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Comments on Concept Release: Treatment of Asset-Backed Issuers under the Investment Company Act
[Release No. IC-29779; File No. S7-35-11]
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Dec. 23, 2011 | Lindsey R. Douglas, Yakima, Washington |
Nov. 15, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, and Martin Fingerhut, Chair, Securitization and Structured Finance Committee, Business Law Section, American Bar Association, New York, New York |
Nov. 7, 2011 | Eric S. Purple, K&L Gates LLP, on behalf of Gladstone Capital Corporation and Gladstone Investment Corporation |
Nov. 7, 2011 | Tom Deutsch, Executive Director, American Securitization Forum |
Nov. 7, 2011 | Dennis M. Kelleher, President & CEO, Better Markets, Inc. and Stephen W. Hall, Securities Specialist, Better Markets, Inc. |
Nov. 7, 2011 | Jonathan L. Rosenthal, Senior Managing Director – Global Portfolio Management, Metropolitan Life Insurance Company |
Nov. 7, 2011 | K&L Gates LLP |
Nov. 7, 2011 | Dechert LLP |
Nov. 7, 2011 | Stephen M. Renna, Chief Executive Officer, CRE Finance Council |
Nov. 7, 2011 | Tom Quaadman, U.S. Chamber of Commerce, Washington, District of Columbia |
Nov. 7, 2011 | J. Christopher Clifton, Vice President, Legal & Assistant Secretary, PHH Corporation |
Nov. 7, 2011 | Joshua Bloomstein, General Counsel, Ares Capital Corporation |
Nov. 7, 2011 | Jeff Leuenberger, Vice President, Securitization, Wyndham Worldwide Corporation |
Nov. 7, 2011 | Karrie McMillan, General Counsel, Investment Company Institute, Washington, District of Columbia |
Nov. 7, 2011 | Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York, New York, New York |
Nov. 4, 2011 | Lloyd McAdams, Chairman and Chief Executive Officer. Anworth Mortgage Asset Corporation |
Oct. 31, 2011 | Stephen J. Snoha, Nutley, New Jersey |
Oct. 19, 2011 | Matthew W. Lockin, Law Student, Phoenix, Arizona |
Oct. 14, 2011 | Gary J. Kogowski, Ph.D, Farmington Hills, Michigan |
Oct. 12, 2011 | Mark A. Kaczmarek, Weirton, West Virginia |
Oct. 12, 2011 | Doug B. Pearce, Costa Mesa, California |
Oct. 11, 2011 | Scott Smith, Gainesville, Florida |
Oct. 11, 2011 | Anonymous, Canada |
Oct. 10, 2011 | Robert J. Brown, Alexandria, Virginia |
Oct. 9, 2011 | Martin Katz, Herndon, Virginia |
Oct. 7, 2011 | John Lee Hansen, Jacksonville, Arkansas |
Oct. 6, 2011 | John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut |
Oct. 6, 2011 | Douglas L. Roberts, Chapel Hill, North Carolina |
Oct. 5, 2011 | Benjamin L. Giguere, Phoenix, Arizona |
Oct. 5, 2011 | Kevin F. Paolillo, Easton, Massachusetts |
Oct. 5, 2011 | Larry Meier, Midland, Michigan |
Oct. 5, 2011 | Lionel M. Giguere, Glendale, Arizona |
Oct. 5, 2011 | John J. McCauley, President, McCauley Investment Services, Guilford, Connecticut |
Oct. 5, 2011 | Philip K. Van Deusen, Finacial Analyst, Larchmont, New York |
Oct. 4, 2011 | Gre Wmann |
Oct. 3, 2011 | Derek Eichert, Costa Mesa, California |
Oct. 1, 2011 | William J. Wilson, Melbourne, Florida |
Sep. 30, 2011 | Jeffrey S. Kay, FSA, MAAA, CFA, Fellow of the Society of Actuaries, Chartered Financial Analyst, Hixson, Tennessee |
Sep. 29, 2011 | Richard L. Runman, Cape Canaveral, Florida |
Sep. 27, 2011 | Jon Carlson, Boulder, Colorado |
Sep. 26, 2011 | Isidore Tepler, Westport, Connecticut |
Sep. 26, 2011 | E. F. Bowditch, Jr., Oriental, North Carolina |
Sep. 24, 2011 | Tilo Klaas, Snohomish, Washington |
Sep. 24, 2011 | Peter V. Baranko, Whiting, Indiana |
Sep. 23, 2011 | Paul Beam, Everett, Washington |
Sep. 22, 2011 | David P. Weinhandl, Cannon Falls, Minnesota |
Sep. 22, 2011 | Jeffrey Sargeant, Woodland, Washington |
Sep. 22, 2011 | Chris Barnard, Germany |
Sep. 22, 2011 | Stanley J. McKinney, Albuquerque, New Mexico |
Sep. 22, 2011 | Greg S. Wood, Muskegon, Michigan |
Sep. 20, 2011 | Kim A. Garrett, Sacramento, California |
Sep. 19, 2011 | Jeff Bronchick, CFA, Chief Investment Officer, Cove Street Capital, LLC, El Segundo, California |
Sep. 17, 2011 | Tom F. Olson, Ventura, California |
Sep. 17, 2011 | William L. Goss, Fenton, Michigan |
Sep. 15, 2011 | Gareth Richardson, Canada |
Sep. 15, 2011 | Miles Diller, Ph.D., Deming, New Mexico |
Sep. 15, 2011 | Roger H. Lewis, Los Angeles, California |
Sep. 14, 2011 | Dr. Sheldon S. Ellis |
Sep. 14, 2011 | John Elliott, Beaufort, South Carolina |
Sep. 9, 2011 | Jim Clarke |
Sep. 8, 2011 | Mark A. Schafer, Grapevine, Texas |
Sep. 8, 2011 | Todd May |
Sep. 8, 2011 | S. M. Raihan |
Sep. 8, 2011 | Syed M. Raihan, Georgia |
Sep. 8, 2011 | M.A. Higgins, M.B.A., Kihei, Hawaii |
Sep. 8, 2011 | Douglas W. Meredith, Hudson Heights, Canada |
Sep. 7, 2011 | Philip Cuthbertson, Chappaqua, New York |
Sep. 7, 2011 | Daniel Barz |
Sep. 7, 2011 | Jason May, Ph. D., Research Staff Engineer, HRL Laboratories, LLC, Malibu, California |
Sep. 7, 2011 | Thad Meszaras, Cincinnati, Ohio |
Sep. 7, 2011 | Robert C. Christ, Assistant Vice President, Investments, Wedbush Securities, Inc. |
Sep. 7, 2011 | Mike Elliott |
Sep. 7, 2011 | Richard Roll, Orlando, Florida |
Sep. 7, 2011 | Ted D. Sparks, Warren, Michigan |
Sep. 7, 2011 | Richard Martin, Naples, Florida |
Sep. 7, 2011 | Frank Offenbeher, N. Las Vegas, Nevada |
Sep. 6, 2011 | A. Gorton, Irvine, California |
Sep. 6, 2011 | Leslie Feinsmith, M.D, Delray Beach, Florida |
Sep. 6, 2011 | George Mello, Jr., Fall River, Massachusetts |
Sep. 6, 2011 | James S. Zimmerman |
Sep. 6, 2011 | Steven Schwartz, D.Sc. |
Sep. 6, 2011 | Jim Hogan, manager, Kent, Washington |
Sep. 5, 2011 | Anita B. Carr, City Commissioner, Dublin, California |
Sep. 5, 2011 | Joel Carlson, Morro Bay, California |
Sep. 5, 2011 | Louis Hannen, CFA, Littleton, North Carolina |
Sep. 5, 2011 | Ramakant P. Indap |
Sep. 5, 2011 | Elizabeth H. Petersen, Teacher, North Mankato, Minnesota |
Sep. 5, 2011 | Colin M. Elliot, Monteagle, Tennessee |
Sep. 5, 2011 | John L. Woodworth, Member, Board Of Directors, Freeworldu.Org, Gold Beach, Oregon |
Sep. 5, 2011 | Jim Bethea, Sr., International Financial and Asset Protecton Advisor, Myrtle Beach, South Carolina |
Sep. 5, 2011 | Marilyn H. Lane, West Sayville, New York |
Sep. 5, 2011 | Paul W. Sherman, Ph.D., Professor of Biology, Ithaca, New York |
Sep. 5, 2011 | Harry Ng, San Jose, California |
Sep. 4, 2011 | Michael Gecewicz, Malverne, New York |
Sep. 4, 2011 | Don K. Hallom, Deatsville, Alabama |
Sep. 4, 2011 | Paul F. O'Leary, Spencer, Massachusetts |
Sep. 4, 2011 | Liz R. Pirkle, Iowa Park, Texas |
Sep. 4, 2011 | Jeffery B. Cross, CEO, Cross Capital Company, Inc., Peninsula, Ohio |
Sep. 4, 2011 | Anonymous, Pennsylvania |
Sep. 4, 2011 | Tim Hop, Bozeman, Montana |
Sep. 4, 2011 | Keith C. Storer, Harrisonburg, Virginia |
Sep. 4, 2011 | Sara Ellis, Executive Director, EduCorp Media Group, Temecula, California |
Sep. 4, 2011 | Alan S. |
Sep. 3, 2011 | Michael R. Worstell, Thousand Oaks, California |
Sep. 3, 2011 | James B. Collins, Lawrenceville, Georgia |
Sep. 3, 2011 | Sean Prett, Phoenix, Arizona |
Sep. 3, 2011 | Guy Hohenstein, Rexford, New York |
Sep. 3, 2011 | Eugene Daly, Chicago, Illinois |
Sep. 3, 2011 | Elaine P. Peters, Woodstock, Georgia |
Sep. 3, 2011 | Diana Damazo, Burlingame, California |
Sep. 3, 2011 | Daniel A. Odell, Seattle, Washington |
Sep. 3, 2011 | William J. McDonnell, CPA, West Chester, Pennsylvania |
Sep. 3, 2011 | David B. Mills, Palo Alto, California |
Sep. 3, 2011 | Ken Ganzer |
Sep. 3, 2011 | Robert W. Boyd, Wexford, Pennsylvania |
Sep. 3, 2011 | Madge A. Fry, Hamlin, New York |
Sep. 3, 2011 | David Blazensky, Fairbanks, Alaska |
Sep. 3, 2011 | Wayne E. Sonnen, Atlanta, Georgia |
Sep. 3, 2011 | Edwin C. Nelson, Pasco, Washington |
Sep. 3, 2011 | Jim F. Christie, Greensboro, Nebraska |
Sep. 3, 2011 | Tony Filippello, Tampa, Florida |
Sep. 3, 2011 | Julia A. O'Neal, Ocean Springs, Mississippi |
Sep. 3, 2011 | Sara Ellis, Executive Director, EduCorp Media Group, Temecula, California |
Sep. 3, 2011 | Larry Bethel, Wichita, Kansas |
Sep. 3, 2011 | Joseph Doyle |
Sep. 3, 2011 | William L. Hopper, Retired, Plainview, Arkansas |
Sep. 3, 2011 | Michael O'Connor |
Sep. 3, 2011 | John J Faust, Jr., La Grange, Kentucky |
Sep. 3, 2011 | Richard I. McDaniel, Jr., Indianapolis, Indiana |
Sep. 3, 2011 | Ben Swoyer, London, United Kingdom |
Sep. 3, 2011 | Edward Frey, New York City, New York |
Sep. 3, 2011 | Daniel Aguilar, Houston, Texas |
Sep. 2, 2011 | Tom L. Dennis, Jr., PE (Professional Engineer) |
Sep. 2, 2011 | Dave Abrams, Daytona Beach, Florida |
Sep. 2, 2011 | Tonee Marie, Peoria, Illinois |
Sep. 2, 2011 | Cynthia Garolis |
Sep. 2, 2011 | Axel Regalado, Miami, Florida |
Sep. 2, 2011 | Roger Aulabaugh, St. Petersburg, Florida |
Sep. 2, 2011 | Steven M. Brown, Ft. Myers, Florida |
Sep. 2, 2011 | Susan J. Skolnik, MBA, San Diego, California |
Sep. 2, 2011 | John Mcmillan, Professor of Business Administration |
Sep. 2, 2011 | Pravin Amin, Dallas, Texas |
Sep. 2, 2011 | Daniel Beeler, PE, JD, BSEE, CMB, GHBA, TBA, NAHB, Houston, Texas |
Sep. 2, 2011 | Fred Poppe, Bow, Washington |
Sep. 2, 2011 | George M. Kanuch, Ft Worth, Texas |
Sep. 2, 2011 | Vincent J. Francillon, Los Angeles, California |
Sep. 2, 2011 | David Shelton, Amherst, New Hampshire |
Sep. 2, 2011 | Patrick J. Moore, Stillwater, Minnesota |
Sep. 2, 2011 | Henry L Sherwood, MD, Arnold, Maryland |
Sep. 2, 2011 | Lee R Donais, Investment Officer, L.R. Donais & Company Inc., Lighthouse Point, Florida |
Sep. 2, 2011 | Lewis R Tannenbaun, Business executive, Chicago, Indiana |
Sep. 2, 2011 | Andre B. Uflacker, MD, Charlottesville , Virginia |
Sep. 2, 2011 | Leslie N. Sanders, Woodinville, Washington |
Sep. 2, 2011 | Mike Cooper |
Sep. 2, 2011 | Anonymous |
Sep. 2, 2011 | Forrest Netzel |
Sep. 2, 2011 | Adam N. Marcote |
Sep. 2, 2011 | Peter Fallon, Jr. |
Sep. 2, 2011 | Richard A. Schmidt, Jr., Arvada, Colorado |
Sep. 2, 2011 | John Mertz, Los Gatos, California |
Sep. 1, 2011 | Helmut Hiller, West Lafayette, Indiana |
Sep. 1, 2011 | Robert J. Holzschuh, ISM, PMAP, Operations Manager, retired., Philadelphia, Pennsylvania |
Sep. 1, 2011 | John Slivon, Milton, Florida |
Sep. 1, 2011 | Russ Colby, Marina del Rey, California |
Sep. 1, 2011 | Michael J. Olscamp, Charlotte, North Carolina |
Sep. 1, 2011 | Tom Chorba, Katy, Texas |
Sep. 1, 2011 | Ian W. Harris, Silver Spring, Maryland |
Sep. 1, 2011 | Ray Crain, Houston, Texas |
Sep. 1, 2011 | Barton G. Frank, Chambersburg, Pennsylvania |
Sep. 1, 2011 | Edwin Hoffman, Brielle, New Jersey |
Sep. 1, 2011 | Paul R. Girouard, Investor, San Clemente, California |
Sep. 1, 2011 | George H. Graves, Retired, Bismarck, Arkansas |
Sep. 1, 2011 | John Russo, Port Orange, Florida |
Sep. 1, 2011 | Richard P. Whitehill, Ph.D., University of Ca., Retired Professor of Psychology, Atascadero, California |
Sep. 1, 2011 | John Russo, Retired Investor, Port Orange, Florida |
Sep. 1, 2011 | Michael Parker, None., Johnston, Iowa |
Sep. 1, 2011 | Blair P Houghton, Phoenix, Arizona |
Sep. 1, 2011 | Nathan Weber |
Sep. 1, 2011 | Ron Winkler, None, retired, Lake havasu City, Arizona |
Sep. 1, 2011 | Ralph Eubanks, Arizona |
Sep. 1, 2011 | William Roberts, oak ridge, Tennessee |
Sep. 1, 2011 | David H Olson, none, St. Paul, Minnesota |
Sep. 1, 2011 | Teresa Carlson, Mrs., Eau Claire, Wisconsin |
Sep. 1, 2011 | Jeff Smith |
http://www.sec.gov/comments/s7-35-11/s73511.shtml
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