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(Click here for meetings with SEC officials)
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| Dec. 15, 2023 | Yuchi Yao, Simon Business School, University of Rochester |
| Sep. 26, 2023 | Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles |
| Jun. 29, 2023 | Danial Hemmings and Aziz Jaafar, Institute of European Finance, Bangor University and University of Sharjah |
| Mar. 24, 2023 | Sagiv Shiv, Managing Director, Head of MA and Advisory, ACP Capital Markets LLC |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Feb. 7, 2023 | Tom Nohel, Felix Feng, Xuan Tian, Wenyu Wang, and Yufeng Wu, Professor of Finance, Loyola University - Chicago, University of Washington, Tsinghua University, Indiana University, and University of Illinois |
| Dec. 31, 2022 | Michael Gofman and Yuchi Yao |
| Dec. 26, 2022 | Jordann Stark |
| Dec. 5, 2022 | Alexander Groh, Professor of Finance, EMLYON Business School, France |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Oct. 31, 2022 | Jonah Crandall |
| Oct. 30, 2022 | Anonymous |
| Oct. 30, 2022 | Anonymous |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 19, 2022 | Lucas Schwarz |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 17, 2022 | James Flanagan |
| Oct. 17, 2022 | Anonymous |
| Oct. 13, 2022 | David Jaggard |
| Oct. 13, 2022 | Andres Loubriel |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Oct. 11, 2022 | Anonymous, Investor |
| Sep. 2, 2022 | Alexander Groh, Professor of Finance, EMLYON Business School, France |
| Jul. 19, 2022 | Michael Gofman, Senior Lecturer, The Hebrew University of Jerusalem and Yuchi Yao, doctoral candidate in finance at the Simon Business School, University of Rochester |
| Jul. 13, 2022 | SEC Small Business Capital Formation Advisory Committee |
| Jul. 11, 2022 | Michael Klausner, Michael Ohlrogge and Emily Ruan |
| Jul. 8, 2022 | United States Senator Elizabeth Warren |
| Jun. 24, 2022 | I-Bankers Securities, Inc. |
| Jun. 17, 2022 | White Case LLP |
| Jun. 17, 2022 | Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association |
| Jun. 16, 2022 | Amanda M. Rose, Professor of Law, Vanderbilt University Law School |
| Jun. 15, 2022 | Kirkland Ellis LLP |
| Jun. 14, 2022 | Goodwin Procter LLP |
| Jun. 13, 2022 | Kerrie Waring, Chief Executive Officer, International Corporate Governance Network |
| Jun. 13, 2022 | King & Wood Mallesons |
| Jun. 13, 2022 | Global LEI Foundation |
| Jun. 13, 2022 | Robert J. Jackson, Jr. and John Morley |
| Jun. 13, 2022 | Americans for Financial Reform Education Fund |
| Jun. 13, 2022 | National Venture Capital Association |
| Jun. 13, 2022 | Michael Klausner, Stanford Law School; Michael Ohlrogge, NYU School of Law; and Harald Halbhuber, NYU School of Law |
| Jun. 13, 2022 | Kristi Marvin, SPACInsider |
| Jun. 13, 2022 | XBRL US |
| Jun. 13, 2022 | Andrew Tuch, Professor of Law, Washington University in St. Louis |
| Jun. 13, 2022 | Ropes & Gray LLP |
| Jun. 13, 2022 | Cleary Gottlieb Steen & Hamilton LLP |
| Jun. 13, 2022 | Freshfields Bruckhaus Deringer US LLP |
| Jun. 13, 2022 | KPMG LLP |
| Jun. 13, 2022 | VIRTU Financial Inc. |
| Jun. 13, 2022 | Grant Thornton LLP |
| Jun. 13, 2022 | BDO USA, LLP |
| Jun. 13, 2022 | Securities Regulation Committee of the New York City Bar Association |
| Jun. 13, 2022 | Committee on Capital Markets Regulation |
| Jun. 13, 2022 | Loeb & Loeb LLP |
| Jun. 13, 2022 | International Corporate Governance Network |
| Jun. 13, 2022 | Michael Ohlrogge, NYU Law |
| Jun. 13, 2022 | Ernst & Young LLP |
| Jun. 13, 2022 | Davis Polk & Wardwell LLP |
| Jun. 13, 2022 | Vinson Elkins L.L.P. |
| Jun. 13, 2022 | North American Securities Administrators Association, Inc. |
| Jun. 13, 2022 | Michael Ryan, Chief Executive Officer, Bullet Point Network, LP |
| Jun. 13, 2022 | Job Creators Network |
| Jun. 13, 2022 | Jennifer Schulp, Director of Financial Regulation Studies, Cato Institute |
| Jun. 13, 2022 | Crowe LLP |
| Jun. 13, 2022 | Better Markets |
| Jun. 13, 2022 | Winston Strawn LLP |
| Jun. 13, 2022 | SPAC Association |
| Jun. 13, 2022 | Dylan Bruce, Financial Services Counsel, Consumer Federation of America |
| Jun. 13, 2022 | Skadden Arps Slate Meagher Flom LLP |
| Jun. 13, 2022 | Managed Funds Association |
| Jun. 12, 2022 | Holger Spamann, Lawrence R. Grove Professor, Harvard Law School |
| Jun. 12, 2022 | Jonathan Kornblatt, CMT |
| Jun. 10, 2022 | Public Citizen |
| Jun. 10, 2022 | Securities Industry and Financial Markets Association |
| Jun. 10, 2022 | PricewaterhouseCoopers LLP |
| Jun. 10, 2022 | James Lapp |
| Jun. 9, 2022 | Thomas Kramer, Chief Financial Officer, IonQ, Inc. |
| Jun. 9, 2022 | Council of Institutional Investors |
| Jun. 9, 2022 | Nicholas Wilson |
| Jun. 9, 2022 | Marcie Frost, Chief Executive Officer, California Public Employees' Retirement System |
| Jun. 8, 2022 | Cowen Inc. |
| Jun. 7, 2022 | Fenwick & West LLP |
| Jun. 7, 2022 | Deloitte & Touche LLP |
| Jun. 7, 2022 | Chris Iacovella, CEO, American Securities Association |
| Jun. 7, 2022 | Debarshi Nandy, Yaxuan Wen, Mengnan Zhu, The Rosenberg Institute of Global Finance at Brandeis International Business School |
| Jun. 3, 2022 | Michael Dambra, Associate Professor of Accounting, University at Buffalo |
| Jun. 1, 2022 | The Delois Albert Brassell Estate |
| May 31, 2022 | CFA Institute |
| May 31, 2022 | Mike Stegemoller |
| May 30, 2022 | Jorge Stolfi |
| May 27, 2022 | Chris Barnard |
| May 26, 2022 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| May 25, 2022 | RSM US LLP |
| May 18, 2022 | Tony Crom |
| May 13, 2022 | Charles Pieper |
| May 11, 2022 | Tony Crom |
| May 10, 2022 | Nicholas Wilson |
| May 9, 2022 | Anonymous |
| May 7, 2022 | Mohammed Ali Rashid, Investor |
| May 3, 2022 | andrew robison, individual investor |
| Apr. 30, 2022 | Julianna Marandola |
| Apr. 29, 2022 | Andrew Robison, Individual Investor |
| Apr. 20, 2022 | Don Nguyen |
| Apr. 12, 2022 | Matt McKnight |
| Apr. 9, 2022 | Paul A. Swegle |
| Apr. 8, 2022 | Andrew Robison |
| Apr. 7, 2022 | Anonymous |
| Apr. 4, 2022 | Chris Peterson |
| Apr. 4, 2022 | Michael Robustelli, Small Investor |
| Apr. 1, 2022 | Snehal Banerjee Associate Professor of Finance and Accounting, UC San Diego, and Martin Szydlowski, Assistant Professor of Finance, University of Minnesota |
| Apr. 1, 2022 | Sameer Jain, Engaged Shareowner at ActiveAllocator Activist Capital Advisors |
| Mar. 30, 2022 | Nicholas Wilson |
| Mar. 30, 2022 | Retail Investor |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| May. 3, 2023 | Memorandum from the Division of Corporation Finance, Division of Economic and Risk Analysis, and Division of Investment Management regarding a March 10, 2023 meeting with representatives of the American Securities Association |
| Mar. 23, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a March 22, 2023 meeting with Better Markets |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 20, 2022 meeting with Robert Jackson and John Morley |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 30, 2022 meeting with Cowen Inc. |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an August 4, 2022, meeting with Managed Funds Association |
| Nov. 22, 2022 | Memorandum from The Office of Chief Counsel and Division of Investment Management regarding a Nov. 7, 2022 meeting with representatives of Saba Capital Management, L.P. |
| Aug. 30, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 30, 2022 meeting with representatives of Cowen Inc. |
| Aug. 16, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 10, 2022 teleconference with representatives of SIFMA |
| Jul. 29, 2022 | Memorandum from the Division of Corporation Finance regarding a July 29, 2022 meeting with Jonathan Rochwarger and Joel Rubinstein |
| Jul. 19, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 19, 2022 meeting with Professors' Rodriguez and Stegemoller |
| Jul. 18, 2022 | Memorandum from the Division of Corporation Finance regarding a July 15, 2022 meeting with Jonathan Rochwarger and Joel Rubinstein |
| Jul. 12, 2022 | Memorandum from the Office of Chief Counsel and Division of Investment Management regarding a July 12, 2022 virtual meeting with Jonathan Rochwarger and Joel Rubinstein |
| Jun. 9, 2022 | Memorandum from the Office of Rulemaking, Division of Corporation Finance regarding a May 17, 2022 meeting with Michael Klausner, Michael Ohlrogge, and Harald Halbhuber. |
| May 11, 2022 | Memorandum from the Office of Chief Counsel and Division of Investment Management regarding a May 11, 2022 virtual meeting with Christian Nagler and Norm Champ |
| May 9, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 9, 2022 meeting with representatives of the SPAC Association |
| Apr. 20, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 20, 2022 meeting with representatives of various law firms |
