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SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

First Quarter

Additional Archives

2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994

Release No. Date Details
First Quarter
33-8917 May 6, 2008 Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Other Release No.:   34-57781
File No.:   S7-10-08
Comments Due: June 23, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-10-08
34-57511 Mar. 17, 2008 "Naked" Short Selling Anti-Fraud Rule [Corrected]
File No.:   S7-08-08
Comments Due:   May 20, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-08-08
33-8901 Mar. 11, 2008 Exchange-Traded Funds
Other Release No.:   IC-28193
File No.:   S7-07-08
Comments Due:   May 19, 2008
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-07-08
34-57427 Mar. 4, 2008 Part 248 - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information [Corrected]
Other Release Nos.:   IC-28178, IA-2712
File No.:   S7-06-08
Comments Due:   May 12, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-06-08
IA-2711 Mar. 3, 2008 Amendments to Form ADV [Corrected]
Other Release No.:   34-57419
File No.:   S7-10-00
Comments Due:   May 16, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-10-00
33-8900 Feb. 29, 2008 Foreign Issuer Reporting Enhancements
Other Release Nos.:   34-57409, International Series Release No. 1308
File No.:   S7-05-08
Comments Due:   May 12, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-05-08
34-57350 Feb. 19, 2008 Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Other Release No.:   International Series Release No. 1307
File No.:   S7-04-08
Comments Due:   April 25, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-04-08
34-57306 Feb. 11, 2008 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Other Release No.:   IC-28148
File No.:   S7-02-08
Comments Due:   March 17, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-02-08
33-8889 Feb. 1, 2008 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Other Release No.:   34-57258
File No.:   S7-06-03
Comments Due:   March 10, 2008
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-06-03

 

http://www.sec.gov/rules/proposed.shtml

Modified: 05/13/2008