Comments have been received from individuals and entities using the following Letter Type
A: 42
C: 4
|
(Click here for meetings with SEC officials)
|
| Jul. 31, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel and Head of Global Regulatory Affairs, MFA |
| Jul. 31, 2024 | William C. Thum, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association Asset Management Group |
| Jul. 30, 2024 | Paul Cellupica, General Counsel, and Kimberly Thomasson, Assistant General Counsel, Investment Company Institute |
| Jul. 19, 2024 | Tony Holland, Director of Market Practice, International Securities Lending Association (ISLA) |
| Jul. 16, 2024 | Fran Garritt, Head of Business, International Securities Lending Association Americas and Mark Whipple, Chairman of the Board of Directors, International Securities Lending Association Americas |
| Jun. 12, 2024 | LL TT |
| Jun. 12, 2024 | Filippe Barros, Project Engineer, PCL Construction, Inc. |
| Jun. 12, 2024 | Vivek Wilson |
| Jun. 12, 2024 | Luke Taylor |
| Jun. 12, 2024 | Daniel Hickok |
| Jun. 12, 2024 | Anthony DeVito |
| Jun. 12, 2024 | Akash Patel |
| Jun. 12, 2024 | Chem Alabr |
| Jun. 12, 2024 | Wayne Allison |
| Jun. 12, 2024 | Anonymous |
| Jun. 12, 2024 | Rick White |
| Jun. 12, 2024 | Kris Chant |
| Jun. 12, 2024 | Tyler Davis |
| Jun. 12, 2024 | Micah Vincent |
| Jun. 12, 2024 | Todo Maligad |
| Jun. 12, 2024 | Anonymous |
| Jun. 12, 2024 | Freddy Perez |
| Jun. 12, 2024 | Bear Ventures |
| Jun. 12, 2024 | Justin Um |
| Jun. 12, 2024 | Daniel Taylor |
| Jun. 12, 2024 | Sonny Nguyen |
| Jun. 12, 2024 | Richard Hu |
| Jun. 12, 2024 | Mike |
| Jun. 12, 2024 | Sean Craven |
| Jun. 12, 2024 | Timo |
| Jun. 12, 2024 | Jordan Vidal |
| Jun. 12, 2024 | Jordan Vidal |
| Jun. 12, 2024 | Carl Hoopingarner |
| Jun. 12, 2024 | Callum Donaldson |
| Jun. 11, 2024 | Luke Kolarsky |
| Jun. 11, 2024 | jamie |
| Jun. 11, 2024 | Vaishnavi Ramesh |
| May 28, 2024 | Tony Holland, Director of Market Practice, International Securities Lending Association (ISLA) |
| May 28, 2024 | Brian P. Lamb, CEO, EquiLend Holdings LLC |
| May 28, 2024 | Robert Toomey, Managing Director, Associate General Counsel, Head of Capital Markets, SIFMA and Joseph Corcoran, Managing Director, Associate General Counsel, SIFMA |
| May 28, 2024 | Lindsey Weber Keljo, Esq., Head - Asset Management Group, Securities Industry and Financial Markets Association and William C. Thum, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
| May 28, 2024 | David Schwartz, Executive Director, Center for the Study of Financial
Market Evolution |
| May 27, 2024 | T.K Chen |
| May 24, 2024 | Tony Holland, Director, Market Practice International Securities Lending Association et al. |
| May 22, 2024 | Suzanne Shatto |
| May 15, 2024 | Jennifer |
| May 14, 2024 | Anonymous |
| May 14, 2024 | Paul Pritchard |
| May 13, 2024 | Matt McMahon |
| May 13, 2024 | Eric Blanchet |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Jul. 25, 2024 | Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of State Street |
| Jul. 3, 2024 | Memorandum from the Division of Trading and Markets regarding a July 2, 2024 meeting with representatives of the International Securities Lending Association and member firms |
| Jun. 27, 2024 | Memorandum from the Division of Trading and Markets regarding a June 27, 2024 meeting with representatives of the Investment Company Institute and member firms |
| Jun. 6, 2024 | Memorandum from the Division of Trading and Markets regarding a May 22, 2024, meeting with representatives of the Investment Company Institute |
