National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-90181 | SEC Issue Date:Oct 14, 2020 | File Number:SR-NSCC-2020-016 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| Release Number:34-90092 | SEC Issue Date:Oct 5, 2020 | File Number:SR-NSCC-2020-017 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Insurance and Retirement Processing Services To Provide for a New Centralized Repository and Transactional Platform Called "Insurance Information Exchange" and Make Certain Clarification Changes to the NSCC Rules & Procedures See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-90084 | SEC Issue Date:Oct 2, 2020 | File Number:SR-NSCC-2020-016 | SRO Organization:National Securities Clearing Corporation |
Details: Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| Release Number:34-89949 | SEC Issue Date:Sep 22, 2020 | File Number:SR-NSCC-2020-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| Release Number:34-89558 | SEC Issue Date:Aug 14, 2020 | File Number:SR-NSCC-2020-016 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-89408 | SEC Issue Date:Jul 28, 2020 | File Number:SR-NSCC-2020-015 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-89360 | SEC Issue Date:Jul 21, 2020 | File Number:SR-NSCC-2020-014 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements See Also - Exhibit 5 |
| Release Number:34-89322 | SEC Issue Date:Jul 15, 2020 | File Number:SR-NSCC-2020-013 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the NSCC Equity Options and Bond Options Service From Addendum M of the NSCC Rules & Procedures See Also - Exhibit 5 |
| Release Number:34-89271 | SEC Issue Date:Jul 9, 2020 | File Number:SR-NSCC-2020-012 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Risk Management Framework See Also - Exhibit 5 |
| Release Number:34-89145 | SEC Issue Date:Jun 24, 2020 | File Number:SR-NSCC-2020-003 | SRO Organization:National Securities Clearing Corporation |
Details: Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |