Comments on NYSE Arca Rulemaking
Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
[Release No. 34-86195; File No. SR-NYSEArca-2019-39]
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(Click here for meetings with SEC officials)
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| Feb. 25, 2020 | James Williams |
| Feb. 24, 2020 | Marlon Paz, Partner, Mayer Brown LLP |
| Jan. 31, 2020 | Sami Santos |
| Jan. 7, 2020 | Dr. Yang Hu, Dr Greg (Yang) Hou and Professor Les Oxley |
| Dec. 20, 2019 | Alastair Holdsworth |
| Dec. 19, 2019 | James Williams |
| Dec. 18, 2019 | William Herrmann, Managing Partner, Wilshire Phoenix Funds LLC |
| Dec. 15, 2019 | Prof. James J. Angel, Associate Professor of Finance, Georgetown University |
| Nov. 16, 2019 | Zheng Nan |
| Oct. 28, 2019 | CF Benchmarks, Ltd. |
| Oct. 16, 2019 | Alex Heuer |
| Oct. 16, 2019 | Avinash Shenoy |
| Oct. 12, 2019 | Samantha |
| Oct. 12, 2019 | Robert Musgrove |
| Oct. 12, 2019 | Jenny Thompson |
| Oct. 4, 2019 | Martha Redding, Associate General Counsel, Assistant Secretary, New York Stock Exchange |
| Sep. 25, 2019 | Romanos Daniel |
| Sep. 24, 2019 | Patrick Neal |
| Sep. 24, 2019 | William Franceschine |
| Jul. 17, 2019 | Amy L. Darscheid |
| Jul. 16, 2019 | Sam Ahn |
| Jul. 5, 2019 | Scott Page |
| Jun. 26, 2019 | John D. Littlejohn, MD |
| Jun. 26, 2019 | Anonymous |
| May. 22, 2019 | Avinash Shenoy |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 26, 2020 | Memorandum from the Office of the Chairman regarding a February 25, 2020, meeting with representatives of Wilshire Phoenix |
| Feb. 18, 2020 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 31, 2020 meeting with representatives of the Wilshire Phoenix |
| Feb. 6, 2020 | Memorandum from the Office of Commissioner Allison Herren Lee regarding a February 6, 2020 conference call with representatives from Wilshire Phoenix |
| Jan. 17, 2020 | Memorandum from the Division of Trading and Markets regarding a January 16, 2020, meeting with representatives of Wilshire Phoenix, Mayer Brown LLP, NYSE Arca, Inc., and Seward & Kissel LLP |
| Nov. 19, 2019 | Memorandum from the Office of Commissioner Elad L. Roisman regarding a November 19, 2019, meeting with representatives of Wilshire Phoenix |
| Oct. 16, 2019 | Memorandum from the Division of Trading and Markets regarding an October 10, 2019, meeting with representatives of Wilshire Phoenix, Mayer Brown LLP, NYSE Arca, Inc., and Seward & Kissel LLP |
| Sep. 12, 2019 | Memorandum from the Division of Trading and Markets regarding a September 11, 2019, meeting with representatives of Wilshire Phoenix, NYSE Arca, Inc., and Seward & Kissel LLP |
