SEC Proposed Rules

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

First Quarter

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Release No.	Date	Details
First Quarter
34-61414	Jan. 26, 2010	Purchases of Certain Equity Securities by the Issuer and Others File No.:   S7-04-10 Comments Due:   March 1, 2010 Submit comments on S7-04-10
34-61379	Jan. 19, 2010	Risk Management Controls for Brokers or Dealers with Market Access File No.:   S7-03-10 Comments Due:   March 29, 2010 Comments received are available for this proposal. Submit comments on S7-03-10