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(Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 2
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| May. 11, 2023 | Ben Passlow |
| Jan. 16, 2023 | Kens Bane, Retail Investor |
| Nov. 11, 2022 | Kara Dutta, Assistant General Counsel, Intercontinental Exchange, Inc. |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Oct. 28, 2022 | Ulrich Karl, Head of CLearing, International Swaps and Derivatives Association |
| Oct. 28, 2022 | Joseph P. Corcoran Managing Director, Associate General Counsel, SIFMA |
| Oct. 18, 2022 | 2019 White Paper Group |
| Oct. 13, 2022 | William Thum, Managing Director and Assistant General Counsel, SIFMA AMG |
| Oct. 13, 2022 | Anonymous, Retail Investor |
| Oct. 12, 2022 | Anonymous |
| Oct. 9, 2022 | CCP12 - The Global Association of Central Counterparties |
| Oct. 7, 2022 | Claire O'Dea, Director, Government Relations and Regulatory Strategy, Americas,
London Stock Exchange Group |
| Oct. 7, 2022 | Joe Kamnik, Senior Special Advisor and Regulatory Counsel, Options Clearing Corporation |
| Oct. 7, 2022 | Paolo Saguato, Associate Professor of Law, George Mason University Antonin Scalia Law School |
| Oct. 7, 2022 | Joe |
| Oct. 7, 2022 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Oct. 7, 2022 | Sarah A. Bessin, Associate General Counsel, and Nhan Nguyen, Assistant General Counsel, Investment Company Institute |
| Oct. 7, 2022 | Stephen W. Hall, Legal Director and Securities Specialist, and Houston Shaner, Senior Counsel, Better Markets, Inc. |
| Oct. 7, 2022 | James Tabacchi, Chairman, Independent Dealer and Trader Association |
| Oct. 7, 2022 | Murray Pozmanter, Managing Director, President, Clearing Agency Services & Head of Global Business Operations, DTCC |
| Oct. 6, 2022 | James Fox |
| Oct. 6, 2022 | John J. Kozubal |
| Oct. 6, 2022 | M.B. |
| Oct. 6, 2022 | Jamario |
| Sep. 9, 2022 | Chris Barnard |
| Sep. 7, 2022 | Kaleab Tesema |
| Sep. 3, 2022 | Delois Albert Brassell Estate |
| Aug. 26, 2022 | Matthew Fry |
| Aug. 26, 2022 | Harun Krishnan, IT Professional |
| Aug. 26, 2022 | Anonymous |
| Aug. 17, 2022 | Ian Marshall |
| Aug. 13, 2022 | Nathan Rohde |
| Aug. 12, 2022 | Josh Zimmerman |
| Aug. 12, 2022 | Anonymous |
| Aug. 12, 2022 | George |
| Aug. 12, 2022 | Anonymous |
| Aug. 12, 2022 | Evan |
| Aug. 12, 2022 | Dillon |
| Aug. 12, 2022 | Keith Clark |
| Aug. 12, 2022 | Samuel Ryan, Senior Battery Test Engineer, ESS Inc. |
| Aug. 12, 2022 | Mason Smith |
| Aug. 12, 2022 | Christopher Hewitt |
| Aug. 12, 2022 | Dylan Crosby |
| Aug. 12, 2022 | Anonymous |
| Aug. 12, 2022 | Gerald |
| Aug. 12, 2022 | Andres Loubriel |
| Aug. 12, 2022 | Timothy Washington |
| Aug. 9, 2022 | Val Ayrapetov |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Aug. 30, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 30, 2023, meeting with representatives of the Independent Dealer and Trader Association |
| Aug. 14, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding an August 3, 2023 meeting with Paolo Saguato |
| Jul. 28, 2023 | Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12 |
| Jul. 14, 2023 | Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a June 8, 2023 meeting with representatives of DTCC |
| Jul. 14, 2023 | Memorandum from the Office Of Commissioner Caroline Crenshaw regarding an April 4, 2023 meeting with representatives of Options Clearing Corporation |
| Jun. 15, 2023 | Memorandum from Office of Commissioner Uyeda regarding a June 9, 2023, meeting with representatives of the Options Clearing Corporation |
| Jun. 7, 2023 | Memorandum from the Division of Trading and Markets regarding a June 2, 2023 meeting with representatives of the Future Industry Association |
| May 1, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 1, 2023, meeting with representatives of the Options Clearing Corporation |
| May. 3, 2023 | Memorandum from the Division of Trading and Markets regarding an April 2, 2023 conference call with representatives from The Options Clearing Corporation |
| Mar. 29, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 29, 2023 meeting with representatives of the Options Clearing Corporation |
| Mar. 22, 2023 | Memorandum from the Division of Trading and Markets
regarding a March 22, 2023
conference call with representatives
of the DTCC |
| Mar. 22, 2023 | Memorandum from the Division of Trading and Markets
regarding a March 22, 2023
conference call with representatives
of the London Stock Exchange Group |
| Mar. 13, 2023 | Memorandum from the Division of Trading and Markets
regarding a March 13, 2023
conference call with representatives
of the Intercontinental Exchange, Inc. |
| Mar. 8, 2023 | Memorandum from the Division of Trading and Markets regarding a March 7, 2023 conference call with representatives from Options Clearing Corp. |
| Feb. 3, 2023 | Memorandum from the Division of Trading and Markets regarding a February 2, 2023 conference call with representatives from BlackRock |
| Dec. 1, 2022 | Memorandum from the Division of Trading and Markets regarding a November 30, 2022 conference call with representatives from Better Markets |
| Oct. 14, 2022 | Memorandum from the Division of Trading and Markets regarding a September 1, 2022 conference call with representatives from The Options Clearing Corporation |
| Aug. 18, 2022 | Memorandum from the Office of Clearance and Settlement and the Division of Trading and Markets regarding an August 16, 2022 call with representatives of the Paxos Trust Company, LLC |
