Look Up a Central Index Key (CIK) Number

The SEC assigns a unique number known as a CIK to each entity or individual that submits filings to the SEC.

You may look up a CIK by searching either of the following databases. Enter as much of the filer name as you know in the search box, and select from the list of results.

• EDGAR Company Filings CIK Lookup
• EDGAR Company Database 

If a broker-dealer that files annual reports on EDGAR has multiple CIKs, it must file its annual reports on EDGAR under the CIK associated with its FOCUS Reports (the file number associated with the CIK begins with 008).