Comments on Proposed Rule:
Short Sales

[Release Nos. 34-48709; File No. S7-23-03]

• Comments have been received from individuals and entities using a variety of Letter Types:
  1. Letter Type A:  18
  2. Letter Type B:  21
  3. Letter Type C:  18
  4. Letter Type D:  19
  5. Letter Type E:    2
  6. Letter Type F:    2
  7. Letter Type G: 17
  8. Letter Type H:   2
  9. Letter Type I:  15
  10. Letter Type J:    4
  
  

• Memorandum from Division of Market Regulation, regarding a telephonic meeting between members of the Division of Market Regulation and the Securities Industry Association Ad Hoc Committee on LocatesIFails and the National Securities Clearing Corporation, July 9, 2004 (File name: s72303-435.pdf)
• Memorandum from Division of Market Regulation, regarding a telephonic meeting between members of the Division of Market Regulation and the Office of Economic Analysis, July 9, 2004 (File name: s72303-436.pdf)
• Jan Pitrik, July 7, 2004 (File name: jpitrik070704.htm)
• Dr. Daniel C. Bowman, July 5, 2004 (File name: dcbowman070504.txt)
• Memorandum from the Division of Market Regulation and the Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Jeff Bemstein, of Bear Steams, to discuss costs associated with the proposed short sales rules, June 7, 2004 (File name: s72303-430.pdf)
• Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Peter Madoff, Andy Madoff, and Shauna Madoff, all with Madoff investment Securities, to discuss costs associated with the proposed short sales rules, June 8, 2004 (File name: s72303-431.pdf)
• Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Fredric Leslie, with Hill, Thompson, Magid & Co., to discuss costs associated with the proposed short sales rules, June 8, 2004(File name: s72303-432.pdf)
• Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Patricia Brigantic, John Malitzis, and Jim Martin, all with Citigroup Global Markets, to discuss costs associated with the proposed short sales rules, June 9, 2004 (File name: s72303-433.pdf)
• Memorandum from the Division of Market Regulation and Office of Economic Analysis dated June 30, 2004 engaged in a conference call meeting with Samuel Lek, of LEK Securities Corp., to discuss costs associated with the proposed short sales rules, June 14, 2004 (File name: s72303-434.pdf)
• Alan S. Cameron, June 29, 2004 (File name: ascameron062904.txt)
• Michael A. Brennan, June 28, 2004 (File name: mabrennan062804.txt)
• C.T. Carbs, June 25, 2004 (File name: ctcarbs062504.txt)
• Dave Patch, June 24, 2004 (File name: dpatch062404.txt)
• Don Jackson, June 24, 2004 (File name: djackson062404.txt)
• Stephan Miller, June 22, 2004 (File name: stmiller062204.txt)
• Kevin J.P. O'Hara, Chief Administrative Officer & General Counsel and Janet Angstadt, Deputy General Counsel, Archipelago Holdings, L.L.C., June 21, 2004 (File name: archipelago062104.pdf)
• Ray Morrow, June 12, 2004 (File name: rmorrow061204.txt)
• R. Cromwell Coulson, Chief Executive Officer, Pink Sheets LLC, June 9, 2004 (File name: pinksheets060904.pdf)
• Marc Van den Broeck, Antwerp, Belgium, May 31, 2004 (File name: mbroeck053104.htm)
• Anonymous reviewer, May 28, 2004 (File name: gerardi052804.htm)
• Chester Stockman, Livermore CA, May 24, 2004, (File name: s72303-414.pdf)
• Comments of Constantino Papadi, Bronxville, New York, May 21, 2004, (File name: cpapadi6693.htm)
• Memorandum from the Division of Market Regulation and the Office of Economic Analysis regarding a discussion with the Securities Industry Association's Ad Hoc Committee on Locate and Fails, May 21, 2003 (File name: s72303-412.pdf)
• Dave Patch, May 20, 2004 (File name: dpatch052004.txt)
• Anonymous reviewer, May 17, 2004 (File name: fresco1051704.txt)
• Alex Kondracki, May 17, 2004 (File name: akondracki041704.txt)
• John O'Brien, May 14, 2004 (File name: jobrien051404.txt)
• Alden James, May 13, 2004 (File name: ajames051304.txt)
• H. Glenn Bagwell, Jr., Esq., April 29, 2004 (File name: hgbagwell042904.txt)
• Daryl Stemm, Chief Financial Officer, Home Director, April 23, 2004 (File name: s72303-411.pdf)
• William W. Uchimoto, Saul Ewing LLP, April 20, 2004 (File name: saulewing04202004.pdf)
• Dave Patch, April 9, 2004 (File name: dpatch040904.htm)
• Donald F. Donahue, President, National Securities Clearing Corporation, April 7, 2004 (File name: s72303-403.pdf)
• Scott Arenstein, Managing Member, SBA Trading, LLC and LTA Trading, LLC, New York, New York March 26, 2004 (File name: sarenstein03262004.txt)
• Anonymous reviewer, March 26, 2004 (File name: fresco103262004.txt)
• Christopher R. Concannon of the NASDAQ Stock Market, March 25, 2004 (File name: cconcannon03252004.htm)
• Anonymous reviewer, March 24, 2004 (File name: fresco103242004.htm)
• William Lehr, March 23, 2004 (File name: wlehr03232004.htm)
• Vincent Gabriele, March 22, 2004 (File name: vgabriele03222004.htm)
• Frank Sleik, March 20, 2004 (File name: fsleik032004.txt)
• Anonymous reviewer, March 19, 2004 (File name: fresco1031904.txt)
• Terry Benichou, March 17, 2004 (File name: tbenichou031704.htm)
• William W. Uchimoto of Saul Ewing LLP, March 17, 2004 (File name: saul031704.htm)
• Gerald D. O'Connell, Compliance Director, of Susquehanna International Group, LLP, March 16, 2004 (File name: s72303-399.pdf)
• Anonymous reviewer, March 12, 2004 (File name: fresco103122004.htm)
• Anonymous reviewer, March 5, 2004 (File name: fresco103052004.htm)
• Comments Philip A. Hadley, March 3, 2004 (File name: phadley03032004.htm)
• Marlisa Vinciguerra, Managing Director & Counsel, of Lehman Brothers, March 1, 2004 (File name: s72303-391.pdf)
• Darla C. Stuckey, Corporate Secretary, of New York Stock Exchange, Inc., March 1, 2004 (File name: dstuckey03012004.htm)
• Amy C. Reich, Managing Director and Assistant General Counsel, of Citigroup Global Markets Inc.; Susan Sidd, Managing Director and Associate General Counsel, of Goldman, Sachs, & Co.; Christine Sakach, First Vice President and Senior Counsel, of Merrill Lynch, Pierce, Fenner &; Smith Incorporated, Thomas McManus, Managing Direcotr and Counsel, of Morgan Stanley & Co. Incorporated, February 27, 2004 (File name: 4firms02272004.htm)
• David Schwarz, Registered Representative, New York, New York, December 26, 2003 (File name: s72303-396.pdf)
• John O'Brien, February 23, 2004 (File name: jobrien02232004.htm)
• JHotochin@aol.com, February 23, 2004 (File name: jhotochin0232004.htm)
• Jeannie DeMarco, February 23, 2004 (File name: jdemarco0232004.htm)
• Dave Patch, February 23, 2004 (File name: dpatch02232004.htm)
• Frank Ragonese, February 22, 2004 (File name: fragonese02222004.htm)
• Francis Owono, February 22, 2004 (File name: fowono02222004a.htm)
• Francis Owono, February 22, 2004 (File name: fowono02222004.htm)
• Kenneth D. Baxter, February 22, 2004 (File name: kdbaxter02222004.htm)
• David Morgan, February 22, 2004 (File name: dmorgan02222004.htm)
• Ken, February 21, 2004 (File name: ken02212004.htm)
• James Graham, February 21, 2004 (File name: jgraham02212004.htm)
• Michael J. Ryan, Jr., Executive Vice President and General Counsel, American Stock Exchange LLC, February 20, 2004 (File name: amex022004.htm)
• Anonymous reviewer, February 20, 2004 (File name: fresco1022004.txt)
• Luke Farber, Chairman, Derivative Products Committee, Securities Industry Association, New York, New York, February 19, 2004 (File name: farber021904.htm)
• Anonymous reviewer, February 19, 2004 (File name: mtech021904.txt)
• Judy Cline, February 19, 2004 (File name: jcline021904.txt)
• Carolyn Talarr, February 19, 2004 (File name: ctalarr021904.txt)
• Anonymous reviewer, February 19, 2004 (File name: goforit021904.txt)
• Erick Morris, February 19, 2004 (File name: emorris021904.txt)
• Jerry G. Brandon, Office Manager, Computer Systems Administrator, Coastal International Security, February 19, 2004 (File name: coastal021904.txt)
• Jeff Bennett, February 18, 2004 (File name: jbennett021804.txt)
• Rick Stevens, February 18, 2004 (File name: rstevens021804.txt)
• J. Starr, February 14, 2004 (File name: jstarr021404.txt)
• David Humphreville, Specialist Association, New York Stock Exchange, February 13, 2004 (File name: s72303-374.pdf)
• William W. Uchimoto, Saul Ewing, February 13, 2004 (File name: s72303-379.pdf)
• Alden James, February 13, 2004 (File name: ajames021304.txt)
• William W. Uchimoto, Saul Ewing LLP, February 13, 2004 (File name: saulewing021304.htm)

• Raymond Hardy, February 11, 2004 (File name: rhardy021104.txt)
• Martin Walton, President, TD Options LLC, February 10, 2004 (File name: tdoptions021004.htm)
• The American Stock Exchange; Chicago Board Options Exchange, Incorporated; International Securities Exchange, Inc.; The Options Clearing Corporation; Pacific Exchange, Inc.; Philadelphia Stock Exchange, Inc., February 9, 2004 (File name: exchanges020904.htm)
• Shane L. Ford, February 8, 2004 (File name: slford020804.txt)
• J. M. Hollen, EE, February 7, 2004 (File name: jmhollen020704.txt)
• Philip D. Defeo, Chairman and Chief Executive Officer, Pacific Exchange Inc., February 6, 2004 (File name: s72303-324.pdf)
• Richard H. Troy, Esq., February 4, 2004 (File name: s72303-357.pdf)
• P. Mats Goebels, General Counsel, ITG Inc., February 4, 2004 (File name: s72303-371.pdf)
• Thomas D. Carroll, February 1, 2004 (File name: tdcarroll020104.txt)
• Roger D. Blanc, Willkie Farr & Gallagher LLP, on behalf of J.P. Morgan Securities Inc. and UBS Securities LLC, January 30, 2004 (File name: jpmorgan013004.htm)
• George R. Kramer, Vice President and Acting General Counsel, Securities Industry Association, January 30, 2004 (File name: sia013004.htm)
• David A. Herron, Chief Executive Officer, The Chicago Stock Exchange, January 27, 2004 (File name: s72303-359.pdf)
• John G. Gaine, President, Managed Funds Association, January 26, 2004 (File name: managedfunds012604.htm)
• Matthew R. Davis, January 24, 2004 (File name: mrdavis012404.txt)
• Dr. Jim DeCosta, January 22, 2004 (File name: jdcosta012204.htm)
• Anonymous reviewer, January 21, 2004 (File name: kevans7012104.txt)
• Edward J. Joyce, President and Chief Operating Officer, Chicago Board Options Exchange, Inc., January 20, 2004 (File name: s72303-321.pdf)
• Hal Lux and Leon M. Metzger, January 20, 2004 (File name: luxmetzger012004.htm)
• Joshua Bender, January 17, 2004 (File name: jbender011704.txt)
• Lisa A. Utasi, President; Gary Distell, Director, Board Liaison STANY, Trading Issues Committee; Kimberly Unger, Executive Director, Security Traders Association of New York, January 13, 2004 (File name: s72303-358.pdf)
• Lisa A. Utasi, President; Gary Distell, Director, Board Liaison STANY, Trading Issues Committee; Kimberly Unger, Executive Director; Security Traders Association of New York, January 13, 2004 (File name: stany011304.htm)
• Michele C. David, Vice President and Assistant General Counsel, The Bond Market Association, January 13, 2004 (File name: tbma011304.htm)
• Peter E. Kent, January 10, 2004 (File name: pekent011004.txt)
• Carl C. Lochen, January 9, 2004 (File name: cclochen010904.txt)
• John C. Giesea, President and Chief Executive Officer, Security Traders Association, January 9 , 2004 (File name: s72303-273.pdf)
• Bernard L. Madoff and Peter B. Madoff, Bernard L. Madoff Investment Securities L.L.C., January 8, 2004 (File name: s72303-284.pdf)
• Chris Lucas, January 7, 2004 (File name: clucas010704.txt)
• John H. Bluher, Executive Vice President, General Counsel, Knight Trading Group, Inc., January 6, 2004 (File name: knight010604.htm)
• David Waldron, January 6, 2004 (File name: dwaldron010604.htm)
• Peter Murgolo, Heartland Securities, January 6, 2004 (File name: pmurgolo010604.htm)
• John H. Bluher, Executive Vice President and General Counsel, Knight Trading Group, Inc., January 6, 2004 (File name: s72303-283.pdf)
• William W. Uchimoto, Saul Ewing, January 5, 2004 (File name: s72303-282.pdf)
• Ari Burstein, Associate Counsel, Investment Company Institute, January 5, 2004 (File name: s72303-193.pdf)
• Jeffrey T. Brown, Senior Vice President and General Counsel, Schwab Capital Markets, L.P., January 5, 2004 (File name: s72303-372.pdf)
• Joel E. Sperling received January 5, 2004 (File name: s72303-278.pdf)
• Alan Schwartz received January 5, 2004 (File name: s72303-280.pdf)
• William W. Uchimoto, Saul Ewing LLP, January 5, 2004 (File name: saulewing010504.htm)
• Ari Burstein, Associate Counsel, Investment Company Institute, January 5, 2004 (File name: s72303-193.pdf)

• Thomas J. Mazzarisi, Executive Vice President & General Counsel, JAG Media Holdings, Inc., January 5, 2004 (File name: jagmedia010504.htm)
• Joseph J. Selinger, Esq., Tobin, Carberry, O'Malley, Riley & Selinger, P.C., January 5, 2004 (File name: tobin010504.htm)
• Andrea L. Dulberg, Member, Securities Law Committee, American Society of Corporate Secretaries, January 5, 2004 (File name: ascs010504.htm)
• Ralph A. Lambiase, NASAA President and Director, Connecticut Division of Securities, North American Securities Administrators Association, January 5, 2004 (File name: nasaa010504.htm)
• Pickard and Djinis LLP, January 5, 2004 (File name: pickard010504.htm)
• Ryan Wolpert, January 5, 2004 (File name: rwolpert010504.htm)
• Anonymous reviewer, January 5, 2004 (File name: ger010504.htm)
• Ari Burstein, Associate Counsel, Investment Company Institute, January 5, 2004 (File name: ici010504.htm)
• Brad Smith, President, WBS&A, Ltd., January 5, 2004 (File name: wbsa010504.htm)
• Feldman Weinstein LLP, January 5, 2004 (File name: feldman010504.htm)
• T.E. Cohen, January 5, 2004 (File name: tecohen010504.txt)
• John M. O'Quinn, Esq., O'Quinn, Laminack & Pirtle, January 5, 2004 (File name: oquinn010504.txt)
• Bob Zaborowski, January 5, 2004 (File name: bzaborowski010504.txt)
• Marshal Shichtman, January 5, 2004 (File name: mshichtman010504.txt)
• J Kniss, January 5, 2004 (File name: jkniss010504.txt)
• Christian King, January 5, 2004 (File name: cking010504.txt)
• Michael Kelley, January 5, 2004 (File name: mkelley010504.txt)
• Mark Feldberg, January 5, 2004 (File name: mfeldberg010504.txt)
• C. Austin Burrell, January 5, 2004 (File name: caburrell010504.txt)
• Jack Fenchel, January 5, 2004 (File name: jfenchel010504.txt)
• Allen Fisk, January 5, 2004 (File name: afisk010504.txt)
• Stephen Brock, President, GoPublicToday.com, Inc., January 5, 2004 (File name: gopublictoday010504.txt)
• Sinan Selcuk, Registered Principle, Trillium Trading LLC, January 5, 2004 (File name: sselcuk010504.txt)
• Kristopher Goldhair, January 5, 2004 (File name: kgoldhair010504.txt)
• Robert J. Shapiro, Chairman, Sonecon, LLC, January 5, 2004 (File name: sonecon010504.txt)
• Martha G., January 5, 2004 (File name: marthag010504.txt)
• Terry E. Cohen, January 5, 2004 (File name: tcohen010504.txt)
• Stoecklein Law Group, January 5, 2004 (File name: stoecklein010504.txt)
• Gayle Essary, CEO, Investrend Communications, Inc., January 4, 2004 (File name: investrend010404.htm)

• Dan Solomon, January 4, 2004 (File name: dsolomon010404.txt)
• Jenny McAdams, January 4, 2004 (File name: jmcadams010404.txt)
• Michael J. Protomastro, January 4, 2004 (File name: mjprotomastro010404.htm)
• Dr. Jim DeCosta and Associates, January 4, 2004 (File name: decosta010404.htm)
• Dr. Jim DeCosta and Associates, January 3, 2004 (File name: decosta010304.htm)
• Farid Yared, January 3, 2004 (File name: fyared010304.txt)
• Scott Benglen, January 3, 2004 (File name: sbenglen010304.txt)
• Peter A. Mason, January 3, 2004 (File name: pamason010304.txt)
• Mark Anderson, January 3, 2004 (File name: manderson010304.txt)
• James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University, January 3, 2004 (File name: jjangel011004.htm)
• Richard G. Dahlen, January 2, 2004 (File name: s72303-281.pdf)
• Eugene Pasternak, January 2, 2004 (File name: epasternak010204.txt)
• Richard H. Troy, Esq., January 2, 2004 (File name: rhtroy010204.txt)
• David Singha, January 2, 2004 (File name: dsingha010204.txt)
• Russell Godwin, January 2, 2004 (File name: rgodwin010204.txt)
• Joseph H. Kennedy, Jr., Vice President-Investments, A. G. Edwards & Sons Inc., January 2, 2004 (File name: agedwards010204.txt)
• Ryan Marx, January 2, 2004 (File name: rmarx010204.txt)
• Eliav Bock, January 2, 2004 (File name: ebock010204.txt)
• Gregory Kleiman, January 2, 2004 (File name: gkleiman010204.txt)
• Chris Berntsen, January 2, 2004 (File name: cberntsen010204.txt)
• Marina Kaneti, January 2, 2004 (File name: mkaneti010204.txt)
• Jonathan W. Hodges, January 2, 2004 (File name: jwhodges010204.txt)
• Additional J. Cline, January 2, 2004 (File name: jcline010204.txt)
• Derrick Liu, Trillium Trading LLC, January 2, 2004 (File name: dliu010204.htm)
• Chris Freddo, Trillium Trading LLC, January 2, 2004 (File name: cfreddo010204.htm)
• Michael Lucarello, January 2, 2004 (File name: mlucarello010204.htm)
• Hummayun Majid, January 2, 2004 (File name: hmajid010204.htm)
• Thomas Wojciechowski, January 1, 2003 (File name: twojciechoski0101004.txt)
• Saetoon Kim, January 1, 2004 (File name: skim010104.txt)
• Kimberly Fay, January 1, 2004 (File name: kfay010104.txt)
• Jeffrey R. Bennett, January 1, 2004 (File name: jrbennett010104.txt)
• Daniel C. Sweeney, December 31, 2003 (File name: s72303-327.pdf)
• Dr. Jim DeCosta and Associates, December 31, 2003 (File name: decosta123103.htm)
• Robert J. Merrill, December 31, 2003 (File name: rjmerrill123103.htm)
• Dax Mathews, December 31, 2003 (File name: dmathews123103.htm)
• Louis J. D'Antuono, Trillium Trading, December 31, 2003 (File name: ljdantuono123103.txt)
• Raymond J. Murphy, Registered Representative, Trillium Securities, LLC, December 31, 2003 (File name: rjmurphy123103.htm)
• Charles William Hansford, December 31, 2003 (File name: cwhansford123103.htm)
• Eric Walania, December 31, 2003 (File name: ewalania123103.txt)
• Josue Portillo, Registered Representative, Trillium Trading, LLC, December 31, 2003 (File name: jportillo123103.txt)
• Chris Gregg, Registered Principle, Trillium Trading, LLC, December 31, 2003 (File name: cgregg123103.txt)
• Feming Chan, Securities Representative, Trillium Trading, December 31, 2003 (File name: fchan123103.txt)
• John Chinnock, M.B.A., Securities Principal, Trillium Trading, LLC, December 31, 2003 (File name: jchinnock123103.htm)
• Tal Sharon, Registered Principal, Trillium Trading, December 31, 2003 (File name: tsharon123103.txt)
• Lynne Whitley, December 30, 2003 (File name: lwhitley123003.txt)
• Hiro Shinohara, December 30, 2003 (File name: hshinohara123003.htm)
• Vincent Mannetta, December 30, 2003 (File name: vmannetta123003.txt)
• David Lazarus, December 30, 2003 (File name: dlazarus123003.htm)
• Tolga Erman, December 30, 2003 (File name: ermant123003.txt)
• Zachary Hepner, December 30, 2003 (File name: hepnerz123003.txt)
• Katalin de Korompay, December 30, 2003 (File name: korompay123003.txt)
• Aaron Papowitz, December 30, 2003 (File name: papowitz123003.txt)
• Yahya Piracha, December 30, 2003 (File name: piracha123003.txt)
• K.G. Sanders, December 30, 2003 (File name: sandersk123003.txt)
• Coreina Chan, December 30, 2003 (File name: chanc123003.txt)
• Merlin Cottier, December 30, 2003 (File name: cottierm123003.txt)
• James E. Currie, December 30, 2003 (File name: curriej123003.txt)
• Brian Ingram, December 29, 2003 (File name: bingram122903.htm)
• Dario Cosic, December 29, 2003 (File name: dcosic122903.txt)
• Brendan Walker, December 29, 2003 (File name: bwalker122903.txt)
• Eric Knight, December 29, 2003 (File name: knighte122903.htm)
• Robert Masiello, December 29, 2003 (File name: masiellor122903.htm)
• Michael S. Raffaele, December 28, 2003 (File name: msraffaele122803.htm)
• Dean Kothmann, December 28, 2003 (File name: dkothmann122803.htm)
• Carol Carolan, December 28, 2003 (File name: ccarolan122803.htm)
• Edward E. Hong, December 27, 2003 (File name: eehong122703.htm)
• Kiet Vo, Registered General Securities Principal, December 27, 2003 (File name: vok122703.htm)
• Marc Griffin, December 26, 2003 (File name: mgriffin122603.txt)
• John J. Raffaele, December 26, 2003 (File name: jjraffaele122603.htm)
• Alex Wang, December 26, 2003 (File name: awang122603.htm)
• Matthew Weinshall, December 26, 2003 (File name: mweinshall122603.htm)
• Samuel Yoon, December 26, 2003 (File name: syoon122603.htm)
• Robert Masiello, December 26, 2003 (File name: rmasiello122603.htm)
• Yusef J. Burgess, December 26, 2003 (File name: burgessy122603.htm)
• Tal Plotkin, December 25, 2003 (File name: tplotkin122503.htm)
• Blake C. Byczek, December 25, 2003 (File name: byczekb122503.txt)
• Robert J. Shapiro, December 24, 2003 (File name: rshapiro122403.htm)
• Tim Dolnier, December 24, 2003 (File name: tdolnier122403.htm)
• Martha G., December 24, 2003 (File name: marthag122403.htm)
• David E., December 24, 2003 (File name: davide122403.htm)
• Michael W. Vaughn, December 24, 2003 (File name: vaughnm122403.htm)
• Michael W. Vaughn, December 24, 2003 (File name: mwvaughn122403.htm)
• Shane D. Ness, December 24, 2003 (File name: sdness122403.htm)
• Jimmie E. Williams, December 23, 2003 (File name: jewilliams122303.htm)
• Travis Whitten, December 23, 2003 (File name: twhitten122303.htm)
• Alexander Benetti, December 23, 2003 (File name: abenetti122303.htm)
• Thomas J Roklan, Trillium Trading LLC, December 23, 2003 (File name: tjroklan122303.htm)
• George Hassell, Registered Representative, Trillium Securities LLC, December 23, 2003 (File name: ghassell122303.htm)
• Patrick Kwon, December 23, 2003 (File name: pkwon122303.htm)
• Samuel F. Lek, Chief Executive Officer, Lek Securities Corporation, December 23, 2003 (File name: slek1223.htm)
• Joshua S. Janelli, December 23, 2003 (File name: jjanelli1223.txt)
• Kenneth J. Garby, registered representative, December 23, 2003 (File name: kgarby1223.txt)
• Dave Patch, December 23, 2003 (File name: dpatch1223.txt)
• Michael Elzahr, December 23, 2003 (File name: elzahrm122303.htm)
• Travis P. Whitten, registered representative, December 23, 2003 (File name: whittent122303.htm)
• Elizabeth Goldstein, registered representative, December 23, 2003 (File name: goldsteine122303.htm)
• Eric M. Trach, December 23, 2003 (File name: emtrach122303.htm)
• Dr. Jim DeCosta and Associates, December 23, 2003 (File name: decosta123003.htm)
• Daniel S. Silver, Trillium Trading, December 22, 2003 (File name: dssilver122203.htm)
• Dr. Jim DeCosta and Associates, December 22, 2003 (File name: decosta122203.htm)
• James Whitticom, Trillium Trading, December 22, 2003 (File name: jwhitticom122203.txt)
• Richard Rebatta, registered representative, December 22, 2003 (File name: rebattar122203.htm)
• Jake Chun, registered representative, December 22, 2003 (File name: jchun1222.htm)
• John G. Gaine, President, Managed Funds Association, received December 22, 2003 (File name: s72303-192.pdf)

• Daniel S. Silver, Professional Equity Trader, December 22, 2003 (File name: silverd122203.htm)
• Brian J. Dershow, December 22, 2003 (File name: dershowb122203.htm)
• Emilia Alexsandru, December 22, 2003 (File name: ealexsandru122203.htm)
• Moshe Fogel, Limited Representative Equities Trader, Trillium Trading, LLC, December 22, 2003 (File name: mfogel122203.htm)
• Kathleen M. Gibson, Vice President and Corporate Secretary, Prudential Financial, Inc., December 22, 2003 (File name: prudential122203.htm)
• Howard Teitelman, December 21, 2003 (File name: hteitelman122103.htm)
• Anthony Lamme, Trillium Trading LLC, December 21, 2003 (File name: alamme122103.htm)
• Bernard J. Lee, Trillium Trading LLC, December 21, 2003 (File name: bjlee122103.htm)
• Stephen P. Kelly, December 21, 2003 (File name: skelly122103.htm)
• Gregory Rivine, December 20, 2003 (File name: s72303-276.pdf)
• Cristina A. Barrett, December 20, 2003 (File name: cbarrett12203.htm)
• Theodore Jeffrey Siegel, December 20, 2003 (File name: tsiegel122003.htm)
• Mark Noiseuxm, Trillium Trading, December 19, 2003 (File name: mnoiseuxm121903.htm)
• Kevin Karlberg, December 19, 2003 (File name: kkarlberg121903.htm)
• Chris Griffin, December 19, 2003 (File name: cgriffin121903.htm)
• Henry Wong, December 19, 2003 (File name: hwong121903.htm)
• Shawn Smith, December 19, 2003 (File name: ssmith121903.htm)
• Eric T. D'Orio, December 19, 2003 (File name: etdorio121903.htm)
• Katalin de Korompay, December 19, 2003 (File name: kkorompay121903.htm)
• John Polanskey, December 19, 2003 (File name: jpolanskey121903.htm)
• Kris Vansteenwegen, December 18, 2003 (File name: kvansteenwegen121803.htm)
• Dan Heilman, December 18, 2003 (File name: dheilman112503.txt)
• Asensio & Company, Inc., December 17, 2003 (File name: asensio121703.htm)
• James Nikonchik, December 17, 2003 (File name: jnikonchik121703.htm)
• Ryan Weber, December 16, 2003 (File name: rweber121603.htm)
• Dick Yost, December 16, 2003 (File name: dyost121603.htm)
• O. Elowe, December 16, 2003 (File name: oelowe121603.htm)
• Tony Ryals, December 16, 2003 (File name: tryals121603.htm)
• Ray Meek, December 15, 2003 (File name: rmeeks121503.htm)
• William D. Coogle, December 15, 2003 (File name: wcoogle121503.htm)
• William J. Howlett, III, December 15, 2003 (File name: s72303-279.pdf)
• Allan F. Treffry, Esq., December 15, 2003 (File name: atreffry121503.htm)
• John Polli, December 14, 2003 (File name: jpolli121403.htm)
• Lee Hecht, December 14, 2003 (File name: s72303-277.pdf)
• Steven N. Levay, Schonfeld Securities, December 14, 2003 (File name: s72303-274.pdf)
• Eli Argent, Schonfeld Securities, December 13, 2003 (File name: s72303-275.pdf)
• Anthony Gentile, December 13, 2003 (File name: agentile121303.htm)
• Robert Morrow, December 12, 2003 (File name: rmorrow121203.htm)
• Rob Seitl, December 12, 2003 (File name: rseitl121203.htm)
• Victor A. Karl, December 12, 2003 (File name: vkarl121203.htm)
• Dick Forsman, December 12 2003 (File name: dforsman121203.htm)
• Alden James, December 11, 2003 (File name: ajames121103.htm)
• Carl Z. Giannone, December 10 2003 (File name: cgiannone121003.htm)
• Douglas R. Garrod, December 10, 2003 (File name: s72303-177.pdf)

• Todd Sherman, Registered Representative, Trillium Trading, December 9, 2003 (File name: tsherman120903.htm)
• John O'Brien, December 9, 2003 (File name: jobrien120903.htm)
• Jeff Rosenthal, December 8, 2003 (File name: jrosenthal120803.htm)
• Dick Wismer, December 7, 2003 (File name: dwismer120703.htm)
• Jaemerick1, December 7, 2003 (File name: jaemerick120703.htm)
• Ronnie Smitherman, December 6, 2003 (File name: rsmitherman120603.htm)
• Lawrence Chang, December 5, 2003 (File name: s72303-191.pdf)
• John Hanten, December 5, 2003 (File name: jhanten120503.htm)
• Lynn E. MacDonald, December 4, 2003 (File name: lmacdonald120403.htm)
• John W. Corn, December 4, 2003 (File name: jwcorn100403.txt)
• Sharon B, December 4, 2003 (File name: sharonb120403.htm)
• Byron Webb, December 4, 2003 (File name: bwebb120403.htm)
• Michael A. Richardson, December 3, 2003 (File name: s72303-186.pdf)

• Rosio Buechler, December 3, 2003 (File name: rbuechler120303.txt)
• Ryan Webber, December 3, 2003 (File name: rwebber120303.txt)
• Justin L. Tindall, December 3, 2003 (File name: jltindall120303.txt)
• John Greathouse, December 2, 2003 (File name: jgreathouse120203.txt)
• Roman, December 2, 2003 (File name: roman120203.txt)
• John Rideout, December 2, 2003 (File name: jrideout120203.txt)
• Simon Perry, December 2, 2003 (File name: sperry120203.txt)
• Joe Hoofnagle, CPA, CMA, December 2, 2003 (File name: jhoofnagle120203.txt)
• Steven Rothschild, Chief Executive Officer, The Light Bulb Super Store, December 1, 2003 (File name: lightbulb120103.txt)
• Richard Reahard, December 1, 2003 (File name: rreahard120103.txt)
• David M. Klausmeyer, December 1, 2003 (File name: dmklausmeyer120103.txt)
• Eric A. McAfee, Managing Director, Cagan McAfee Capital Partners, LLC, December 1, 2003 (File name: cagan120103.txt)
• J & N Yates, December 1, 2003 (File name: jnyates120103.txt)
• Jeff Goshay, Managing Member, Headwaters Capital LLC, November 30, 2003 (File name: s72303-170.pdf)

• Edward Dunn, November 30, 2003 (File name: edunn113003.txt)
• G. P., November 30, 2003 (File name: gp113003.txt)
• Thomas Malone, November 30, 2003 (File name: tmalone113003.txt)
• S. Zapata, November 30, 2003 (File name: szapata113003.txt)
• Brian McGovern, November 30, 2003 (File name: bmcgovern113003.txt)
• Anonymous reviewer, November 29, 2003 (File name: comics112903.txt)
• John W Greathouse Jr., November 29, 2003 (File name: jwgreathouse112903.txt)
• Gerald A. Browne, November 28, 2003 (File name: gabrowne112803.txt)
• Paul Davis, November 28, 2003 (File name: pdavis112803.txt)
• Bill Buckner, November 28, 2003 (File name: bbuckner112803.txt)
• Randy Hand, November 28, 2003 (File name: rhand112803.txt)
• Jeffrey Yates, November 27, 2003 (File name: jyates112703.txt)
• James Ellis, November 27, 2003 (File name: jellis112703.txt)
• Joseph Rocco, November 27, 2003 (File name: jrocco112703.txt)
• Robert Johnson, November 27, 2003 (File name: rjohnson112703.txt)
• Leonard Cascia, November 26, 2003 (File name: lcascia112603.txt)
• Scott Budner, November 26, 2003 (File name: sbudner112603.txt)
• David Murray, Ikaika Web Solutions, November 26, 2003 (File name: ikaika112603.txt)
• James Stolee, November 26, 2003 (File name: jstolee112603.txt)
• Charles J Trachta, Jr., November 26, 2003 (File name: cjtrachta112603.txt)
• Michael Hamilton, November 26, 2003 (File name: mhamilton112603.txt)
• Yvan Coessens, November 26, 2003 (File name: ycoessens112603.txt)
• Nick Tracy Enterprises, Ltd., November 26, 2003 (File name: nick112603.txt)
• Joseph Scheib, November 26, 2003 (File name: jscheib112603.txt)
• Mark Anderson, November 26, 2003 (File name: manderson112603.txt)
• Chris Baskett, November 26, 2003 (File name: cbaskett112603.txt)
• Ron Jones, November 25, 2003 (File name: rjones112503.txt)
• Anonymous reviewer, November 25, 2003 (File name: b0ss112503.txt)
• Gordon Anderson, November 25, 2003 (File name: ganderson112503.txt)
• Jack Fenchel, November 25, 2003 (File name: jfenchel112503.txt)
• Barnaby Page, November 25, 2003 (File name: bpage112503.txt)
• Robert G. Petersen, November 25, 2003 (File name: rgpetersen112503.txt)
• Mary Cummins, November 25, 2003 (File name: mcummins112503.txt)
• Kevin M., November 25, 2003 (File name: kevinm112503.txt)
• Kathie Schriver, November 25, 2003 (File name: kschriver112503.txt)
• Jake. T. Snake, November 25, 2003 (File name: jtsnake112503.txt)
• Ms. Mattice, November 25, 2003 (File name: mmattice112503.txt)
• Richard, November 25, 2003 (File name: richard112503.txt)
• Richard L. Anderson, November 25, 2003 (File name: rlanderson112503.txt)
• Richard DeNeefe, November 25, 2003 (File name: rdeneefe112503.txt)
• Richard Fox, November 25, 2003 (File name: rfox112503.txt)
• Randall K. Ziegler, November 25, 2003 (File name: rkziegler112503.txt)
• Carl Kruse, November 25, 2003 (File name: ckruse112503.txt)
• Wayne P. Lill Jr., November 25, 2003 (File name: wplill112503.txt)
• Richard R Tullo, RT Asset Management Inc., November 25, 2003 (File name: rtasset112503.htm)
• Gerald A. Browne, November 24, 2003 (File name: gabrowne112403.txt)
• Floyd Faulkner, November 24, 2003 (File name: ffaulkner112403.txt)
• Colum McDermott, November 24, 2003 (File name: cmcdermott112403.txt)
• Daniel M. Prescott, Prescott Capital Management, November 24, 2003 (File name: prescott112403.txt)
• Dave Munson, November 24, 2003 (File name: dmunson112403.txt)
• Robert W. Delp, November 23, 2003 (File name: rwdelp112303.txt)
• Steven Edelman, November 23, 2003 (File name: sedelman112303.txt)
• Dean Sheikh, November 23, 2003 (File name: dsheikh112303.txt)
• Ron Czecholinski, November 23, 2003 (File name: rczecholinski112303.txt)
• H. Glenn Bagwell, Jr., Attorney at Law, November 21, 2003 (File name: hgbagwell112103.txt)
• Jerry Long, November 20, 2003 (File name: jlong112003.txt)
• Richard Byrd, November 20, 2003 (File name: rbyrd112003.txt)
• Travis Rozean, November 20, 2003 (File name: trozean112003.txt)
• William Johnson, November 20, 2003 (File name: wjohnson112003.txt)
• Reggie Thompson, November 19, 2003 (File name: rthompson111903.txt)
• Chris Halligan, November 19, 2003 (File name: challigan111903.txt)
• Jamie Hornbuckle, November 19, 2003 (File name: jhornbuckle111903.txt)
• Roger Sooners, November 19, 2003 (File name: rsooners111903.txt)
• Anonymous reviewer, November 19, 2003 (File name: bizpal111903.txt)
• David Drosd, November 19, 2003 (File name: ddrosd111903.txt)
• Stanley Podlofsky, November 19, 2003 (File name: spodlofsky111903.txt)
• J. Cochran, November 19, 2003 (File name: jcochran111903.txt)
• Terry Westerly, November 19, 2003 (File name: twesterly111903.txt)
• Floris van Heteren, Netherlands, Novembe 19, 2003 (File name: fvanheteren111903.txt)
• Roman, November 18, 2003 (File name: roman111803.txt)
• Michael Montague, November 18, 2003 (File name: mmontague111803.txt)
• Beatrice Rhinhold, November 18, 2003 (File name: brhinhold111803.txt)
• Tara Johnson, November 18, 2003 (File name: tjohnson111803.txt)
• Michael Holcomb, November 18, 2003 (File name: mholcomb111803.txt)
• Chris Roberts, November 18, 2003 (File name: croberts111803.txt)
• Franklin Harrison, November 18, 2003 (File name: fharrison111803.txt)
• Janet Moreland, November 18, 2003 (File name: jmorehead111803.txt)
• Mike Ianni, November 18, 2003 (File name: mianni111803.txt)
• Thomas Kittredge Broder, November 18, 2003 (File name: tkbroder111803.txt)
• Marion Huseby, November 18, 2003 (File name: mhuseby111803.txt)
• James Rogan, November 18, 2003 (File name: jrogan111803.txt)
• Roger Javens, November 16, 2003 (File name: rjavens111603.txt)
• Douglas Marvode III, November 16, 2003 (File name: dmarvode111603.htm)
• Stanley A. Worthley, November 15, 2003 (File name: saworthley111503.txt)
• Daniel Booth Cohen, November 15, 2003 (File name: dbcohen111503.htm)
• T. Mira, November 14, 2003 (File name: tmira111403.txt)
• Doyle Beaty, November 14, 2003 (File name: dbeaty111403.txt)
• John Salick, November 14, 2003 (File name: jsalick111403.txt)
• Charles Medsker, November 14, 2003 (File name: cmedsker111403.txt)
• Peter Michaelson, November 13, 2003 (File name: pmichaelson111303.txt)
• Anonymous reviewer, November 13, 2003 (File name: fresco1111303.txt)
• Douglas Vaughn, CMA, November 13, 2003 (File name: dvaughn111303.txt)
• Jeanne Martin, November 13, 2003 (File name: jmartin111303.txt)
• Todd Chaffee, November 12, 2003 (File name: tchaffee111203.txt)
• Douglas Marvode III, November 12, 2003 (File name: dmarvode111203.txt)
• Douglas Marvode III, November 12, 2003 (File name: dmarvode111303.txt)
• Kenneth Hanlon, November 11, 2003 (File name: khanlon111103.txt)
• Anonymous review, November 12, 2003 (File name: stockalerts111203.txt)
• J. Weldon, November 12, 2003 (File name: jweldon111203.txt)
• Thomas Skadeland, November 11, 2003 (File name: tskadeland111103.htm)
• Gregg D. O'Neill, November 11, 2003 (File name: gdoneill111103.htm)
• Jack Fenchel, November 11, 2003 (File name: jfenchel111103.txt)
• Pete Temple, November 10, 2003 (File name: ptemple111003.txt)
• Robert Bardwell, November 10, 2003 (File name: rbardwell111003.txt)
• Anonymous reviewer, November 10, 2003 (File name: csmtpwest111003.txt)
• Anonymous reviewer, November 9, 2003 (File name: epipromo110903.txt)
• Marc Van den Broeck, Antwerp, Belgium, November 9, 2003 (File name: mvdbroeck110903.txt)
• Anonymous reviewer, November 8, 2003 (File name: jjumpin2110803.txt)
• Anthony L. Johnson, Pisa, Italy, November 8, 2003 (File name: aljohnson110803.txt)
• Tom Christoph, November 8, 2003 (File name: tchristoph110803.txt)
• Crystal Celina Sandoval, November 7, 2003 (File name: ccsandoval110703.htm)
• Rick Farrington, November 7, 2003 (File name: rfarrington110703.txt)
• DC, November 7, 2003 (File name: dc110703.txt)
• Dean A. Faulkner, November 7, 2003 (File name: dafaulkner110703.txt)
• Ryan Sarnataro, November 7, 2003 (File name: rsarnataro110703.txt)
• Richard T. Remski, November 7, 2003 (File name: rtremski110703.txt)
• Tim Fuhrmann, November 7, 2003 (File name: tfuhrmann110703.txt)
• Lewie Webb, November 7, 2003 (File name: lwebb110703.txt)
• Tim Kelley, November 6, 2003 (File name: tkelley110603.txt)
• Scott W. Hatfield, S. W. Hatfield, CPA, November 6, 2003 (File name: swhatfield110603.txt)
• D Marren, November 6, 2003 (File name: dmarren110603.txt)
• David E. Patch Jr., November 6, 2003 (File name: depatch110603.txt)
• Judy Cline, November 6, 2003 (File name: jcline110603.txt)
• William A. Gregg, November 6, 2003 (File name: wagregg110603.txt)
• Bruce Barrett, Puerto Rico, November 6, 2003 (File name: bbarrett110603.txt)
• Mary Anne Slowik, November 5, 2003 (File name: maslowik110503.txt)
• William Johnson, November 5, 2003 (File name: wjohnson110503.txt)
• Sandra and Ken Hicks, November 4, 2003 (File name: skhicks110403.txt)
• Anonymous reviewer, November 4, 2003 (File name: smfehrmann110403.txt)
• Robert K. Smith, November 3, 2003 (File name: rksmith110303.txt)
• Kevin Cundy, November 2, 2003 (File name: kcundy110203.txt)
• Alan S. Cameron, November 2, 2003 (File name: ascameron110203.txt)
• Robert Peck, November 2, 2003 (File name: s72303-64.pdf)

• Connie Seeney, November 1, 2003 (File name: csweeney110103.htm)
• Lars D. Roose, November 1, 2003 (File name: ldroose110103.txt)
• Lawrence Chernoff, British Columbia, Canada, October 31, 2003 (File name: lchernoff103103.txt)
• Mike Jirele, October 31, 2003 (File name: mjirele103103.txt)
• Wendy G Dworken, October 31, 2003 (File name: wgdworken103103.txt)
• Michael J. Morrison, Esq., October 30, 2003 (File name: mjmorrison103003.txt)
• Peter Michaelson, October 29, 2003 (File name: pmichaelson102903.txt)
• Erol Denizkurt, October 28, 2003 (File name: edenizkurt102803.txt)
• Bill Katakis, October 23, 2003 (File name: bkatakis102303.txt)
• Tom Ischy, October 23, 2003 (File name: tischy102303.txt)
• William J. Breslin C. P.A., October 23, 2003 (File name: wjbreslin102303.htm)
• Jay Lucas, Ph.D., October 23, 2003 (File name: jlucas102303.txt)
• Larry Kucera, October 23, 2003 (File name: lkucera102303.txt)
• J. Cline, October 22, 2003 (File name: jcline102203.txt)
• Ron Pearce, October 22, 2003 (File name: rpearce102203.txt)
• James Lem, October 22, 2003 (File name: jlem102203.txt)
• Peter J. Thompson, October 22, 2003 (File name: pjthompson102203.txt)
• Daniel Fine, October 20, 2003 (File name: dfine102003.txt)
• Dr. Donald Florence, October 20, 2003 (File name: dflorence102003.txt)
• Arthur G. Seeney, October 20, 2003 (File name: agseeney102003.htm)

http://www.sec.gov/rules/proposed/s72303.shtml