Jan. 13, 2023
January 13, 2023 As a retail investor I support ANY rule that increases transparency in the market and limits institutional actors unfair advantages in the market. Penalties for breaking SEC rules should be more than a cost of doing business or the traditional slap on the wrist. Fines should be proportional to the amount of profit received by the institution, and should also be made personal for institutional employees by limiting their trading privileges.