Comments on FINRA Rulemaking
Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the
Implementation Date of Certain Amendments to FINRA Rule 4210 Approved Pursuant
to SR-FINRA-2015-036
[Release No. 34-98349; File No. SR-FINRA-2023-011]
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Sep. 18, 2023 | Nathan Sharpe |
Sep. 17, 2023 | Jean Garcia-Gomez, Individual Investor |
Sep. 17, 2023 | Anonymous |
Sep. 16, 2023 | Angel Gonzalez |
Sep. 16, 2023 | Cathy Gasper |
Sep. 15, 2023 | Andy Shevlin |
Sep. 15, 2023 | Stacie Wilson |
Sep. 15, 2023 | Alan Quintero Mendez |
Sep. 15, 2023 | Jens Brage |
Sep. 14, 2023 | Edward Joseph, Investor |
Sep. 14, 2023 | Lee Edward Harris., Lee Harris Jr. |
Sep. 14, 2023 | Stephen Dancsec |
Sep. 14, 2023 | Adam, Retail |
Sep. 14, 2023 | Will Banks |
Sep. 14, 2023 | Alberto Jesus Vidaud |
Sep. 14, 2023 | Steve C. |
Sep. 14, 2023 | Amy |
Sep. 14, 2023 | Anonymous |
Sep. 14, 2023 | Kristoffer S. |
Sep. 14, 2023 | Nick Zacher |
Sep. 14, 2023 | Sebastian Stankiewicz |
Sep. 14, 2023 | Joseph Bumstead |
Sep. 14, 2023 | Damon Smith |
Sep. 14, 2023 | Dr. Paul Pritchard, Investor |
Sep. 14, 2023 | Tokin Spam |
Sep. 14, 2023 | Anonymous |
Sep. 14, 2023 | Brad Allen |
Sep. 14, 2023 | Angel Gonzalez |
Sep. 14, 2023 | Luke Allison |
Sep. 14, 2023 | Nate |
Sep. 14, 2023 | Kevin, Information Technology |
Sep. 14, 2023 | Kimberly |
Sep. 14, 2023 | John Meyer |
Sep. 14, 2023 | Alpha Medsource |
Sep. 14, 2023 | John Parker |
Sep. 14, 2023 | Emily |
Sep. 14, 2023 | Jay Elliott |
Sep. 14, 2023 | Hunter Johnson |
Sep. 14, 2023 | Anonymous |
Sep. 14, 2023 | Marcus |
Sep. 14, 2023 | Matt Ujevich |
Sep. 14, 2023 | Jeff Weldon |
Sep. 14, 2023 | Seth Rumbaugh |
Sep. 14, 2023 | Stacy Andelin |
Sep. 14, 2023 | Michal Mazur |
Sep. 14, 2023 | Anonymous |
Sep. 14, 2023 | John Burge |
Sep. 14, 2023 | Jimmy Jefferson |
Sep. 14, 2023 | Connor G. |
Sep. 14, 2023 | Jason Lynn |
Sep. 14, 2023 | Rob Doherty |
Sep. 14, 2023 | Jennifer Madden |
Sep. 14, 2023 | James Madden |
Sep. 14, 2023 | K. Iversen |
Sep. 14, 2023 | Callum Donaldson |