(Click here for meetings with SEC officials)
|
Sep. 25, 2021 | Jim Wilkins |
Sep. 4, 2020 | Le Xuan Sang |
Aug. 2, 2020 | Crystal Anderson |
Aug. 1, 2020 | Colonel Gaddy |
Apr. 28, 2020 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
Dec. 7, 2019 | Matt P. |
Oct. 1, 2019 | Dorothy Donohue, Deputy General Counsel, Securities Regulation, et al., Investment Company Institute |
Jan. 28, 2019 | Anonymous |
Jan. 17, 2019 | Barry Iris |
Jan. 9, 2019 | Vir Kotto |
Dec. 30, 2019 | Randy Mertens |
Dec. 28, 2018 | Chip Morton |
Dec. 4, 2018 | Mark Moran |
Dec. 3, 2018 | Duane Lee |
Dec. 2, 2018 | Mark Freeland |
Nov. 30, 2018 | Michael J. Woodall, Chief of Operations, Putnam Investments |
Nov. 25, 2018 | Carl Waranowski |
Nov. 19, 2018 | Arthur Blanchard |
Nov. 19, 2018 | H. Hirano |
Nov. 19, 2018 | Irwin Joseph |
Oct. 31, 2018 | Barbara Roper, Director of Investor Protection, Consumer Federation of America |
Oct. 31, 2018 | David B. Smith, General Counsel, Mutual Fund Directors Forum |
Oct. 31, 2018 | David Certner, Legislative Counsel and Legislative Policy Directo, AARP |
Oct. 31, 2018 | Eric J. Johnson, President, Global Investment Markets, Donnelley Financial Solutions |
Oct. 31, 2018 | Catherine J. Weatherford, President and CEO, Insured Retirement Institute |
Oct. 31, 2018 | Jeffrey Jarel Johnson |
Oct. 31, 2018 | Anne E. Robinson, General Counsel and Managing Director, The Vanguard Group, Inc. |
Oct. 31, 2018 | Jonathan Chiel, Executive Vice President and General Counsel, Fidelity Investments |
Oct. 31, 2018 | Alexis Rosenblum, Director, and Chuck Pulsfort, Director, BlackRock, Inc. |
Oct. 31, 2018 | Bret C. Hester, Senior Managing Director, Head of Regulatory Affairs, Teachers Insurance and Annuity Association of America |
Oct. 31, 2018 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
Oct. 31, 2018 | Campbell Pryde, President and CEO, XBRL US, Inc. |
Oct. 30, 2018 | Burton D. Sheppard |
Oct. 30, 2018 | Amy B.R. Lancellotta, Managing Director, Independent Directors Council |
Oct. 30, 2018 | Paul F. Roye, Senior Vice President, and Timothy W. McHale, Senior Counsel, The Capital Group Companies, Inc. |
Oct. 24, 2018 | Susan Olson, General Counsel, Investment Company Institute |
Oct. 14, 2018 | John H. Johnson |
Oct. 11, 2018 | Thomas Howard, Vice President, Government Relations, Domtar |
Oct. 9, 2018 | Paul J. Gerber |
Oct. 9, 2018 | Brad T. Shockey |
Oct. 8, 2018 | Leo Crowley |
Oct. 8, 2018 | Steve Henry |
Oct. 8, 2018 | Allen Weaver |
Oct. 8, 2018 | Ann Watters |
Oct. 8, 2018 | Bobby Ailey |
Oct. 7, 2018 | James Felker |
Sep. 30, 2018 | Fatih Sener |
Sep. 28, 2018 | Tom Wernoch |
Sep. 26, 2018 | Christine Walls |
Sep. 26, 2018 | Maralyn Dolan |
Sep. 26, 2018 | Craig Brangers |
Sep. 24, 2018 | Lee Herfel |
Sep. 24, 2018 | Richard Franco |
Sep. 11, 2018 | Joanna Baker |
Sep. 6, 2018 | Amanda Yukle |
Sep. 4, 2018 | James McRitchie |
Sep. 3, 2018 | Amy Wellington |
Sep. 3, 2018 | Jake Hamm |
Sep. 2, 2018 | Mike Woods |
Aug. 30, 2018 | J.L. |
Aug. 30, 2018 | David |
Aug. 30, 2018 | Frank J. |
Aug. 30, 2018 | Hector Ewing |
Aug. 30, 2018 | Helen and Bob Hague |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Mrs. Kellie |
Aug. 30, 2018 | Caryn Stiles |
Aug. 30, 2018 | Michael Dougle |
Aug. 30, 2018 | Mark S. |
Aug. 30, 2018 | Jack Olstrom |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Frank W. |
Aug. 30, 2018 | Jack Wilhem |
Aug. 30, 2018 | Anonymous |
Aug. 30, 2018 | Jane D. Nelson |
Aug. 30, 2018 | Nina Grano |
Aug. 27, 2018 | Wesley A. Miller |
Aug. 24, 2018 | Marty James |
Aug. 17, 2018 | Carla Ruiz |
Aug. 15, 2018 | Matthew Young |
Aug. 13, 2018 | Logan Fowler |
Aug. 13, 2018 | Richard Sirois |
Aug. 13, 2018 | Robert Leighty |
Aug. 13, 2018 | Virginia Lamp |
Aug. 13, 2018 | Michael Bell |
Aug. 13, 2018 | John Mullis |
Aug. 10, 2018 | Nicholas Reed |
Aug. 9, 2018 | Terrence Burke |
Aug. 9, 2018 | Scott Reed |
Aug. 8, 2018 | Ann Watters |
Aug. 2, 2018 | Anonymous |
Jul. 29, 2018 | Helena Krus |
Jul. 26, 2018 | C. Scott |
Jul. 21, 2018 | A. Miller |
Jul. 16, 2018 | Mimi Solo |
Jul. 15, 2018 | Mark Pitts |
Jul. 14, 2018 | William Goldberg |
Jun. 28, 2018 | Yassi Wallah |
Jun. 26, 2018 | Amy McCloud |
Jun. 23, 2018 | Tom Arnold |
Jun. 21, 2018 | Anonymous |
Jun. 21, 2018 | Anonymous |
Jun. 21, 2018 | Rich Kirchoff |
Jun. 20, 2018 | Adron Pinson |
Jun. 15, 2018 | Roberto Delmonte |
Jun. 13, 2018 | Betsy Sachs |
Jun. 13, 2018 | Lisa Nevin |
Jun. 12, 2018 | Kate Freedman |
Jun. 12, 2018 | Melanie Jallah |
Jun. 9, 2018 | Carla Rojas |
Jun. 8, 2018 | Harold Thomas |
Jun. 6, 2018 | Sara Karlidag |
Jun. 5, 2018 | Perry Balke |
Jun. 5, 2018 | Carol Palmer |
Jun. 3, 2018 | Richard J. Daly, Chief Executive Officer, Broadridge Financial Solutions, Inc. |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
Oct. 4, 2018 | Memorandum from the Division of Investment Management regarding an October 2, 2018, meeting with representatives of BlackRock |
Jul. 26, 2018 | Memorandum from the Division of Investment Management regarding a July 25, 2018, meeting with representatives of Fidelity Investments |
Jul. 18, 2018 | Memorandum from the Division of Investment Management regarding a July 11, 2018, meeting with representatives of Donnelley Financial Solutions |