|
(Click here for meetings with SEC officials)
|
| Mar. 14, 2024 | Glen Davis, Deputy Director, Council of Institutional Investors |
| Sep. 28, 2023 | Josh Gottheimer and Bill Huizenga, Members of Congress |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Jan. 27, 2023 | Ilya Podolyako |
| Oct. 31, 2022 | Mike R. Pitman |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 29, 2022 | Jordan Liske |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 13, 2022 | Matthew, Colachino |
| Oct. 13, 2022 | David Jaggard |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Sep. 12, 2022 | Ian Blance, Director, Bond Pricing Institute, Bond Dealers of America |
| Aug. 19, 2022 | Bloomberg L.P. |
| Aug. 16, 2022 | Stephen W. Hall, Legal Director and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets |
| Aug. 16, 2022 | International Swaps and Derivatives Association, Inc. |
| Aug. 16, 2022 | NASDAQ |
| Aug. 16, 2022 | Intercontinental Exchange, Inc. |
| Aug. 16, 2022 | SIFMA and SIFMA Asset Management Group |
| Aug. 16, 2022 | Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd. |
| Aug. 16, 2022 | Emily C. Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute |
| Aug. 16, 2022 | Angelo Evangelou, Chief Policy Officer, Cboe Global Markets, Inc. |
| Aug. 16, 2022 | Claire O’Dea, Director, Government Relations and Regulatory Strategy, Americas,
London Stock Exchange Group |
| Aug. 16, 2022 | Gareth Parker, Chief Indexing Officer, Morningstar, Inc. and Aron Szapiro, Head of Retirement Studies and Public Policy Morningstar, Inc., Morningstar Investment Management LLC |
| Aug. 16, 2022 | Syntax Indices |
| Aug. 16, 2022 | Craig Pfeiffer, President and CEO, Money Management Institute |
| Aug. 16, 2022 | Tyler Gellasch, Healthy Markets Association and Andres Vinelli, CFA Institute |
| Aug. 16, 2022 | Rachel Curley, Democracy Advocate, Public Citizen’s Congress Watch Division |
| Aug. 16, 2022 | Davis Polk & Wardwell LLP |
| Aug. 16, 2022 | Scott Pintoff, General Counsel, MarketAxess |
| Aug. 16, 2022 | Shane Riedel, President, Elucidate Americas Inc. |
| Aug. 16, 2022 | Thomas T. Kim, Managing Director, Independent Directors Council |
| Aug. 16, 2022 | Joe DePaolo,General Counsel, S&P Dow Jones Indices |
| Aug. 16, 2022 | Steve Berkley, Chief Executive Officer, Bloomberg Index Services Limited |
| Aug. 16, 2022 | Peter J. Germain, Chief Legal Officer, Federated Hermes, Inc. |
| Aug. 16, 2022 | Americans for Financial Reform Education Fund |
| Aug. 16, 2022 | Rick Redding, Chief Executive Officer, Index Industry Association |
| Aug. 16, 2022 | Gail C. Bernstein, General Counsel, Investment Adviser Association and Dianne M. Descoteaux, Associate General Counsel, Investment Adviser Association |
| Aug. 16, 2022 | Mark Fontanilla, Founder/Managing Member, Mark Fontanilla & Co., LLC |
| Aug. 16, 2022 | Susan Olson, General Counsel, Investment Company Institute and Matthew Thornton, Associate General Counsel, Investment Company Institute |
| Aug. 16, 2022 | John Jacobs, Richard Keary, Justin Meise and Bibb Strench, ETF BILD |
| Aug. 15, 2022 | Christopher McLoughlin, General Counsel, S&P Global Market Intelligence |
| Aug. 15, 2022 | Steven Schoenfeld, CEO, Market Vector Indexes |
| Aug. 15, 2022 | PricewaterhouseCoopers LLP |
| Aug. 15, 2022 | John L. Thornton, Co-Chair, Committee On Capital Markets Regulation; Hal S. Scott, President, Committee On Capital Markets Regulation; and R. Glenn Hubbard, Co-Chair, Committee On Capital Markets Regulation |
| Aug. 15, 2022 | Christopher McLoughlin, General Counsel, S&P Global Market Intelligence |
| Aug. 15, 2022 | Neil Acres, Managing Director and Global Head of Government and Regulatory Affairs, MSCI Inc. |
| Aug. 12, 2022 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Aug. 12, 2022 | Dimensional Fund Advisors |
| Aug. 9, 2022 | Melody Brand, Sealaska |
| Jul. 3, 2022 | Sean Casey, Educator |
| Jun. 27, 2022 | Marco Tronti |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Jun. 14, 2023 | Memorandum from the Division of Investment Management regarding a May 19, 2023
conference on Emerging Trends in Asset Management
|
| May 22, 2023 | Memorandum from the Office of the Chairman regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 22, 2023 | Memorandum from the Office of the Chairman regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| Apr. 5, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw
regarding an April 5, 2023
meeting with representatives of the Index Industry Association |
| Mar. 8, 2023 | Memorandum from the Division of Investment Management regarding a March 7, 2023 meeting with representatives of Morningstar, Inc. |
| Mar. 6, 2023 | Memorandum from the Office of Public Engagement regarding a March 1, 2023 meeting with BlackRock |
| Mar. 2, 2023 | Memorandum from the Division of Investment Mangement regarding a March 1, 2023 meeting with representatives of S&P Dow Jones Indices LLC |
| Feb. 8, 2023 | Memorandum from the Office of the Chair regarding a February 8, 2023 meeting with representatives of the Index Industry Association |
| Jan. 12, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 9, 2023 meeting with representatives of S&P Global |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 3, 2023 meeting with representatives from MSCI Inc. |
| Jan. 5, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 5, 2023 meeting with representatives of S&P Global |
| Dec. 15, 2022 | Memorandum from the Division of Investment Management regarding a December 15, 2022 meeting with representatives of MSCI Inc. |
| Nov. 15, 2022 | Memorandum from the Division of Investment Management regarding a November 15, 2022 meeting with representatives of the American Institute of CPAs |
| Nov. 4, 2022 | Memorandum from the Division of Investment Management regarding a November 2, 2022 meeting with representatives of the Index Industry Association |
| Oct. 25, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 25, 2022 meeting with representatives of MSCI |
| Oct. 13, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 13, 2022 meeting with representatives of S&P Global |
| Jun. 29, 2022 | Memorandum from the Office of the Chair regarding a June 29, 2022 meeting with representatives of the U.S. Institute Advisory Board |
