|
(Click here for meetings with SEC officials)
|
Comments have been received from individuals and entities using the following Letter Type
A: 107
B: 23
C: 2,868
D: 5
E: 1,241
|
| Apr. 22, 2024 | Jane Heinrichs, Head of US Regulatory Affairs, Federated Hermes, Inc. |
| Mar. 20, 2024 | Paul Ellenbogen, Principal, Circumreferential, LLC; Avi Nachmany, Independent Consultant, (Retired Director of Research, Strategic Insight) |
| Feb. 13, 2024 | Ted Basta, Executive Vice President - Analytics & Strategy and Tess Virmani, Deputy General Counsel & Executive Vice President - Head of Policy, LSTA |
| Jan. 10, 2024 | Olivier Davanne, Risk Premium Invest |
| Dec. 22, 2023 | Investment Company Institute; ICI Southwest |
| Dec. 8, 2023 | David Flattum, Managing Director and Global General Counsel, PIMCO; Heidi Hardin, Executive Vice President and General Counsel, MFS |
| Nov. 30, 2023 | Ken Bentsen, Jr., President and CEO, SIFMA |
| Nov. 21, 2023 | Investment Company Institute; ICI Southwest |
| Oct. 3, 2023 | Tess Virmani, Deputy General Counsel, Co-Head of Policy, LSTA |
| Sept. 19, 2023 | Ken Kivenko |
| Sept. 5, 2023 | U.S. Representatives Ann Wagner, Chairman, Subcommittee on Capital Markets, House Committee on Financial Services, Brad Sherman, Ranking Member, Subcommittee on Capital Markets, House Committee on Financial Services, Blaine Luetkemeyer, Gregory Meeks, Bill Huizenga, David Scott, Andy Barr, Emanuel Cleaver, Frank D. Lucas, Bill Foster, Roger Williams, Joyce Beatty, Bryan Steil, Juan Vargas, Dan Meuser, Josh Gottheimer, Andrew R. Garbarino, Vicente Gonzalez, Young Kim, Steven Horsford, Mike Flood, Wiley Nicke, Michael V. Lawler, Brittany Pettersen, Zach Nunn, Linda T. Sanchez, Erin Houchin, Jimmy Panetta, Gregory F. Murphy, M.D., Joseph Morelle, Claudia Tenney, Brad Schneider, David Kustoff, Don Beyer, Carol D. Miller, Chris Pappas, Ron Estes, and Rob Menendez |
| Sept. 5, 2023 | Jonathan Chiel, General Counsel, Fidelity Investments |
| Aug. 24, 2023 | Patrick Reeder, Vice President & Deputy General Counsel, and Jennifer McAdam, Associate General Counsel, American Council of Life Insurers; Stephen E. Roth, Esq., and Ronald Coenen Jr., Esq, Partner, Eversheds Sutherland (US) LLP, Committee of Annuity Insurers |
| Aug. 17, 2023 | Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute |
| Jul. 25, 2023 | Kristen Malinconico, Director,
Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jul. 12, 2023 | Roberta R.W. Kameda, General Counsel, Dodge & Cox |
| Jul. 6, 2023 | George C.W. Gatch, CEO, J.P. Morgan Asset Management |
| Jun. 28, 2023 | Bill Cassidy, Ranking Member, Senate Committee on Health, Education, Labor, and Pensions, and Virginia Foxx, Chairwoman, House Committee on Education and the Workforce |
| Apr. 20, 2023 | Jason Smith, Chairman and Richard E. Neal, Ranking Member, House Committee on Ways and Means, Ron Wyden, Chairman and Mike Crapo, Ranking Member, Senate Committee on Finance |
| Mar. 21, 2023 | Julie Allecta, Chair, Litman Gregory Funds Trust – iMGP Funds, on Behalf of Thomas W. Bird, Independent Trustee, Jennifer M. Borggaard, Independent Trustee, Robert Jonathan W. DePriest, Independent Trustee, Frederick A. Eigenbrod, Jr., Independent Trustee, and Harold M. Shefrin, Independent Trustee |
| Mar. 20, 2023 | Ronald M. Feiman, Carter Ledyard Milburn, LLP |
| Mar. 17, 2023 | George J. Gorman, Independent Trustee and Chair of the Board
of the Eaton Vance Funds |
| Mar. 14, 2023 | Mary Lou H. Ivey, Chairman of the Board and Independent Trustee, David J. Urban, and Theo H. Pitt, Jr., Independent Trustee, Independent Trustees of World Funds Trust |
| Mar. 9, 2023 | Ann Wagner, Chairman and Brad Sherman, Ranking Member, Subcommittee on Capital Markets, House Committee on Financial Services |
| Mar. 8, 2023 | Ernst & Young LLP |
| Mar. 3, 2023 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Mar. 2, 2023 | Kathryn L. Quirk, Lead Independent Trustee, Harbor Funds, on Behalf of Scott M. Amero, Donna J. Dean, Robert A. Kasdin, Douglas J. Skinner, Ann M. Spruill, and Landis Zimmerman |
| Mar. 1, 2023 | Daniel McSkimming |
| Feb. 27, 2023 | Roberta R.W. Kameda,
General Counsel, Dodge & Cox |
| Feb. 21, 2023 | Beth Ann Brown, Independent Chair, The Invesco Funds, on Behalf of the Independent Trustees |
| Feb. 15, 2023 | James M. Williams, Trustee and Lead Non-Interested Trustee of: Adviser Managed Trust, New Covenant Funds, SEI Asset Allocation Trust, SEI Catholic Values Trust, SEI Daily Income Trust, SEI Exchange Traded Funds, SEI Institutional International Trust, SEI Institutional Investments Trust, SEI Institutional Managed Trust, and SEI Tax Exempt Trust, SEI Trusts |
| Feb. 15, 2023 | Taylor Myers |
| Feb. 14, 2023 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| Feb. 14, 2023 | Simon Johnson, Co-Chair and Erkki Liikanen, Co-Chair, CFA Institute Systemic Risk Council |
| Feb. 14, 2023 | Lawrence E. Bandi, Independent Trustee, J. Christopher Gardill, Chairman, Gary J. Madich, Independent Trustee, and Jordan A. Miller, Jr., Independent Trustee, Board of Trustees of the WesMark Funds |
| Feb. 14, 2023 | Dechert LLP |
| Feb. 14, 2023 | Peter Ewing, Director, NTI, and Darek Wojnar, Director, NTI, Northern Trust Investments |
| Feb. 14, 2023 | Andrew Park, Americans for Financial Reform Education Fund |
| Feb. 14, 2023 | John Hagarty, Chief Operating Officer, Morgan Stanley Investment Management Inc. |
| Feb. 14, 2023 | Eric J. Pan, President and CEO, Investment Company Institute |
| Feb. 14, 2023 | Tom D. Seip, Chair, Neuberger Berman Funds, on Behalf of Michael J. Cosgrove, Marc Gary, Martha C. Goss, Michael M. Knetter, Deborah C. Mclean, George W. Morriss, and James G. Stavridis |
| Feb. 14, 2023 | Sean O’Malley, General Counsel, State Street Global Advisors |
| Feb. 14, 2023 | John M. Perlowski, CPA, Managing Director, and Samantha DeZur, Managing Director, BlackRock, Inc. |
| Feb. 14, 2023 | Vicki Booth, Vice President & Managing Legal Counsel, Christopher Edge, Vice President & Head of Investment Risk, Sonia Kurian, Vice President & Managing Legal Counsel, and Jonathan Siegel, Vice President & Managing Legal Counsel T. Rowe Price |
| Feb. 14, 2023 | J. G. Lallande
AVP, Assistant General Counsel, Pacific Asset Management LLC |
| Feb. 14, 2023 | Jon Hunt and Joseph T. Grause, Trustee and Lead Non-Interested Trustee, Advisors' Inner Circle Funds Trusts |
| Feb. 14, 2023 | Joseph V. Amato,
President and Chief Investment Officer -- Equities, Neuberger Berman Group LLC |
| Feb. 14, 2023 | Brian H. Graff, Esq., APM Executive Director/CEO, and Allison Wielobob, General Counsel, American Retirement Association |
| Feb. 14, 2023 | Greg Feldberg, Research Director, Yale Program on Financial Stability |
| Feb. 14, 2023 | John F. Finn,
Chairman of the Board of Trustees of the J.P. Morgan Funds |
| Feb. 14, 2023 | James R. Seward, Chairman of the Board, RBC Funds Trust
|
| Feb. 14, 2023 | Melanie Ringold, Head of Legal Affairs, Americas, Invesco Ltd. |
| Feb. 14, 2023 | Thomas T. Kim, Managing Director, Independent Directors Council |
| Feb. 14, 2023 | Rick Wurster, President, The Charles Schwab Corporation |
| Feb. 14, 2023 | Nelson N. Lee,
Senior Vice President and Senior Counsel, and Joshua R. Diggs, Counsel, Capital Research and Management Company |
| Feb. 14, 2023 | Micah Hauptman, Director of Investor Protection, Consumer Federation of America |
| Feb. 14, 2023 | Kathleen T. Barr, Lead Independent Trustee, William Blair Funds, on Behalf of Vann A. Avedisian, Daniel N. Leib, Dorri C. McWhorter, Thomas J. Skelly, and Steven R. Zenz |
| Feb. 14, 2023 | Douglas B. Sieg,
CEO & Managing Partner, Lord, Abbett & Co. LLC |
| Feb. 14, 2023 | James F. Perna, Chairman of the Board, Homestead Funds, on Behalf of Douglas W. Johnson, Kenneth R. Meyer, Anthony M. Marinello, Sheldon C. Petersen, Mark Rose, Peter J. Tonetti, Julie H. Dellinger, and Judith H. McKinney |
| Feb. 14, 2023 | Alison E. Baur, Deputy General Counsel, Franklin Templeton |
| Feb. 14, 2023 | Terence J. Toth, Chairman of the Board, Nuveen Funds |
| Feb. 14, 2023 | Emily C. Micale,
Director, Federal Regulatory Affairs, Insured Retirement Institute |
| Feb. 14, 2023 | Heidi W. Hardin, Executive Vice President, MFS Investment Management |
| Feb. 14, 2023 | James L.L. Tullis, Independent Chair, Lord Abbett Funds, on Behalf of: Evelyn E. Guernsey, Julie A. Hill, Kathleen M. Lutito, James M. McTaggart, Charles O. Prince, Karla M. Rabusch, Lorin Patrick Taylor Radtke, Leah Song Riachardson, Mark A. Schmid |
| Feb. 14, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, and Scott Farnin, Legal Counsel, Better Markets, Inc. |
| Feb. 14, 2023 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Feb. 14, 2023 | George C.W. Gatch, CEO, J.P. Morgan Asset Management |
| Feb. 14, 2023 | Stradley Ronon Stevens & Young, LLP |
| Feb. 14, 2023 | Vedder Price P.C. |
| Feb. 14, 2023 | Andrew Owen, President, Allspring Funds Management, LLC |
| Feb. 14, 2023 | Craig Damos, Lead Independent Board Member, Principal Funds Independent Board Members |
| Feb. 14, 2023 | Nyron Latif,
Head of Operations, Wells Fargo Wealth and Investment Management |
| Feb. 14, 2023 | Gregory Davis, Chief Investment Officer, The Vanguard Group, Inc. |
| Feb. 14, 2023 | Ronald E. Toupin, Jr. Chair, Guggenheim Funds, on Behalf of Randall C. Barnes, Angela Brock-Kyle, Thomas F. Lydon, Jr., Ronald A. Nyberg, and Sandra G. Sponem |
| Feb. 14, 2023 | Michael J. Trabold, Director, Compliance Risk, Paychex, Inc. |
| Feb. 14, 2023 | Amy J. Lee, Guggenheim Investments |
| Feb. 14, 2023 | Patrick J. Riley, Independent Board Chair, on Behalf of The Independent Trustees/Directors of State Street Institutional Investment Trust, State Street Master Funds, SSGA Funds, State Street Navigator Securities Lending Trust, State Street Institutional Funds, State Street Variable Insurance Series Funds, Inc., and Elfun Trusts/Funds |
| Feb. 14, 2023 | Stuart S. Parker, President, PGIM Investments LLC |
| Feb. 14, 2023 | Andrew G. Arnott, Global Head of Retail, Manulife Investment Management, Head of Wealth and Asset Management, United States and Europe, President and CEO, John Hancock Investment Management |
| Feb. 14, 2023 | Anna Helmke, PhD Candidate, Wharton School, University of Pennsylvania |
| Feb. 14, 2023 | Timothy E. Keehan, Vice President & Senior Counsel, American Bankers Association |
| Feb. 14, 2023 | David Giunta, President and CEO, Natixis Investment Managers - US |
| Feb. 14, 2023 | Charles Upchurch, Senior Vice President, Operations, LPL Financial LLC |
| Feb. 14, 2023 | Meredith Coffey, Executive Vice President – Research, Co-Head Public Policy, and Elliot Ganz, Head of Advocacy, Co-Head Public Policy, LSTA |
| Feb. 14, 2023 | James Easton, Compliance Senior Manager –North America, Compliance Department |
| Feb. 14, 2023 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Investments |
| Feb. 14, 2023 | Bret C. Hester, Executive Vice President, General Counsel, Strategy, Policy & Operations, Teachers Insurance and Annuity Association of America |
| Feb. 14, 2023 | Thomas A. Kloet, Chairman of the Board, Northern Funds |
| Feb. 14, 2023 | Michael J. Rongetti Managing Director, Ad interim Chief Executive Officer, Assent Management Division of Credit Suisse, Credit Suisse Asset Management, LLC |
| Feb. 14, 2023 | Patrick Reeder, Vice President & Deputy General Counsel, and James H. Szostek, Vice President & Deputy, Retirement Security, American Council of Life Insurers; Stephen E. Roth, Esq., Partner, Eversheds Sutherland (US) LLP, and Ronald Coenen Jr., Esq., Partner, Eversheds Sutherland (US) LLP, Committee of Annuity Insurers |
| Feb. 14, 2023 | Andrew Banducci, Senior Vice President, Retirement and Compensation Policy, The ERISA Industry Committee |
| Feb. 14, 2023 | Gerard O’Reilly,
Co-CEO and Chief Investment Officer, and Catherine L. Newell, General Counsel and Executive Vice President, Dimensional Fund Advisors LP |
| Feb. 14, 2023 | Thomas Roberts, David Levine, Kevin Walsh, and George Sepsakos, Groom Law Group |
| Feb. 14, 2023 | Ronald C. Parker, Lead Independent Trustee, PIMCO Funds |
| Feb. 14, 2023 | Tim Rouse, Executive Director, SPARK Institute, Inc. |
| Feb. 14, 2023 | Lindsey Keljo, Head Asset Management Group, and Kevin Ehrlich, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
| Feb. 14, 2023 | Lindsey Keljo, Head Asset Management Group, and Kevin Ehrlich, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
| Feb. 14, 2023 | Chris Payne, Vice President and Head of Government Relations, Principal Financial Group |
| Feb. 14, 2023 | Lynn D. Dudley, Senior Vice President, Global Retirement & Compensation Policy, American Benefits Council |
| Feb. 14, 2023 | David Scalzetti, CFA, Senior Director, Regulatory Products & Strategy, Intercontinental Exchange, Inc. |
| Feb. 14, 2023 | Kevin O'Connor, Head of Analytics, Virtu Financial, Inc. |
| Feb. 14, 2023 | Americans for Tax Reform |
| Feb. 14, 2023 | Chris Jackson, Sr. Vice President & General Counsel, Calamos Investments LLC |
| Feb. 14, 2023 | John Belanger, Chief Operating Officer, Global X Management Company LLC |
| Feb. 14, 2023 | Jirí Król, Deputy CEO, Global Head of Government Affairs, Alternative Investment Management Association |
| Feb. 14, 2023 | John L. Carter, President and Chief Operating Officer, Nationwide Financial Services, Inc |
| Feb. 14, 2023 | Eric Falkeis, Independent Trustee and Chair of the Board of Professionally Managed Portfolios, and Kathleen T. Barr, Independent Trustee and Chair of the Nominating and Governance Committee of Professionally Managed Portfolios, on Behalf of The Independent Trustees of Professionally Managed Portfolios |
| Feb. 14, 2023 | David M. Thomas, Lead Independent Trustees, Fidelity Equity and High Income Funds, and Michael E. Kenneally, Chairman of the Independent Trustees, Fidelity Fixed Income and Asset Allocation Funds |
| Feb. 14, 2023 | Peter J. Germain, Chief Legal Officer, Federated Hermes, Inc. |
| Feb. 14, 2023 | Peter Callahan, Head of AllianceBernstein Investor Services |
| Feb. 14, 2023 | William F. Truscott, President, Columbia Threadneedle Investments |
| Feb. 14, 2023 | Tom Quaadman, Executive Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Feb. 13, 2023 | Pamela G. Carlton, Independent Chair of Columbia Funds, on Behalf of the Independent Trustees of the Columbia Funds |
| Feb. 13, 2023 | John L. Thornton, Co-Chair, Hal S. Scott, President and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation |
| Feb. 13, 2023 | Emmanuel Roman, Chief Executive Officer, PIMCO |
| Feb. 13, 2023 | GuideStone |
| Feb. 13, 2023 | Chris Carlson, Chairman, Ohio National Fund Inc. on Behalf of Lawrence L. Grypp, Geoffrey Keenan, Madelaine W. Ludlow, and Julia W. Poston |
| Feb. 13, 2023 | Garry L. Moody, Independent Chair, on Behalf of the Independent Directors/Trustees of the AB Funds: Jorge A. Bermudez, Michael J. Downey, Nancy P. Jacklin, Jeanette W. Loeb, Carol C. McMullen, and Marshall C. Turner, Jr. |
| Feb. 13, 2023 | Robert L. Reynolds, President and CEO, Putnam Investments |
| Feb. 13, 2023 | Vivian Tsai, Chair, College Savings Foundation |
| Feb. 13, 2023 | Allie Lin, Executive Vice President and General Counsel, Brighthouse Financial, Inc. |
| Feb. 13, 2023 | Bryce Fegley, CFA, Senior Research Analyst, Saturna Capital Corp |
| Feb. 10, 2023 | Melanie Ringold, Head of Legal, Americas, and Scott Baskind, Head of Global Private Credit and Chief Investment Officer, Invesco Ltd. |
| Feb. 10, 2023 | Thomas M. O’Brien, Independent Board Chair, Prudential Insurance Funds, on Behalf of Susan D. Austin, Kay Ryan Booth, Sherry S. Barrat, Stephen M. Chipman, Jessica M. Bibliowicz and Robert F. Gunia |
| Feb. 10, 2023 | Edmund F. Murphy, III, President & CEO, Empower |
| Feb. 10, 2023 | Lloyd A. Wennlund, Independent Trustee and Chairman of the Board of Trustees of Datum One Series Trust, on Behalf of JoAnn S. Lilek, Independent Trustee, and Patricia A. Weiland, Independent Trustee |
| Feb. 10, 2023 | William White, CEO, ReFlow Services, LLC |
| Feb. 9, 2023 | Deloitte & Touche LLP |
| Feb. 9, 2023 | L. Burton Keller, Director, Delta Data Software, Inc. |
| Feb. 8, 2023 | Keith F. Hartstein, Independent Board Chair, PGIM Retail Funds, on Behalf of Ellen S. Alberding, Laurie Simon Hodrick, Kevin J. Bannon, Brian K. Reid, Linda W. Bynoe, Grace C. Torres, and Barry H. Evans |
| Feb. 8, 2023 | Ryan Mensing, Executive Director, Government and Regulatory Affairs, MSCI Inc. |
| Feb. 8, 2023 | John M. Tesoro, Independent Chairman, Board of Trustees of the Bridge Builder Trust |
| Feb. 7, 2023 | Edward C. Wood, Independent Chair of the Board, Independent Trustees of the JNL Funds, on Behalf of Eric O. Anyah, Michael J. Bouchard, Ellen Carnahan, John W. Gillespie, William R. Rybak, Mark S. Wehrle; and Patricia A. Woodworth |
| Feb. 2, 2023 | Theresa Hamacher, Chair, Barry Benjamin, and Linda Davis Taylor, Independent Trustees of Morningstar Funds Trust |
| Feb. 2, 2023 | Peter Strelow |
| Feb. 1, 2023 | Andres Vinelli, Chief Economist, Research, Advocacy and Standards, CFA Institute and Stephen Deane, CFA, Senior Director, Capital Markets Policy, CFA Institute |
| Jan. 30, 2023 | Josey Moore, Retail Finance Director |
| Jan. 27, 2023 | John E. Neal, Lead Independent Trustee, Calamos Funds, on Behalf of Virginia G. Breen, William R. Rybak, Karen L. Stuckey, Christopher M. Toub, and Lloyd A. Wennlund |
| Jan. 25, 2023 | Geoffrey Black |
| Jan. 25, 2023 | Mr. Chungus |
| Jan. 19, 2023 | Patricia Moss, Independent Chair, Aquila Municipal Trust, and Glenn P. O’ Flaherty, Independent Chair, Aquila Funds Trust, Hawaiian Tax-Free Trust, on Behalf of the Independent Trustees of the Aquila Group of Funds |
| Jan. 17, 2023 | Anonymous |
| Jan. 16, 2023 | Kens Bane, Retail Investor |
| Jan. 13, 2023 | Anonymous |
| Jan. 13, 2023 | Anonymous |
| Jan. 13, 2023 | Matthias Sabel |
| Jan. 13, 2023 | Anonymous |
| Jan. 12, 2023 | Colin Castillo |
| Jan. 12, 2023 | Luke Copeland, Programmer |
| Jan. 12, 2023 | Dalton Brink |
| Jan. 12, 2023 | Curtis |
| Jan. 12, 2023 | Scott Witte |
| Jan. 12, 2023 | Anonymous |
| Jan. 12, 2023 | Jiban Laskar |
| Jan. 12, 2023 | Winston |
| Jan. 12, 2023 | Daniel K. |
| Jan. 12, 2023 | Daniel Song |
| Jan. 12, 2023 | Robert Graham Brunner |
| Jan. 12, 2023 | Keagan Donahue |
| Jan. 12, 2023 | Patrick Pleau |
| Jan. 12, 2023 | Anonymous |
| Jan. 12, 2023 | Greg Linder, Founder and CEO, SolarSCADA |
| Jan. 12, 2023 | Adam Lindsey, CEO LNK Lawn and Pest Maintenance |
| Jan. 12, 2023 | Bell |
| Jan. 12, 2023 | Mark Guttman |
| Jan. 11, 2023 | Anonymous |
| Jan. 10, 2023 | Thomas Roberts, David N. Levine, Kevin L. Walsh and George M. Sepsakos, Groom Law Group |
| Jan. 9, 2023 | American Benefits Council, American Retirement Association, The ERISA Industry Committee, Insured Retirement Institute, Securities Industry and Financial Markets Association and The SPARK Institute |
| Dec. 31, 2022 | Robert Howard |
| Dec. 31, 2022 | Kenneth Brinley |
| Dec. 30, 2022 | Generation Code 202210041250 |
| Dec. 30, 2022 | Anonymous |
| Dec. 27, 2022 | Marcus Kvarsell |
| Dec. 27, 2022 | Kelly Taylor |
| Dec. 27, 2022 | Lukas Henriksson |
| Dec. 27, 2022 | Grant Duncan |
| Dec. 27, 2022 | Nathan Lizotte |
| Dec. 26, 2022 | Kam Muchi, Shareholder |
| Dec. 26, 2022 | Jerry Agloro, Cable Construction |
| Dec. 26, 2022 | Dana Mcwatters |
| Dec. 26, 2022 | Deok Park |
| Dec. 20, 2022 | Patrick Reeder, Vice President & Deputy General Counsel, American Council of Life Insurers; Stephen E. Roth, Esq., Partner, Eversheds Sutherland LLP; and Emily Micale, Director of Federal Regulatory Affairs, Insured Retirement Institute |
| Dec. 19, 2022 | Yiming Ma, Assistant Professor of Business, Columbia Business School; Kairong Xiao, Associate Professor of Business, Columbia Business School; and Yao Zeng, Assistant Professor of Finance, Wharton School, University of Pennsylvania |
| Dec. 16, 2022 | Larry Huber |
| Dec. 13, 2022 | Thomas Archer |
| Dec. 13, 2022 | Carol Singer |
| Dec. 13, 2022 | Jocelyn Near |
| Nov. 28, 2022 | Indraneel Chakraborty, University of Miami, Elia Ferracuti, Duke University, John Heater, Duke University, and Matthew Phillips, MIT |
| Nov. 22, 2022 | Brian Graff, Chief Executive Officer, American Retirement Association and Allison Wielobob, General Counsel, American Retirement Association |
| Nov. 20, 2022 | Yonatan Gershon |
| Nov. 17, 2022 | Joey Valentine, Individual Investor |
| Nov. 16, 2022 | Elliot Ganz, General Counsel, Co-Head Public Policy, Loan Syndications and Trading Association; Gail Bernstein, General Counsel, Investment Adviser Association; Lindsey W. Keljo, Head, Asset Management Group, Securities Industry and Financial Markets Association; Rebekah Goshorn Jurata, General Counsel, American Investment Council; Jiří Krόl, Director of Government and Regulatory Affairs, Alternative Investment Management Association; Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce; Susan Olson, General Counsel, Investment Company Institute; Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Regulatory Affairs, Managed Funds Association |
| Nov. 16, 2022 | Anonymous |
| Nov. 16, 2022 | Brad |
| Nov. 16, 2022 | Derek Saucie Raulz |
| Nov. 11, 2022 | Ben Passlow |
| Nov. 11, 2022 | Gregory Brandano |
| Nov. 11, 2022 | Dennis, Small Business Owner |
| Nov. 11, 2022 | Robert Franke, The Energy Sector |
| Nov. 11, 2022 | Jesse Taylor |
| Nov. 11, 2022 | Linus Olsson |
| Nov. 11, 2022 | John Serrano |
| Nov. 11, 2022 | L. Toner |
| Nov. 11, 2022 | Lael Nomar |
| Nov. 10, 2022 | Ioannis Kouramanis |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Michael Grønbæk, Foreign Retail Investor |
| Nov. 10, 2022 | Ross Bright, Retail Investor |
| Nov. 10, 2022 | Henning Klimaczewski, Retail Investor |
| Nov. 10, 2022 | Frederik K., Retail Investor |
| Nov. 10, 2022 | Charl Martinsen, Retail Investor |
| Nov. 10, 2022 | Neil McLaughlin, Retail Investor |
| Nov. 10, 2022 | Ed Lloyd |
| Nov. 10, 2022 | Daryll Fogal |
| Nov. 10, 2022 | Daniel Hof zum Ahaus |
| Nov. 10, 2022 | Robert Bromund |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Benjamin Lyddon |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Viraj Kamdar, Franchise Owner |
| Nov. 10, 2022 | John Cikut, CAP Manager, Pure Storage |
| Nov. 10, 2022 | Keagan Donahue |
| Nov. 10, 2022 | Greg S. Warner |
| Nov. 10, 2022 | Dinh Ba Tuong |
| Nov. 10, 2022 | David Dannenberg, Self-Employed Chef |
| Nov. 10, 2022 | Young |
| Nov. 10, 2022 | JB |
| Nov. 10, 2022 | Jason Myers |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Dan |
| Nov. 10, 2022 | Alex |
| Nov. 10, 2022 | David Fields |
| Nov. 10, 2022 | Kyle Walters, Sales Professional |
| Nov. 10, 2022 | Mathieu Charbonneau |
| Nov. 10, 2022 | Harrison Renny, Software Developer |
| Nov. 10, 2022 | J. Hykaway |
| Nov. 10, 2022 | Evan Harting |
| Nov. 10, 2022 | Austin Ernesti, CEO, Trajectory |
| Nov. 10, 2022 | Ryan Hovivian |
| Nov. 10, 2022 | Chris, Retail Investor |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | J. Edwards |
| Nov. 10, 2022 | Jared |
| Nov. 10, 2022 | Valentino Nucci |
| Nov. 10, 2022 | Matt, Tobin |
| Nov. 10, 2022 | Andrew Head, DOI |
| Nov. 10, 2022 | Ben Miletich, Redstone American Grill |
| Nov. 10, 2022 | Paul Martinelli |
| Nov. 10, 2022 | Eric Burhop |
| Nov. 10, 2022 | Anthony, L2 Cloud Support Engineer |
| Nov. 10, 2022 | Thomas Lopez, Professional |
| Nov. 10, 2022 | Kirby Broderick |
| Nov. 10, 2022 | Jason Karkiewicz |
| Nov. 10, 2022 | Kyle Wadsworth, Retail Investor |
| Nov. 10, 2022 | Omar F. |
| Nov. 10, 2022 | J. Park |
| Nov. 10, 2022 | Jason, Investor |
| Nov. 10, 2022 | Hai Nguyen |
| Nov. 10, 2022 | Matthew DeVries |
| Nov. 10, 2022 | Joel Sawyer, Business Travel Consultant |
| Nov. 10, 2022 | Fernando, Business Owner |
| Nov. 10, 2022 | Laine Thompson, Teacher |
| Nov. 10, 2022 | Helen DeLilla |
| Nov. 10, 2022 | Anonymous |
| Nov. 10, 2022 | Marc R. |
| Nov. 10, 2022 | Joshua C. Lilienthal |
| Nov. 10, 2022 | Paololuca Barbieri Marchi |
| Nov. 10, 2022 | Aaron, Individual Investor |
| Nov. 10, 2022 | Mike Kerr |
| Nov. 10, 2022 | Harrison Renny, Software Developer |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Sept. 18, 2024 | Memorandum from the Division of Investment Management regarding a September 18, 2024, in-person and videoconference meeting with representatives of the U.S. Chamber of Commerce |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 27, 2024 meeting with representatives of Capital Group |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 27, 2024 meeting with representatives of Capital Group |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2023 meeting with representatives of Dodge & Cox |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 20, 2023 meeting with representatives of Edward Jones |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 10, 2023 meeting with representatives of Investment Company Institute |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a June 12, 2023 meeting with representatives of Nationwide |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a June 1, 2023 meeting with representatives of Fidelity Investments |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 15, 2023 meeting with representatives of PIMCO |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 8, 2023 meeting with JP Morgan |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 8, 2023 meeting with the Independent Directors Council |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 2, 2023 meeting with representatives of Ropes & Gray LLP |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 1, 2023 meeting with representatives of the American Retirement Association |
| Aug. 27, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a January 25, 2023 meeting with representatives of the Investment Company Institute |
| Aug. 2, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 1, 2024 meeting with representatives of the Investment Company Institute ("ICI") |
| Aug. 1, 2024 | Memorandum from the Division of Investment Management regarding an August 1, 2024 meeting with representatives of BlackRock, Inc. |
| July 11, 2024 | Memorandum from the Division of Investment Management regarding a July 11, 2024 meeting with representatives of T. Rowe Price
|
| July 10, 2024 | Memorandum from the Division of Investment Management regarding a July 10, 2024 meeting with LSTA |
| June 7, 2024 | Memorandum from the Office of the Chair regarding a June 7, 2024 meeting with the Loan Syndications & Trading Association ("LSTA") |
| May 29, 2024 | Memorandum from the Division of Investment Management regarding a May 29, 2024 meeting with representatives of the Loan Syndications & Trading Association ("LSTA") |
| May 28, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 26, 2024 meeting with representatives of Nationwide Mutual Insurance Company |
| May 24, 2024 | Memorandum from the Office of Public Engagement regarding a May 23, 2024 meeting with State Street Global Advisors |
| May 23, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 23, 2024 meeting with representatives of the State Street Global Advisors (SSGA) |
| May 22, 2024 | Memorandum from the Division of Investment Management regarding a May 22, 2024
meeting with representatives of State Street Global Advisors (SSGA) |
| May 14, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 14, 2024 meeting with representatives of LSTA |
| Apr. 22, 2024 | Memorandum from the Division of Investment Management regarding an April 22, 2024 meeting with Vanguard |
| Apr. 17, 2024 | Memorandum from the Division of Investment Management regarding an April 17, 2024 meeting with representatives of SIFMA AMG |
| Mar. 18, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 18, 2024 meeting with representatives of Ropes and Gray |
| Mar. 6, 2024 | Memorandum from the Division of Investment Management regarding a March 6, 2024 meeting with representatives of PwC |
| Feb. 13, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 13, 2024 meeting with representatives of Federated |
| Feb. 8, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 8, 2024 meeting with representatives of PIMCO |
| Feb. 8, 2024 | Memorandum from the Division of Investment Management regarding a February 8, 2024 meeting with BlackRock, Inc. |
| Jan. 30, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a January 30, 2024 meeting with representatives of the ICI |
| Jan. 16, 2024 | Memorandum from the Office of the Chair regarding a January 16, 2024 meeting with the Loan Syndications & Trading Association ("LSTA") |
| Dec. 21, 2023 | Memorandum from the Division of Investment Management regarding an October 11, 2023 meeting with representatives of the Independent Directors Council, Governing Council |
| Dec. 15, 2023 | Memorandum from the Division of Investment Management regarding a December 15, 2023 meeting with representatives of the ICI, LSTA, Fidelity, T. Rowe Price, and Invesco |
| Dec. 14, 2023 | Memorandum from the Office of the Chair regarding a December 14, 2023 meeting with representatives of the Investment Company Institute |
| Dec. 7, 2023 | Memorandum from the Division of Investment Management regarding a December 7, 2023 meeting with representatives of Federal Regulation of Securities Committee, American Bar Association Business Law Section |
| Dec. 1, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 1, 2023 meeting with representatives of the Chamber of Commerce |
| Nov. 29, 2023 | Memorandum from the Office of the Chair regarding a November 29, 2023 meeting with representatives of the Loan Syndications and Trading Association |
| Nov. 17, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 17, 2023 meeting with representatives of The Vanguard Group |
| Nov. 17, 2023 | Memorandum from the Division of Investment Management regarding a November 17, 2023 meeting with representatives of Vanguard |
| Nov. 8, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 8, 2023 meeting with representatives of LSTA |
| Nov. 7, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 7, 2023 meeting with representatives of Vanguard Group, Inc. |
| Oct. 30, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 24, 2023 meeting with representatives of the Loan Syndications and Trading Association ("LSTA") |
| Oct. 30, 2023 | Memorandum from the Division of Investment Management regarding an October 30, 2023 meeting with representatives of T. Rowe Price |
| Oct. 30, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 25, 2023 meeting with representatives of TIAA/Nuveen |
| Oct. 23, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 23, 2023 meeting with representatives of the Loan Syndications and Trading Association |
| Oct. 5, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 5, 2023 meeting with representatives of Invesco Ltd. |
| Oct. 2, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 2, 2023 meeting with representatives of SPARK Institute and American Benefits Council |
| Oct. 2, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 2, 2023 meeting with representatives of Invesco |
| Sept. 19, 2023 | Memorandum from the Division of Investment Management regarding a September 19, 2023 meeting with representatives of BlackRock, MFS, and PIMCO |
| Sept. 19, 2023 |
Memorandum from the Office of the Chair regarding a September 19, 2023 meeting with representatives of BlackRock |
| Sept. 17, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding a September 14, 2023 meeting with Yiming Ma, Kairong Xiao, Yao Zeng |
| Aug. 22, 2023 | Memorandum from the Office of the Investor Advocate regarding a July 27, 2023 virtual meeting with representatives of the CATO Institute |
| Aug. 9, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 9, 2023 meeting with representatives of Insured Retirement Institute |
| Aug. 7, 2023 | Memorandum from the Office of the Investor Advocate regarding an August 2, 2023 virtual meeting with representatives of the Consumer Federation of America |
| July 24, 2023 | Memorandum from the Division of Investment Management regarding a July 21, 2023 meeting with representatives of the Investment Company Institute |
| July 19, 2023 | Memorandum from the Office of the Chair regarding a July 19, 2023 meeting with representatives of the Independent Directors Counsel |
| July 18, 2023 | Memorandum from the Division of
Economic and Risk Analysis regarding a July 13, 2023 meeting with representatives of the ICI |
| July 13, 2023 | Memorandum from the Office of the Chair regarding a July 12, 2023 meeting with representatives of Dodge & Cox |
| July 10, 2023 | Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of PIMCO |
| July 10, 2023 | Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of the Capital Group |
| July 10, 2023 | Memorandum from the Division of Investment Management regarding a March 21, 2023, meeting with representatives of the California Alternative Investments Association |
| July 10, 2023 | Memorandum from the Office of Commissioner Caroline A. Crenshaw regarding May 22, 2022 and January 24, 2023 meetings with representatives of State Street |
| July 10, 2023 |
Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 10, 2023 meeting with representatives of Dodge & Cox |
| June 26, 2023 | Memorandum from the Division of Investment Management regarding a June 14, 2023 meeting with representatives of Dodge & Cox |
| June 23, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 14, 2023 meeting with representatives of Dodge & Cox |
| June 14, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 14, 2023 meeting with representatives of Dodge & Cox Funds |
| June 13, 2023 | Memorandum from the Division of Investment Management regarding a June 13, 2023 meeting with representatives of Intercontinental Exchange, Inc. |
| June 6, 2023 | Memorandum from the Division of Investment Management regarding a June 6, 2023 meeting with representatives of the American Council of Life Insurers and the Committee of Annuity Insurers |
| June 2, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 1, 2023, meeting with representatives of the SPARK Institute and American Benefits Council |
| June 2, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 1, 2023, meeting with representatives of Fidelity Investments |
| May 31, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 22, 2023, meeting with representatives of the Investment Company Institute |
| May 31, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 31, 2023 meeting with representatives of Federated Hermes, Inc. |
| May 31, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 25, 2023 | Memorandum from the Division of Investment Management regarding a May 25, 2023 teleconference with representatives of Capital Group |
| May 23, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 23, 2023 meeting with representatives of the UK Investment Association |
| May 22, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of the Investment Company Institute |
| May 22, 2023 | Memorandum from the Office of the Chair regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 22, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 10, 2023 | Memorandum from the Division of Investment Management regarding a May 10, 2023 meeting with representatives of Fidelity Investments |
| May 9, 2023 | Memorandum from the Division of Investment Management regarding a May 9, 2023 meeting with representatives of the Investment Company Institute |
| May 2, 2023 | Memorandum from the Division of Investment Management regarding a May 2, 2023 meeting with representatives of the Securities Industry and Financial Markets Association’s Asset Management Group |
| May 2, 2023 |
Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 2, 2023 meeting with representatives of the Independent Directors Council |
| Apr. 26, 2023 | Memorandum from the Office of the Chair regarding an April 26, 2023 meeting with representatives of the Investment Company Institute |
| Apr. 24, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 24, 2023 meeting with representatives of the Boston Asset Managers Association |
| Apr. 19, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 19, 2023 meeting with representatives of the Independent Directors Council |
| Apr. 13, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 13, 2023 meeting with representatives of the American Retirement Association |
| Mar. 29, 2023 | Memorandum from the Division of Investment Management regarding a March 29, 2023 teleconference with representatives of Independent Directors Council and other members |
| Mar. 29, 2023 | Memorandum from the Division of Investment Management regarding a March 29, 2023 meeting with representatives of the Securities Industry and Financial Markets Association’s Asset Management Group |
| Mar. 28, 2023 | Memorandum from the Office of the Investor Advocate regarding a March 28, 2023 virtual meeting with representatives of the Insured Retirement Institute |
| Mar. 24, 2023 | Memorandum from the Division of Investment Management regarding a March 24, 2023 teleconference with representatives of J.P. Morgan |
| Mar. 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 21, 2023 meeting with representatives of Stradley Ronon Stevens & Young LLP; Franklin Templeton; Guidestone; and Nationwide |
| Mar. 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 21, 2023 meeting with representatives of the Independent Directors Council |
| Mar. 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a March 21, 2023 meeting with representatives of Saturna Capital Corporation |
| Mar. 15, 2023 | Memorandum from the Office of the Chair regarding a March 15, 2023 meeting with representatives of Morgan Stanley Investment Management |
| Mar. 14, 2023 | Memorandum from the Division of Investment Management regarding a March 14, 2023 meeting with representatives of Allspring |
| Mar. 14, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 14, 2023 meeting with representatives of the ICI Executive Committee and ICI staff |
| Mar. 13, 2023 | Memorandum from the Division of Investment Management regarding a March 13, 2023 virtual meeting with representatives of TIAA |
| Mar. 8, 2023 | Memorandum from the Office of Public Engagement regarding a March 8, 2023 meeting with representatives of J.P. Morgan |
| Feb. 24, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 24, 2023 meeting with representatives of Fidelity |
| Feb. 23, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 23, 2023 meeting with John Gulliver |
| Feb. 13, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 13, 2023 meeting with representatives of Vanguard |
| Feb. 10, 2023 | Memorandum from the Division of Investment Management regarding a February 10, 2023 meeting with representatives of the Investment Company Institute |
| Feb. 10, 2023 | Memorandum from the Office of Public Engagementregarding a February 9, 2023 meeting with representatives of Vanguard |
| Feb. 10, 2023 | Memorandum from the Office of Public Engagement regarding a February 9, 2023 meeting with representatives of the Investment Company Institute |
| Feb. 3, 2023 | Memorandum from the Division of Investment Management regarding a February 3, 2023 meeting with a representative of Vanguard |
| Feb. 3, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 24, 2023 meeting with representatives of the Investment Company Institute |
| Feb. 2, 2023 | Memorandum from the Division of Investment Management regarding a February 2, 2023 meeting with representatives of the Loan Syndications and Trading Association |
| Feb. 2, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 2, 2023 meeting with representatives of the Loan Syndications and Trading Association |
| Jan. 24, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 24, 2023 meeting with representatives of the Investment Company Institute |
| Jan. 12, 2023 | Memorandum from the Office of the Chair regarding a December 21, 2022 meeting with representatives of Fidelity Investments |
| Dec. 21, 2022 | Memorandum from the Office of the Chair regarding a December 21, 2022 virtual meeting with representatives of the U.S. Chamber of Commerce, Center for Capital Markets Competitiveness |
| Dec. 9, 2022 | Memorandum from the Division of Investment Management regarding a December 9, 2022 teleconference with representatives of the American Retirement Association |
| Dec. 2, 2022 | Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives of TIAA-CREF and Nuveen |
| Dec. 2, 2022 | Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives of Goldman Sachs Asset Management |
| Nov. 15, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 15, 2022 meeting with representatives of BlackRock |
| Nov. 9, 2022 | Memorandum from Commissioner Hester M. Pierce and Ammon Simon regarding a meeting on Nov. 9,2022 with representatives from Stone Ridge Asset Management LLC |
