Subject: SR-FINRA-2023-011: Webform Comments from Seth Rumbaugh
From: Seth Rumbaugh
Affiliation:

Sep. 14, 2023

I am strongly against this proposal that would extend the
implementaion deadline of FINRA Rule 4210. The original new rule was
supposed to be implemented in 2016!!! It should not take over 7 years
to implement a rule that promotes market transparency and fairness.