Subject: SR-FINRA-2023-011: Webform Comments from Joseph Bumstead
From: Joseph Bumstead
Affiliation:

Sep. 14, 2023

Hello, 

I'm reaching out to leave a public comment regarding
SR-FINRA-2023-011 amendment to FINRA Rule 4210. This rule was
originally intended to be implemented all the way back in 2016, 7
years ago. Markets have had years to prepare for this and this should
NOT be pushed back again. As we've seen over the last few years,
institutional investors have been abusing the market with corruption
and lack of regulation. Hurting retail investors and businesses alike.
Now is the time to fully implement this. Further delays only show the
lack of integrity of our regulatory institutions which will continue
degrading the trust between retail and these institutions.