandsma091903.txt)

• Craig Hancey, September 18, 2003 (File name: chancey091803.txt)

• Steve Verbos, September 17, 2003 (File name: sverbos091703.txt)

• William J. Brodsky, Chicago Board Options Exchange, Incorporated, September 16, 2003 (File name: cboe091603.htm)

• Bastiaan van Kempen, Director, Optiver US, LLC, September 16, 2003 (File name: optiverus091603.txt)

• Thomas Peterffy, Interactive Brokers Group LLC, September 16, 2003 (File name: interactive091603.htm)

• Andrew Henry, Managing Member, Henry Capital Management, September 16, 2003 (File name: henrycapital091603.htm)

• Thomas Peterffy, Chairman, Interactive Brokers Group, LLC, September 16, 2003 (File name: srbse200215-246.pdf)

• William J. Brodsky, Chairman and Chief Executive Officer, Chicago Board Options Exchange, Incorporated, September 16, 2003 (File name: srbse200215-247.pdf)

• Philip D. DeFeo, Chairman and Chief Executive Officer, Pacific Exchange, Inc., September 15, 2003 (File name: srbse200215-228.pdf)

• Harilaos Mantzoros, Xenos Trading, September 15, 2003 (File name: xenostrading091503.txt)

• Harvey Bernstein, September 15, 2003 (File name: hbernstein091503.txt)

• Mano Appapillai, September 14, 2003 (File name: mappapillai091403.txt)

• Derek Mahar, September 14, 2003 (File name: dmahar091403.txt)

• Joseph Lombardi, September 13, 2003 (File name: jlombardi091303.txt)

• Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc., September 12, 2003 (File name: srbse200215-245.pdf)

• Linda M. Sarkisian, President, Sarkisian Securities, September 12, 2003 (File name: sarkisian091203.txt)

• Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc., September 12, 2003 (File name: phlx091203.htm)

• Dennis Michiels, September 12, 2003 (File name: dmichiels091203.txt)

• Michael J. Simon, Senior Vice President and Secretary, International Securities Exchange, Inc., September 12, 2003 (File name: ise091203.htm)

• Eric Tripp, President, BMO Nesbitt Burns Securities Limited, September 12, 2003 (File name: bmo091203.htm)

• William Bartlett, Parallax Fund, LP, September 12, 2003 (File name: parallax091203.txt)

• David Weisberger, Managing Director, Citigroup Global Markets Inc., September 12, 2003 (File name: citigroupgm091203.htm)

• Mike Ianni, September 12, 2003 (File name: mianni091203.txt)

• Yomo Guiamo, September 12, 2003 (File name: yguiamo091203.txt)

• Kenneth M. King, President, K & S Inc., September 12, 2003 (File name: kmking091203.txt)

• Robert C. Sheehan, President, Electronic Brokerage Systems, LLC, September 12, 2003 (File name: electronic091203.htm)

• John Keazirian, Executive Vice President, Rho Trading Securities, LLC, September 11, 2003 (File name: rhotrading091103.htm)

• John Colin Jones, Esq., September 11, 2003 (File name: jcjones091103.htm)

• Todd Silverberg, General Counsel, Susquehanna International Group, LLP, September 11, 2003 (File name: sig091103.htm)

• Todd Batiste, September 11, 2003 (File name: tbatiste091103.txt)

• Robert E Shultz, September 11, 2003 (File name: reshultz091103.txt)

• Simon Yates, Managing Director, Equity Derivatives Trading, Credit Suisse/First Boston, September 11, 2003 (File name: creditsuisse091103.htm)

• Nicholas J. Bonn, Executive Vice President and CFO, State Street Global Markets, LLC, September 10, 2003 (File name: statestreet091003.htm)

• Diane Dowling, September 11, 2003 (File name: ddowling091103.txt)

• Congressman Vito J. Fossella, U.S. House of Representatives, September 10, 2003 (File name: srbse200215-225.pdf)

• Miguel Ladios, September 10, 2003 (File name: mladioa091003.txt)

• Stephen Kaelber, September 10, 2003 (File name: skaelber091003.txt)

• Paul Britton, CEO, MAKO Global Derivatives, LLC, September 10, 2003 (File name: makoglobal091003.txt)

• Stephen D. Barrett, Wainwright Financial Services, September 10, 2003 (File name: wainwright091003.txt)

• Simon Lubershane, September 10, 2003 (File name: slubershane091003.txt)

• Chris Cobb, September 10, 2003 (File name: ccobb091003.txt)

• Steven Quirk, Saen Options, September 10, 2003 (File name: squirk091003.txt)

• Donald W. Pendergast, September 10, 2003 (File name: dwpendergast091003.txt)

• Andrew W. Lo, Harris & Harris Group Professor of Finance, Director, MIT Laboratory for Financial Engineering, MIT Sloan School of Management; Chief Scientific Officer, AlphaSimplex Group, LLC; Governor, Boston Stock Exchange, September 9, 2003 (File name: awlo090903.txt)

• Richard Hallas, September 9, 2003 (File name: rhallas090903.txt)

• Michael Bock, September 9, 2003 (File name: mbock090903.txt)

• Grady G. Thomas, Jr., President, The Interstate Group, Division of Morgan Keegan & Co., Inc., September 8, 2003 (File name: ggthomas090803.txt)

• Don Bayne, September 8, 2003 (File name: dbayne090903.txt)

• Rolf van der Klink, September 9, 2003 (File name: rvdklink090803.txt)

• Neil Lulla, September 7, 2003 (File name: nlulla090703.txt)

• JD, September 7, 2003 (File name: jd090703.txt)

• Msoysa, September 7, 2003 (File name: msoysa090703.txt)

• Wilbur Su, September 6, 2003 (File name: wsu090603.txt)

• Mike Rouzer, September 6, 2003 (File name: mrouzer090603.txt)

• Bryant Otter, September 6, 2003 (File name: botter090603.txt)

• William Christie, September 6, 2003 (File name: wchristie090603.txt)

• Spencer Ball, September 6, 2003 (File name: sball090603.txt)

• Paul Fred, September 5, 2003 (File name: pfred090503.txt)

• Jerome Ablon, September 5, 2003 (File name: jablon090503.txt)

• Shawn Gibson, Senior Vice President-Equity Derivatives, Scott & Stringfellow, September 5, 2003 (File name: sgibson090503.txt)

• Phillip J Sylvester, September 5, 2003 (File name: pjsylvester090503.txt)

• Tim Crowley, September 5, 2003 (File name: tcrowley090503.txt)

• Eugen, September 5, 2003 (File name: eugen090503.txt)

• Wayne LaFlamboy, September 4, 2003 (File name: wlaflamboy090403.txt)

• Joe Milliner, September 4, 2003 (File name: jmilliner090403.txt)

• Ken Peek, September 4, 2003 (File name: kpeek090403.txt)

• Ron Bliss, September 4, 2003 (File name: rbliss090403.txt)

• Rong Lin, September 4, 2003 (File name: rlin090403.txt)

• Ted Kreuser, September 4, 2003 (File name: tkreuser090403.txt)

• R. G. Malm, September 3, 2003 (File name: rgmalm090303.txt)

• Jeff Levitt, Director of Research, Stanton Chase International, September 4, 2003 (File name: jlevitt090403.txt)

• Ron Baakkonen, Manager, Electronic Trading & Retail Flow, PEAK6 Investments, LP, September 4, 2003 (File name: peak6090403.txt)

• Wayne Chang, September 4, 2003 (File name: wchang090403.txt)

• Roger Britton, September 4, 2003 (File name: britton090403.txt)

• Kirk Cooley, September 4, 2003 (File name: cooley090403.txt)

• Roger Easton, September 4, 2003 (File name: easton090403.txt)

• venkatesh janakiraman, September 4, 2003 (File name: janakiraman090403.txt)

• David Johnston, September 4, 2003 (File name: johnston090403.htm)

• N. Kaiser, September 4, 2003 (File name: kaiser090403.txt)

• Harvey Lichterman, September 4, 2003 (File name: lichterman080403.htm)

• Dean Huang, September 4, 2003 (File name: huang080403.txt)

• Martin Rosenblatt, September 4, 2003 (File name: rosenblatt090403.txt)

• John Welker, September 4, 2003 (File name: welker080403.txt)

• Gunther F.L. Hofbauer, MD, September 3, 2003 (File name: srbse200215-226.pdf)

• Tom Fisher, September 3, 2003 (File name: tfisher090303.txt)

• Andrew Eisenhawer, September 3, 2003 (File name: aeisenhawer090303.txt)

• David Nemes, September 3, 2003 (File name: dnemes090303.txt)

• Leland Stevenson, September 3, 2003 (File name: lstevenson090303.txt)

• David Strauss, September 3, 2003 (File name: dstrauss090303.txt)

• Libero Greco, September 3, 2003 (File name: lgreco090303.txt)

• Roark Janis, September 3, 2003 (File name: rjanis090303.txt)

• Ronald Scott, September 3, 2003 (File name: rscott090303.txt)

• Stanley Arron, September 3, 2003 (File name: sarron090303.txt)

• Steve Sundberg, Software Engineer, General Dynamics Land Systems, September 3, 2003 (File name: ssundberg090303.txt)

• Ralph Berry, September 3, 2003 (File name: rberry090303.txt)

• Philip Tonne, September 3, 2003 (File name: ptonne090303.txt)

• Barry ("Bear") R. Schotz, September 3, 2003 (File name: brscholtz090303.txt)

• Bruce, September 3, 2003 (File name: bruce090303.txt)

• David E. Banks, September 3, 2003 (File name: debanks090303.txt)

• Eli Y Khoury, September 3, 2003 (File name: eykhoury090303.txt)

• Lawrence Soh, September 3, 2003 (File name: lsoh090303.txt)

• STL, September 3, 2003 (File name: stl090303.txt)

• Paul Feingold, September 3, 2003 (File name: pfeingold090303.txt)

• Matt Kubitsky, September 3, 2003 (File name: mkubitsky090303.txt)

• Rick Westerfield, September 3, 2003 (File name: rwesterfield090303.txt)

• Gary Kemp, September 3, 2003 (File name: gkemp090303.txt)

• Larry Pinkus, September 3, 2003 (File name: lpinkus090303.txt)

• Jesse Principato, September 3, 2003 (File name: jpincipato090303.txt)

• Peter Ritter, September 3, 2003 (File name: pritter090303.txt)

• Ron Young, September 3, 2003 (File name: ryoung090303.txt)

• Peter Zetlin, September 3, 2003 (File name: pzetlin090303.txt)

• Peter Zwag, September 3, 2003 (File name: pzwag090303.txt)

• Daniel Fitzpatrick, September 3, 2003 (File name: dfitzpatrick090303.txt)

• Joel Reingold, September 3, 2003 (File name: jreingold090303.txt)

• Harald Kempf, September 3, 2003 (File name: hkempf090303.txt)

• Anonymous reviewer, September 3, 2003 (File name: dciampa090303.txt)

• Wenhao Li, September 3, 2003 (File name: wli090303.txt)

• Barry Wolfe, September 3, 2003 (File name: bwolfe090303.txt)

• Michael Vilkin, September 3, 2003 (File name: mvilkin090303.txt)

• Harvey Carmel, September 3, 2003 (File name: hcarmel090303.txt

• Zhenyu Yang, September 3, 2003 (File name: zyang090303.txt)

• John Jagerson, September 3, 2003 (File name: jjagerson090303.txt)

• Robert Jinks, September 3, 2003 (File name: rjinks090303.txt)

• Daniel Torres, September 3, 2003 (File name: dtorres090303.txt)

• Fang Gu, September 3, 2003 (File name: fgu090303.txt)

• Matti Luomanen, Finland, September 3, 2003 (File name: mluomanen090303.txt)

• William W. Williams, September 3, 2003 (File name: wwwilliams090303.txt)

• Jim Engelken, September 3, 2003 (File name: jengelken090303.txt)

• James Bond Woo, September 3, 2003 (File name: jbwoo090303.txt)

• Marc Poussard, September 3, 2003 (File name: mpoussard090303.txt)

• Dr. Donald R. Berger, September 3, 2003 (File name: drberger090303.txt)

• Scott Alber, September 3, 2003 (File name: salber090303.txt)

• Damodharan Ramkumar, September 3, 2003 (File name: dramkumar090303.txt)

• Jim McNeil, September 3, 2003 (File name: jmcneil090303.txt)

• Eric Glasband, September 3, 2003 (File name: eglasband090303.txt)

• Frank Sandy, September 3, 2003 (File name: fsandy090303.txt)

• Mu Chou Liu, ITresources, September 3, 2003 (File name: itresources090303.txt)

• Vernon Hehn, September 3, 2003 (File name: vhehn090303.txt)

• Anthony J Benincasa, September 3, 2003 (File name: ajbenincasa090303.txt)

• Gregg Richter, September 3, 2003 (File name: grichter090303.txt)

• L. Jerry L. Jones, September 3, 2003 (File name: ljljones090303.txt)

• Francis Borriello, September 3, 2003 (File name: fborriello090303.txt)

• David D. Smith, September 3, 2003 (File name: ddsmith090303.txt)

• Robert H. Dean, September 3, 2003 (File name: rhdean090303.txt)

• Eimas, September 3, 2003 (File name: eimas090303.txt)

• Joseph Szoecs, September 3, 2003 (File name: jszoecs090303.txt)

• Curtis G. Thompson, Black Swan Trading, September 3, 2003 (File name: blackswan090303.txt)

• Tom Harney, September 3, 2003 (File name: tharney090303.txt)

• Jim Schmechel, September 3, 2003 (File name: jschmechel090303.txt)

• Arthur E. Blossom, September 3, 2003 (File name: blossom090302.txt)

• Michael Selbs, September 3, 2003 (File name: selbs090303.txt)

• Jeff Schanker, September 3, 2003 (File name: schanker090303.txt)

• L.W. Kramer, September 3, 2003 (File name: kramer090303.txt)

• William J. Sheppard, September 3, 2003 (File name: shepperd090303.txt)

• Paul Levin, September 3, 2003 (File name: levin090303.txt)

• André L. Morissette , September 3, 2003 (File name: morrisette090303.txt)

• Peter Reese, September 3, 2003 (File name: reese090303.txt)

• Shuowen Yang, September 3, 2003 (File name: yang090303.txt)

• Bob Palfreeman, September 3, 2003 (File name: palfreeman090303.txt)

• Richard Berry, September 3, 2003 (File name: berry090303.txt)

• Anthony P. Matthews, September 3, 2003 (File name: matthews090303.txt)

• Zoran Djokic , September 3, 2003 (File name: djokic090303.txt)

• Mark Williamson , September 3, 2003 (File name: williamson090303.txt)

• Yul Lipner, September 3, 2003 (File name: lipner090303.txt)

• Charles Thompson , September 3, 2003 (File name: thompson090303.txt)

• Peter Gum, September 3, 2003 (File name: gum090303.txt)

• Sai Rao, September 3, 2003 (File name: rao090303.txt)

• Harry I. Brown, Jr., September 3, 2003 (File name: brown090303.txt)

• Jeffrey S. Hauge, September 3, 2003 (File name: hauge090303.txt)

• Steve Gross, September 3, 2003 (File name: gross090303.txt)

• Vineet Jain, September 3, 2003 (File name: jain090303.txt)

• Kevin Bates, September 3, 2003 (File name: bates090303.txt)

• Ray Crews, September 3, 2003 (File name: crews090303.txt)

• Chadwick McHugh, September 3, 2003 (File name: mchugh090303.txt)

• Steve K., September 3, 2003 (File name: stevek090303.txt)

• Doug Layton, September 3, 2003 (File name: dlayton090303.txt)

• Jack Scholze, September 3, 2003 (File name: jscholze090303.txt)

• Doug Churchill, September 3, 2003 (File name: dchurchill090303.txt)

• Bobby Emory, September 3, 2003 (File name: bemory090303.txt)

• Richard Phillips, September 3, 2003 (File name: rphillips090303.txt)

• Bernhard Abmayr, Germany, September 3, 2003 (File name: babmayr090303.txt)

• Gene Liang, September 3, 2003 (File name: gliang090303.txt)

• Dvir Langer, Esq., September 3, 2003 (File name: dlanger090303.txt)

• Chin Chin Tan, September 3, 2003 (File name: cctan090303.txt)

• James F. Kelly, September 3, 2003 (File name: jfkelly090303.txt)

• Charles M. Steiner, September 3, 2003 (File name: cmsteiner090303.txt)

• Joseph Grodsky, September 3, 2003 (File name: jgrodsky090303.txt)

• Aaron Zalewski, September 3, 2003 (File name: azalewski090303.txt)

• Jay, September 3, 2003 (File name: jay090303.txt)

• Mark Rubensohn, September 3, 2003 (File name: mrubensohn090303.txt)

• Charles LaPointe, September 3, 2003 (File name: clapointe090303.txt)

• R. J. Casey, September 2, 2003 (File name: rjcasey090203.txt)

• Bill Binvegas, September 2, 2003 (File name: billbinvegas090203.txt)

• Gary Sutton, September 2, 2003 (File name: gsutton090203.txt)

• Jay Charles Soper, September 2, 2003 (File name: jcsoper090203.txt)

• Darshan Arora, September 2, 2003 (File name: darora090203.txt)

• Carl Erikson, September 2, 2003 (File name: cerikson090203.txt)

• Skyler Christensen, September 2, 2003 (File name: schristensen090203.txt)

• Dwayne Logie, September 2, 2003 (File name: dlogie090203.txt)

• David Pincus, September 2, 2003 (File name: dpincus090203.txt)

• Rachel Fitz, September 2, 2003 (File name: rfitz090203.txt)

• Dmitri Gerasimenko, September 2, 2003 (File name: dgerasimenko090203.txt)

• Dr. Gary T. Hirst, Chairman, Hirst Investment Management Inc., September 2, 2003 (File name: hirst090203.txt)

• Doug Brunner, September 2, 2003 (File name: dbrunner090203.txt)

• David Richardson, September 2, 2003 (File name: drichardson090203.txt)

• Eddie Wan, September 2, 2003 (File name: ewan090203.txt)

• Donald Tolchin, September 2, 2003 (File name: dtolchin090203.txt)

• Austin B. Tucker, September 2, 2003 (File name: abtucker090203.txt)

• Ilya Dorfman, September 2, 2003 (File name: idorfman090203.txt)

• Carey Pierce, September 2, 2003 (File name: cpierce090203.txt)

• David Maple, September 2, 2003 (File name: dmaple090203.txt)

• Gregory Cone, September 2, 2003 (File name: gcone090203.txt)

• Byron Sears, September 2, 2003 (File name: bsears090203.txt)

• Chad B. Harris, Managing Director, Sharp People Scottsdale, September 2, 2003 (File name: sharp090203.txt)

• Clint Rasschaert, September 2, 2003 (File name: crasschaert090203.txt)

• Michael Burgess, September 2, 2003 (File name: mgurgess090203.txt)

• Edward C. Spengler II, September 2, 2003 (File name: ecspengler090203.txt)

• Basilio Chen, September 2, 2003 (File name: bchen090203.txt)

• Sam Wheat, September 2, 2003 (File name: swheat090203.txt)

• Wie-Ming Ang, September 2, 2003 (File name: wmang090203.txt)

• Douglas A. DeMoss, September 2, 2003 (File name: dademoss090203.txt)

• Karl Aschenbrenner, September 2, 2003 (File name: kaschenbrenner090203.txt)

• C.E. Sherrod, September 2, 2003 (File name: cesherrod090203.txt)

• Alan Johnson, September 2, 2003 (File name: ajohnson090203.txt)

• John Mazur, September 2, 2003 (File name: jmazur090203.txt)

• David Hultman, March 25, 2003 (File name: dhultman1.htm)
• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding February 25, 2003 meeting with Boston Stock Exchange and Bingham McCutchen, dated March 7, 2003 (File name: bse022503.htm)
• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding February 26, 2003 meeting with Boston Stock Exchange and Bingham McCutchen, dated March 7, 2003 (File name: bse022603.htm)
• Memorandum from Luis de la Torre, Counsel to Commissioner Goldschmid, regarding March 3, 2003 meeting with Chicago Board Options Exchange, dated March 7, 2003 (File name: cboe030303.htm)
• Robert Bellick and Christopher Gust, Wolverine Trading, LLC, February 27, 2003 (File name: rbellick1.htm)
• Nicholas Bonn, Executive Vice President, State Street Global Markets, LLC, February 21, 2003 (File name: nbonn1.txt)
• Andrew W. Lo, Harris & Harris Group Professor of Finance, Director, MIT Laboratory for Financial Engineering, MIT Sloan School of Management; Chief Scientific Officer, AlphaSimplex Group, LLC, February 15, 2003 (File name: awlo1.txt)
• Steve Tumen, CEO and David J. Barclay, General Counsel, Equitec Group, LLC, February 14, 2003 (File name: stumen1.htm)
• William J. Brodsky, Chicago Board Options Exchange, Incorporated, February 14, 2003 (File name: wjbrodsky1.htm)
• Robert C. Sheehan, President, CEO, Electronic Brokerage Systems, February 12, 2003 (File name: rcsheehan1.htm)
• Marc J. Liu, Options Specialist, AGS Specialist Partners, February 12, 2003 (File name: mjliu1.htm)
• Thomas Peterffy, Chairman; David M. Battan, Vice President and General Counsel, Interactive Brokers LLC; Interactive Brokers Group, February 12, 2003 (File name: dmbattan1.htm)
• Erich Tengelsen, Chicago Trading Company, February 12, 2003 (File name: etengelsen1.txt)
• Michael Resch, February 12, 2003 (File name: mresch1.txt)
• Meyer S. Frucher, Chairman and Chief Executive Officer, Philadelphia Stock Exchange, Inc., February 12, 2003 (File name: msfrucher1.htm)
• Thomas J. Murphy, TJM Investments, LLC, February 12, 2003 (File name: tjmurphy1.htm)
• John T Thomas, Van Der Moolen USA LLC, February 12, 2003 (File name: jtthomas1.txt)
• Keith Fishe, DRW Holdings, LLC, February 11, 2003 (File name: kfishe1.txt)
• Robert S. Smith, Chief Technology Officer, GETCO, LLC, February 11, 2003 (File name: rssmith1.txt)
• Phillip Sylvester, February 11, 2003 (File name: psylvester1.txt)
• John Colletti, Samuelson Trading, February 11, 2003 (File name: jcolletti1.txt)
• Daniel C. Bigelow, President, Monadnock Capital Management, February 11, 2003 (File name: dcbigelow1.htm)
• Paul Britton, CEO MAKO Global Derivatives, LLC, February 11, 2003 (File name: pbritton1.txt)
• Mr. George Papa, Director, PEAK6 Investments, February 10, 2003 (File name: gpapa1.txt)
• Shawn Gibson, Senior Vice President-Equity Derivatives, Scott & Stringfellow, February 6, 2003 (File name: sgibson1.htm)
• Simon D. Yates, Managing Director, Equity Derivatives Trading, Credit Suisse First Boston; Thomas P. Peterffy, Chairman and CEO, Interactive Brokers LLC; Juan-Carlos Pinilla, Managing Director, J.P. Morgan Securities Inc.; David M. Weisberger, Managing Director, Salomon Smith Barney, Inc.; Daniel B. Coleman, Managing Director, Head of Equities, U.S. Trading, UBS (USA) Inc., February 6, 2003 (File name: sdyates1.htm)
• Mike Ianni, February 3, 2003 (File name: mianni1.htm)
• Paul Fred, CEO, PFTC Trading, LLC, January 24, 2002 (File name: pfred1.txt)

http://www.sec.gov/rules/sro/bse200215.shtml