(Click here for meetings with SEC officials)
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Oct. 28, 2022 | Joseph P. Corcoran, Managing Director & Associate General Counsel, SIFMA |
Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
May 30, 2022 | Andrew Macafee, Systems Engineer |
May 26, 2022 | John Hall, Market analysis |
May 24, 2022 | Eric Renaud, Acupuncturist |
May 24, 2022 | Jim Protsenko, Retired |
May. 23, 2022 | International Institute of Law and Finance |
May. 23, 2022 | Bloomberg L.P. |
May. 23, 2022 | Better Markets |
May. 23, 2022 | Joseph P Corcoran, SIFMA |
May. 23, 2022 | Robert Tso, Investor |
May 22, 2022 | David Navari |
May 21, 2022 | Paul Sacco |
May 20, 2022 | H. Austin Esfandiary |
May 20, 2022 | Tom Hudson, Healthcare Consultant |
May 20, 2022 | Cliff Morris, Retired financial advisor. Longtime investor. |
May 20, 2022 | Alexander Materna, Physician |
May 20, 2022 | Pho |
May 20, 2022 | Jaymin Patel |
May 20, 2022 | Craig Faison |
May 20, 2022 | Jason Smith, Science teacher |
May 20, 2022 | Bradford Ferguson, Chief Investment Strategist, CFA Charterholder |
May 20, 2022 | Joseph Hutflus, Professional Engineer |
May 20, 2022 | James Thompson |
May 19, 2022 | Richard Pay |
May 19, 2022 | Arthur Casanova |
May 19, 2022 | Panagiotis Ventikos |
May 19, 2022 | Nick Parasiris |
May 19, 2022 | Brian Wang |
May 19, 2022 | Narek Khachatrian |
May 19, 2022 | Hsuan Y Huang |
May 19, 2022 | Howard R Rodack |
May 19, 2022 | Gene Radzik |
May 19, 2022 | Redwood City |
May 19, 2022 | Royston Apartment |
May 19, 2022 | Centro Real Estate |
May 19, 2022 | Kenny |
May 19, 2022 | Kevin Kern |
May 19, 2022 | Cameron Beebe |
May 19, 2022 | Kenneth Tang |
May 19, 2022 | Jeff Raimer |
May 19, 2022 | Daniel |
May 19, 2022 | Paul Lewis |
May 19, 2022 | Daniel Ames |
May 19, 2022 | James A Long, Software Engineering, Google |
May 19, 2022 | Biren Patel |
May 19, 2022 | Kendall Reichley, None |
May 19, 2022 | Mark A Fritzke, Retired Engineer |
May 19, 2022 | Anura Perera, Retired Network Engineer |
May 19, 2022 | Jason Hickenlooper, Project Manager |
May 19, 2022 | Thomas Pagan, CPA |
May 19, 2022 | Devin Dasbach |
May 19, 2022 | Eric Lindberg, Software Engineer, Bank of America |
May 19, 2022 | Dennis Smith, CPA (retired) |
May 19, 2022 | Richard P Palmisano, Allstate |
May 19, 2022 | Neal Plaster, none |
May 19, 2022 | Hector Sanchez, Trader |
May 19, 2022 | Bo Kim, Real Estate Broker |
May 19, 2022 | Joey Aduviso, Construction Management |
May 19, 2022 | Doug Devine |
May 19, 2022 | Matthew Van Otterloo, private investor |
May 19, 2022 | Michael G Habermas |
May 19, 2022 | Steven Calvino |
May 19, 2022 | Gordon T Peel |
May 19, 2022 | Tony Kim |
May 19, 2022 | Malakai Freeman |
May 19, 2022 | Victoria Cooke, cmc |
May 19, 2022 | Michael Poor, Retired |
May 19, 2022 | Chris Rupp |
May 19, 2022 | Tom Klun |
May 19, 2022 | Yin Chu, Certified public accountant |
May 19, 2022 | Andrew Oshea |
May 19, 2022 | George Vee |
May 19, 2022 | Fujio Turner |
May 19, 2022 | Chris |
May 19, 2022 | John Trinh |
May 19, 2022 | A.G.G. |
May 19, 2022 | Chris Corbin |
May 19, 2022 | Daniel N Johnson, MD, Pathologist |
May 19, 2022 | Daniel Rapeanu |
May 19, 2022 | Himansu Desai, Software Engineer |
May 19, 2022 | Randy Kirk, Business Book Author |
May 19, 2022 | Anonymous |
May 19, 2022 | Anthony Frattin |
May 19, 2022 | Anonymous |
May 19, 2022 | Ahmed Bin Saeed, Masters of Sciences |
May 19, 2022 | Richard Reposa |
May 19, 2022 | Ang Cheng Guan |
May 19, 2022 | Kyle Cross |
May 19, 2022 | David Cornell |
May 19, 2022 | J. Saunders |
May 19, 2022 | Janet Bible |
May 19, 2022 | Darel Davies |
May 19, 2022 | Daniel Davis, Attorney |
May 19, 2022 | Hsuan Y Huang, Sr. System Engineer |
May 19, 2022 | Victor Martinez |
May 19, 2022 | Justin Lukach, President, Micromold Products, Inc. |
May 19, 2022 | Joel Sapp |
May 19, 2022 | Vivek Shah |
May 19, 2022 | Jesse Crumley |
May 19, 2022 | David Spray, Investor |
May 19, 2022 | Adrian Woolf |
May 19, 2022 | Alan Pham, I support the proposed rule change. Credit rating agencies have become obsolete in today's world of widely available information. |
May 19, 2022 | Andre M, Merchant Marine |
May 19, 2022 | Aaron Grimshaw, self employed |
May 19, 2022 | John Hayes |
May 19, 2022 | Harold VanPatten, USAF Veteran |
May 19, 2022 | Peter Greif, Professional Transportation Sector |
May 19, 2022 | Ronald Gellasch, Retired |
May 19, 2022 | Thomas Sutton, Slidely Different |
May 19, 2022 | Carsten Hensch |
May 19, 2022 | Travis Campbell, Business Advisor at Adobe |
May 19, 2022 | Bridget Handke, Financial Advisor, Birchwood Financial Partners |
May 19, 2022 | Sagor Miah, IT-System-Engineer |
May 19, 2022 | Andrew Wallis |
May 19, 2022 | Michael |
May 19, 2022 | Billy Gomes |
May 19, 2022 | Jurgen Krikke, Symbion Capital |
May 19, 2022 | Karel Pelc |
May 19, 2022 | Charles Cole |
May 19, 2022 | Robert Lopez |
May 19, 2022 | Nicholas Lee |
May 19, 2022 | Ray Kober, CEO, Benefixa |
May 19, 2022 | James Zarbock, B.S. Information and Computer Science |
May 19, 2022 | William Sisk, Investor |
May 19, 2022 | Peter Starowicz |
May 19, 2022 | Warren Redlich, Retired Attorney, Active YouTuber Investor |
May 19, 2022 | Vicky Singh |
May 19, 2022 | Michael Van Lam |
May 19, 2022 | Jason Wallace |
May 19, 2022 | Fred Carter, Investor |
May 19, 2022 | Kevin Leon Morris |
May 19, 2022 | Jonathon MacKenzie, Personal Investor |
May 19, 2022 | Anonymous |
May 19, 2022 | Neal Plaster |
May 19, 2022 | James F Gilbreth, Retired |
May 19, 2022 | Kevin Price, Emergency Medicine physician |
May 19, 2022 | Mark T WIck |
May 19, 2022 | Jacob Rajan |
May 19, 2022 | Nicholas Taylor |
May 19, 2022 | Daniel Weinstein, Software Engineer |
May 19, 2022 | William Desavigny |
May 19, 2022 | Vinnie, Journeyman |
May 19, 2022 | Brandon LaBianco, Individual |
May 19, 2022 | Dan Bekele |
May 19, 2022 | James R Brown |
May 19, 2022 | Daniel Najera, artist |
May 19, 2022 | Eric Gonczeruk |
May 19, 2022 | Daniel Kuo, Engineer |
May 19, 2022 | Robert Long |
May 19, 2022 | Fredrik Pahlen |
May 19, 2022 | Chris Carr |
May 19, 2022 | Andriy Granovsky |
May 19, 2022 | Gerhard Krohmer, none |
May 18, 2022 | Alexandra Merz |
Mar. 26, 2022 | Patrick Lawson, XRP Investor |
Mar. 25, 2022 | Brian |
Meetings with SEC officials
(Click here for submitted comments)
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May 22, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 22, 2023 meeting with the Structured Finance Association |
Jun. 29, 2022 | Memorandum from the Division of Trading and Markets regarding a June 29, 2022 meeting with representatives of SIFMA/Member Firms and Sidley Austin LLP |
Apr. 27, 2022 | Memorandum from the Division of Trading and Markets regarding an April 27, 2022 meeting with representatives of Bloomberg LP |
Apr. 14, 2022 | Memorandum from the Division of Trading and Markets regarding an April 14, 2022 meeting with a representative of SIFMA |