|
(Click here for meetings with SEC officials)
|
| May 17, 2024 | Jessica Giroux |
| May 17, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| May 17, 2024 | Richard G. Wallace,
Senior Vice President and
Associate General Counsel, LPL Financial LLC |
| May 17, 2024 | Christopher A. Iacovella,
President and Chief Executive Officer, sr-bos-2024-004
American Securities Association |
| May 17, 2024 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| May 17, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| May 17, 2024 | Mark Griffin |
| May 17, 2024 | Frank Fairman, Managing Director, Piper Sandler & Co. |
| May 15, 2024 | Dylan Parker, CEO, Moment Technology Inc. |
| May 14, 2024 | Ursula Baerlein |
| Feb. 26, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 15, 2024 | Joanna Mallers, Executive Director, FIA Principal Traders Group |
| Feb. 15, 2024 | Melissa P. Hoots, CEO/CCO, Falcon Square Capital, LLC |
| Feb. 15, 2024 | Tyler Gellasch, President and CEO, Healthy Markets Association |
| Feb. 15, 2024 | Stephen John Berger, Managing Director, Global Head of
Government and Regulatory Policy, Citadel |
| Feb. 15, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Feb. 15, 2024 | Kenneth E. Bentsen, Jr., President and CEO, Securities Industry and Financial Markets Association |
| Feb. 15, 2024 | Sarah A. Bessin, Deputy General Counsel, Investment Company Institute and Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Feb. 15, 2024 | Michael Decker, Senior Vice President, Bond Dealers of America |
| Feb. 15, 2024 | Gerard O’Reilly, Co-Chief Executive Officer and Co-Chief Investment Officer, Dimensional Fund Advisors LP and David A. Plecha, Global Head of Fixed Income, Dimensional Fund Advisors LP |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Jun. 14, 2024 | Memorandum from the Office of Public Engagement regarding a June 4, 2024,
meeting with SIFMA Municipal Securities Committee |
| Jun. 3, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 3, 2024, meeting with respresnetatives of the Securities Industry and Financial Markets
Association |
| Jun. 3, 2024 | Memorandum from the Division of Trading and Markets regarding a June 3, 2024 meeting with Securities Industry and Financial Markets Association |
| Mar. 21, 2024 | Memorandum from the Division of Trading and Markets regarding a March 21, 2024, meeting with representatives of the Bond Dealers of America |
