|
(Meetings with SEC Officials, Staff Studies)
|
Comments have been received from individuals and entities using the following Letter Type
A: 3,283
B: 5
|
| |
| Apr. 26, 2023 | Donnell Brunson, Individual Investor |
| Mar. 31, 2023 | Brian, Individual Investor |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Feb. 24, 2023 | William, Household Trader |
| Jan. 30, 2023 | Josey Moore, Retail Finance Director |
| Jan. 19, 2023 | Vicki Owen |
| Jan. 13, 2023 | Ralph Kramden |
| Jan. 13, 2023 | Calvin Satterfield |
| Jan. 12, 2023 | Curtis |
| Jan. 12, 2023 | Stephane Mans, Individual Investor |
| Jan. 11, 2023 | Philip Forbini |
| Jan. 11, 2023 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jan. 11, 2023 | David J. Berteau, President & CEO, Professional Services Council |
| Jan. 11, 2023 | Lena Harris |
| Jan. 11, 2023 | D. L. |
| Jan. 11, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, and Scott Farnin, Legal Counsel, Better Markets |
| Jan. 11, 2023 | Anonymous |
| Jan. 11, 2023 | Anonymous |
| Jan. 11, 2023 | Aaron Greenspan, Data Journalist |
| Jan. 11, 2023 | Dorothy Donohue, Deputy, General Counsel, and Kenneth Fang, Associate General Counsel, Investment Company Institute |
| Jan. 10, 2023 | Merriann M. Metz, Senior Vice President, General Counsel and Secretary, Publix Super Markets, Inc. |
| Jan. 10, 2023 | James Lutes, Individual Investor |
| Jan. 9, 2023 | Troy Parson |
| Jan. 9, 2023 | David Macmillan |
| Dec. 31, 2022 | Robert Howard |
| Dec. 29, 2022 | Retail Investor, Science Teacher |
| Dec. 29, 2022 | Stephen, Consultant |
| Dec. 27, 2022 | Allen Browne |
| Dec. 27, 2022 | Colan Beare |
| Dec. 27, 2022 | Lukas Henriksson |
| Dec. 27, 2022 | Grant Duncan |
| Dec. 27, 2022 | Nathan Lizotte |
| Dec. 26, 2022 | Jerry Agloro, Cable Construction |
| Dec. 26, 2022 | Marc Bales |
| Dec. 26, 2022 | Anonymous, Retail Investor |
| Dec. 26, 2022 | Andrew |
| Dec. 26, 2022 | Kam Muchi, Shareholder |
| Dec. 26, 2022 | Vance Meyring, Aerospace Machinist |
| Dec. 26, 2022 | Dana Mcwatters |
| Dec. 26, 2022 | Deok Park |
| Dec. 19, 2022 | Charles J. Zimmerer and Alexander S. Tecle, Anthem Advisors LLC |
| Dec. 7, 2022 | Robert Fishman |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Nov. 1, 2022 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Oct. 30, 2022 | Anonymous |
| Oct. 30, 2022 | Joseph Krugel |
| Oct. 30, 2022 | Anonymous, Retail Invester |
|
| Oct. 30, 2022 | James |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 29, 2022 | Anonymous |
| Oct. 28, 2022 | Investors & Franchise Community |
| Oct. 28, 2022 | DFA, Association |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 26, 2022 | Joshua Russell, Analytic Methodologist |
| Oct. 28, 2022 | ILM Carz |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 23, 2022 | Amy |
| Oct. 21, 2022 | Anonymous |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 17, 2022 | Stephane Ferreira |
| Oct. 13, 2022 | Anonymous |
| Oct. 13, 2022 | David Jaggard, Information Systems Specialist |
| Oct. 13, 2022 | Brandon Gilbreath |
| Oct. 13, 2022 | Andres Loubriel, Digital Sales |
| Oct. 12, 2022 | Anonymous |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Oct. 12, 2022 | Thomas Nash |
| Oct. 9, 2022 | David B. |
| Oct. 8, 2022 | Arun R. |
| Oct. 8, 2022 | James Mahr, Sams Club |
| Oct. 8, 2022 | Kayden Fox, Engineer |
| Oct. 7, 2022 | Craig M. Lewis, Professor of Law, and Joshua T. White, Assistant Professor of Finance, Vanderbilt University |
| Sep. 20, 2022 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Aug. 16, 2022 | Mike Kerr, Certified Engineering Technologist |
| Aug. 16, 2022 | Andrew Sigfusson |
| Jun. 27, 2022 | Professor Robert J. Jackson, Jr., Pierrepont Family Professor of Law and Co-Director, Institute for Corporate Governance and Finance, NYU School of Law; Dr. Edwin Hu, Former Counsel to Commissioner Jackson and Former Staff, Division of Economic and Risk Analysis; and Dr. Jonathon Zytnick, Former Counsel to Commissioner Jackson, Associate Professor of Law (as of July 2022), Georgetown Law |
| May 9, 2022 | Alex Edmans, Professor of Finance at London Business School |
| Apr. 18, 2022 | Wilson Sonsini Goodrich Rosati, P.C. |
| Apr. 13, 2022 | Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association |
| Apr. 6, 2022 | Sandy Peters, CPA, CFA, Senior Head, Advocacy, CFA Institute |
| Apr. 6, 2022 | Keith Paul Bishop, Former California Commissioner of Corporations |
| Apr. 5, 2022 | Committee on Securities Law of the Business Law Section of the Maryland State Bar Association |
| Apr. 4, 2022 | Joseph H. Kaufman, Simpson Thacher & Bartlett LLP |
| Apr. 3, 2022 | Eileen Morrell |
| Apr. 1, 2022 | Mark J. Guinan, Executive Vice President and Chief Financial Officer, Quest Diagnostics |
| Apr. 1, 2022 | Bank Policy Institute and the American Bankers Association |
| Apr. 1, 2022 | Darla Stuckey, President and CEO, Society for Corporate Governance |
| Apr. 1, 2022 | Rod Miller, Chair, Securities Regulation Committee, Association of the Bar of the City of New York |
| Apr. 1, 2022 | William Lazonick |
| Apr. 1, 2022 | Pennsylvania Chamber of Business & Industry |
| Apr. 1, 2022 | Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| Apr. 1, 2022 | Investment Company Institute |
| Apr. 1, 2022 | Sullivan & Cromwell |
| Apr. 1, 2022 | Marco Rubio, U.S. Senator and Tammy Baldwin, U.S. Senator |
| Apr. 1, 2022 | TIAA |
| Apr. 1, 2022 | Robert Rutkowski |
| Apr. 1, 2022 | Joseph P Corcoran, SIFMA |
| Apr. 1, 2022 | Oxfam America |
| Apr. 1, 2022 | Hope M. Jarkowski, General Counsel, New York Stock Exchange |
|
| Apr. 1, 2022 | Jennifer J. Schulp, Director of Financial Regulation Studies, Cato Institute |
| Apr. 1, 2022 | Rick Hansen, Deputy General Counsel, Corporate and Corporate Secretary, HP Inc. |
| Apr. 1, 2022 | Maria Ghazal, Senior Vice President and Counsel, Business Roundtable |
| Apr. 1, 2022 | Andrew MacInnes, BrilLiquid LLC |
| Apr. 1, 2022 | Better Markets |
| Apr. 1, 2022 | Vistra Corp. |
| Apr. 1, 2022 | Dennis E. Nixon, President, International Bancshares Corporation |
| Apr. 1, 2022 | DLA Piper |
| Apr. 1, 2022 | Shearman & Sterling LLP |
| Apr. 1, 2022 | Amy E. Wilson, General Counsel and Corporate Secretary, Dow Inc. |
| Apr. 1, 2022 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Apr. 1, 2022 | Kirkland & Ellis LLP |
| Apr. 1, 2022 | Coalition of Business Trades, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Apr. 1, 2022 | Richard V. McPhail, Executive Vice President and Chief, Financial Officer, HomeDepot |
| Apr. 1, 2022 | Mark R. Allen, Executive Vice President, General Counsel and Secretary, FedEx Corporation |
| Apr. 1, 2022 | National Employment Law Project |
| Apr. 1, 2022 | Randall C. King, Treasurer, The PNC Financial Services Group, Inc. |
| Apr. 1, 2022 | Jean-Pierre Sbraire, CEO, TotalEnergies SE |
| Apr. 1, 2022 | Anonymous |
| Apr. 1, 2022 | North American Securities Administrators Association (NASAA) |
| Apr. 1, 2022 | Americans for Financial Reform Education Fund |
| Apr. 1, 2022 | Christopher Iacovella, CEO, American Securities Association |
| Mar. 31, 2022 | Brad Vollmer, CFA, Senior Vice President and Treasurer, Gilead Sciences, Inc. |
| Mar. 31, 2022 | Public Citizen |
| Mar. 31, 2022 | Cravath, Swaine & Moore LLP |
| Mar. 31, 2022 | Joseph H. Kaufman, Simpson Thacher & Bartlett LLP |
| Mar. 31, 2022 | Barry Gewolb |
| Mar. 31, 2022 | Hartland Elcock, Senior Legal Counsel, CBA |
| Mar. 31, 2022 | David A. Bell, Partner, and Robert A. Freedman Partner, FENWICK & WEST LLP |
| Mar. 31, 2022 | Chris Netram, Managing Vice President, Tax and Domestic Economic Policy, National Association of Manufacturers |
| Mar. 31, 2022 | Mark R. George, Executive Vice President Finance and Chief Financial Officer, Norfolk Southern Corporation |
| Mar. 31, 2022 | Campbell Pryde, President and CEO, XBRL US |
| Mar. 31, 2022 | Kerrie Waring, Chief Executive Officer, ICGN |
| Mar. 31, 2022 | Steven A. Wechsler, President CEO, Nareit |
| Mar. 31, 2022 | Jones Day |
| Mar. 31, 2022 | Nicholas J. Lusiani, Director, Corporate Power, Roosevelt Institute |
| Mar. 31, 2022 | Chevron Corporation, Corporate Secretary and Chief Governance Officer |
| Mar. 31, 2022 | ADISA - Alternative Direct Investment Securities Association |
| Mar. 31, 2022 | Glenn Davis, Deputy Director, Council of Institutional Investors |
| Mar. 31, 2022 | Christopher Lish |
| Mar. 30, 2022 | Sven Dumoulin, General Secretary, Vereniging Effecten Uitgevende Ondernemingen |
| Mar. 30, 2022 | Robert Malcolmson, Executive Vice-President, Chief Legal and Regulatory Officer, BCE Inc. |
| Mar. 30, 2022 | Douglas A. Cifu, Chief Executive Officer, Virtu Financial, Inc. |
| Mar. 30, 2022 | T. Rowe Price |
| Mar. 30, 2022 | Marcie Frost, Chief Executive Officer, California Public Employees' Retirement System |
| Mar. 30, 2022 | ACCO Brands Corporation |
| Mar. 30, 2022 | The PNC Financial Services Group, Inc. |
| Mar. 30, 2022 | Lenore Palladino, Assistant Professor of Economics, University of Massachusetts Amherst |
| Mar. 29, 2022 | Empire State Realty Trust, Inc. |
| Mar. 29, 2022 | Tom Merritt |
| Mar. 28, 2022 | Guzman & Company |
| Mar. 28, 2022 | Anthony Chereso, President & CEO, Institute for Portfolio Alternatives |
| Mar. 26, 2022 | Davis Polk Wardwell LLP |
| Mar. 18, 2022 | Stuart J. Kaswell, Esq. |
| Feb. 23, 2022 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Feb. 22, 2022 | Mike Monahan, Senior Director, Accounting Policy, American Council of Life Insurers |
| Feb. 21, 2022 | D. Handz, Bridge and Structure Engineer |
|
| Feb. 19, 2022 | Sam Huteson |
| Feb. 19, 2022 | Dalton Zerlan |
| Feb. 19, 2022 | Allen Browne |
| Feb. 19, 2022 | Brian Hargett |
| Feb. 18, 2022 | JayCee Slade, Creative Director |
| Feb. 7, 2022 | Jacob Snyder |
| Feb. 7, 2022 | Robert J. Simons |
| Feb. 6, 2022 | Lucas Kolasa |
| Jan. 28, 2022 | Brit Stephens |
| Jan. 27, 2022 | Richard L. Hecht, CPA MBA, Audubon Consulting Group LLC |
| Jan. 24, 2022 | Ira T. Kay, Managing Partner, and Mike Kesner, Partner, Pay Governance LLC, Partner |
| Jan. 13, 2022 | John |
| Jan. 10, 2022 | Patrick McHenry, Ranking Member, House Committee on Financial Services, and Pat Toomey, Ranking Member, Senate Committee on Banking, Housing, and Urban Affairs |
| Jan. 4, 2022 | Joseph P. Corcoran, Managing Director & Associate General Counsel, SIFMA |
| Dec. 28, 2021 | Ed Armstrong |
| Dec. 24, 2021 | Craig Barton |
| Dec. 23, 2021 | Marc Pentacoff |
| Dec. 21, 2021 | J. Mintzmyer |
| Dec. 16, 2021 | Charles Morris, Greenhouse Funds LLLP |
| Dec. 15, 2021 | Amy Lewis |
| Dec. 15, 2021 | Stephan |
| Dec. 15, 2021 | Hector Chow |
SEC Staff Studies and Reports
(Click here for submitted comments from the public)
|
| Dec. 7, 2022 | Memorandum from the Division of Economic and Risk Analysis |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| May 30, 2023 | Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with NACD |
| Apr. 21, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 21, 2023 meeting with representatives of Davis Polk & Wardwell LLP |
| Apr. 20, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 20, 2023 meeting with representatives of Cravath, Swaine & Moore LLP |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Feb. 6, 2022 | Memorandum from the Division of Corporation Finance regarding a February 1, 2023 meeting with Professor Peter Molk of the University of Florida, Levin College of Law |
| Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 virtual meeting with representatives of the U.S. Chamber of Commerce, Center for Capital Markets Competitiveness |
| Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 virtual meeting with representatives of Americans for Financial Reform |
|
| Nov. 8, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 8, 2022 meeting with representative of the National Association of Manufacturers |
|
| Oct. 7, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 4, 2022 meeting with representatives of the U.S. Chamber of Commerce |
| Sep. 13, 2022 | Memorandum from the Office of Chairman regarding an August 11, 2022 discussion with Lenore Palladino |
| Sep. 12, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a September 8, 2022 meeting with representatives of SIFMA |
| Sep. 9, 2022 | Memorandum from the Division of Corporation Finance regarding an August 18, 2022 meeting with representatives of the Society for Corporate Governance |
| Sep. 2, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a September 1, 2022 meeting with representatives of the Chamber of Commerce |
| Aug. 22, 2022 | Memorandum from the Office of Commissioner Hester Peirce regarding an August 22, 2022 meeting with representatives of the Society for Corporate Governance |
| Aug. 3, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding an August 1, 2022, meeting with representatives od SIFMA |
| Jun. 9, 2022 | Memorandum from the Office of the Chair regarding a June 9, 2022, meeting with representatives from Regions Bank |
| Mar. 3, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a February 8, 2022, meeting with Tobias Adrian, International Monetary Fund |
|
| Jan. 21, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 21, 2022 meeting with the U.S. Chamber of Commerce |
| Jan. 19, 2022 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a January 19, 2022 meeting with the U.S. Chamber of Commerce |
| Dec. 29, 2021 | Memorandum from the Division of Corporation Finance regarding a December 28, 2021 meeting with representatives of the HR Policy Association |
