SEC Policy Statement: Custody of Digital Asset Securities by Special Purpose Broker-Dealers

[Release No. 34-90788; File No. S7-25-20]

Submitted Comments

(Click here for meetings with SEC officials)
Comments have been received from individuals and entities using the following Letter Type
A: 8
Nov. 28, 2023 PressPage Entertainment, Inc
Apr. 14, 2023 Ashlynn Antrobus
Feb. 19, 2022 Jonathan Asbell
Jul. 26, 2021 Nathan McCauley, Co-founder and CEO, Anchorage Digital, and Georgia Quinn, General Counsel, Anchorage Digital
Jul. 23, 2021 Manuel Nieves, Broker Dealer, EU Institution
Jul. 16, 2021 Steven Ang
May 23, 2021 Elazar Kosman, Inca Digital Manager, Business and Legal Affairs
May 20, 2021 Charles De Simone, Vice President, Technology and Operations, Securities Industry and Financial Markets Association
May 13, 2021 Josephine Wang, President and CEO, Securities Investor Protection Corporation
Apr. 26, 2021 Benjamin S. Kaplan, Co-CEO, Prometheum Inc.
Apr. 27, 2021 Ron Quaranta, Chairman and Chief Executive Officer, The Wall Street Blockchain Alliance
Apr. 27, 2021 Michelle Bond, Chief Executive Officer, Association for Digital Asset Markets (ADAM)
Apr. 22, 2021 Richard Johnson, CEO, Texture Capital Inc.
Apr. 14, 2021 Global Digital Finance
Apr. 12, 2021 Nicholas Bruno, et al.
Apr. 7, 2021 Global Blockchain Convergence
Apr. 7, 2021 tZERO Group, Inc.
Apr. 5, 2021 Chamber of Digital Commerce
Feb. 21, 2021 Bill Goldblatt
Feb. 18, 2021 Raymond Zenkich, President, Evertas Inc.
Feb. 17, 2021 J. Alfred Ritter, CEO, Montgomery Securities, LLC
Jan. 27, 2021 Ray Jo
Jan. 10, 2021 Lisa Kahikina
Jan. 8, 2021 Aida
Jan. 7, 2021 Zachary Marans, Chief Executive Officer, Manorhaven Capital LLC
Jan. 7, 2021 Wouter van Doesum
Jan. 7, 2021 Ryan Mosley, Product R&D Section Manager, Chassis and Controller Domain
Jan. 7, 2021 Mary Bell Koch
Dec. 31, 2020 Jeff Martinez, CEO & Financial Advisor, Treveri Capital LLC
Dec. 25, 2020 Michele Pierce
Dec. 24, 2020 Anonymous
Dec. 24, 2020 Jordan Belfort
Dec. 24, 2020 Travis Turk
Dec. 24, 2020 Ryan Jasman
Dec. 24, 2020 Anonymous
Dec. 23, 2020 J. Sizzle
Dec. 23, 2020 Amelia Foristel
Dec. 23, 2020 Ohm Lotus
Dec. 23, 2020 Eliot Minichiello
Dec. 23, 2020 Suren Godoy
Dec. 23, 2020 Leon George

Meetings with SEC Officials

(Click here for submitted comments from the public)
Jan. 29, 2024 Memorandum from the Office of Public Engagement regarding a January 29, 2024 meeting with Robinhood
Oct. 6, 2023 Memorandum from the Office Of Public Engagement regarding an October 5, 2023 virtual meeting with Committee on Capital Markets Regulation
Oct. 5, 2023 Memorandum from the Office of the Chair regarding an October 5, 2023 meeting with Oasis Pro Markets
Aug. 21, 2023 Memorandum from the Office of the Chairman regarding an August 21, 2023 meeting with representatives of Anchorage Digital
Jul. 17, 2023 Memorandum from the Office Of the Chair regarding a June 29, 2023 meeting with representatives of Securitize
Jun. 29, 2023 Memorandum from the Office of the Chair regarding a June 28, 2023, meeting with representatives of Oasis Pro Markets
Jun. 1, 2023 Memorandum from the Office of the Chair regarding a June 1, 2023, meeting with representatives of Anchorage
May 23, 2023 Memorandum from the Office of the Chair regarding a May 23, 2023 meeting with representatives of Securitize
Mar. 22, 2023 Memorandum from the Division of Trading and Markets regarding a March 13, 2023 meeting with Anchorage Digital
Sep. 14, 2022 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 14, 2022 meeting with representatives of SIFMA
Aug. 16, 2022 Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA
Apr. 29, 2022 Memorandum from the Office of the Chair regarding a March 23, 2022 meeting with representatives of IEX/FTX
Oct. 28, 2021 Memorandum from the Division of Trading and Markets regarding an October 28, 2021 meeting with representatives of the Alternative Investment Management Association
Jun. 11, 2021 Memorandum from the Division of Trading and Markets regarding a June 11, 2021 webex meeting with members and representatives of the Chamber of Digital Commerce
Apr. 13, 2021 Memorandum from Neel Maitra, Senior Special Counsel (Fintech & Crypto Specialist), Division of Trading and Markets regarding an April 13, 2021 meeting with GK8
Apr. 1, 2020 Memorandum from Neel Maitra, Senior Special Counsel (Fintech & Crypto Specialist), Division of Trading and Markets regarding a March 31, 2021 meeting with Representatives from Securrency, Inc., et al.