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(Click here for meetings with SEC officials)
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| Mar. 19, 2024 | R. T. Leuchtkafer |
| Jan. 5, 2024 | Tyler Gellasch, President & CEO, Healthy Markets Association and Christopher Iacovella, President & CEO, American Securities Association |
| Oct. 31, 2023 | Joanna Mallers, Executive Director, FIA Principal Traders Group |
| Oct. 30, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. and Scott Farnin, Legal Counsel, Better Markets, Inc. |
| Oct. 29, 2023 | Ari Burstein, General Counsel, Imperative Execution |
| Oct. 29, 2023 | Stephen John Berger, Managing Director, Global Head of Government & Regulatory Policy, Citadel, LLC |
| Oct. 27, 2023 | Tyler Gellasch, President, CEO, Healthy Markets Association |
| Sep. 14, 2023 | Edgar T. Snodgrass |
| Aug. 22, 2023 | Faisal Sheikh, Assistant General Counsel, FINRA Office of General Counsel, Capital Markets, Financial Industry Regulatory Authority, Inc. |
| Aug. 18, 2023 | Ari Burstein, General Counsel, Imperative Execution |
| Aug. 4, 2023 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Aug. 3, 2023 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jul. 14, 2023 | Ari Burstein, General Counsel, Imperative Execution |
| May 4, 2023 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Apr. 14, 2023 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Mar. 14, 2023 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Mar. 13, 2023 | Faisal Sheikh, Assistant General Counsel, FINRA Office of General Counsel, Capital Markets, Financial Industry Regulatory Authority, Inc. |
| Mar. 8, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Feb. 16, 2023 | Ari Burstein, General Counsel, Imperative Execution |
| Feb. 8, 2023 | Ellen Greene, Managing Director, Equities & Options Market Structure, Securities Industry and Financial Markets Association |
| Jan. 23, 2023 | Stephen John Berger, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jan. 17, 2023 | Nataliya Bershova, MD, Head of Execution Research, Sanford C. Bernstein & Co., LLC |
| Jan. 17, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jan. 17, 2023 | Brett Kitt, Associate Vice President & Principal, Associate General Counsel, Nasdaq, Inc. |
| Jan. 13, 2023 | Tyler Gellasch, President and CEO, Healthy Markets Association |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Jun. 12, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw
regarding a March 12, 2024, meeting with representatives of XTX |
| Apr. 23, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 23, 2024 meeting with representatives of Panorama Financial Markets |
| Jan. 22, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a January 22, 2024 meeting with Intelligent Cross LLC |
| Jan. 18, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a January 18, 2024 meeting with representatives of Imperative Execution |
| Jan. 17, 2024 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a January 17, 2024, conference call with representatives of the Panorama Financial Markets Advisory |
| Dec. 20, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 20, 2023 meeting with Panorama Financial Markets Advisory |
| Dec. 20, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 20, 2023 meeting with representatives of Panorama Financial Markets Advisory |
| Nov. 29, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 29, 2023 meeting with representatives of IEX |
| Nov. 28, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 28, 2023 meeting with representatives of the Healthy Markets Association |
| Oct. 16, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 16, 2023 meeting with representatives of IEX |
| Sep. 13, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a September 13, 2023 meeting with representatives of IEX |
| Sep. 8, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 7, 2023 meeting with a representative of Intelligent Cross LLC |
| Sep. 8, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 5, 2023 meeting with a representative of IEX |
| Aug. 29, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 25, 2023 meeting with representatives of Citadel Securities |
| Aug. 29, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 29, 2023, meeting with representatives of IEX |
| Aug. 24, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding an August 21, 2023, meeting with a representative of Healthy Markets Association |
| Aug. 14, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 14, 2023, meeting with representatives of the Investors' Exchange LLC |
| Aug. 10, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a August 10, 2023 meeting with representatives of IEX |
| Aug. 9, 2023 | Memorandum from the Division of Trading and Markets regarding an August 9, 2023 conference call with representatives from Investors’ Exchange LLC |
| Aug. 8, 2023 | Memorandum from the Division of Trading and Markets regarding an August 2, 2023 conference call with representatives from Citadel Securities |
| Mar. 22, 2023 | Memorandum from the Division of Trading and Markets regarding a March 22, 2023 meeting with representatives of the Investors’ Exchange LLC |
| Feb. 17, 2023 | Memorandum from the Division of Trading and Markets regarding a February 17, 2023 conference call with representatives of the Securities Industry and Financial Markets Association |
| Feb. 9, 2023 | Memorandum from the Division of Trading and Markets regarding a February 9, 2023 conference call with representatives of Citadel Securities |
