National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-91587 | SEC Issue Date:Apr 16, 2021 | File Number:SR-NSCC-2021-003, SR-FICC-2021-001, SR-DTC-2021-002 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments Submit a Comment on SR-DTC-2021-002
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| Release Number:34-91428 | SEC Issue Date:Mar 29, 2021 | File Number:SR-NSCC-2021-004 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: April 23, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91350 | SEC Issue Date:Mar 18, 2021 | File Number:SR-NSCC-2021-002 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: April 14, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-91293 | SEC Issue Date:Mar 10, 2021 | File Number:SR-NSCC-2021-003 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91261 | SEC Issue Date:Mar 5, 2021 | File Number:SR-NSCC-2021-001 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the InsurExpress and Replacements Services From Rule 57 of the NSCC Rules Comments Due: April 1, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-90649 | SEC Issue Date:Dec 11, 2020 | File Number:SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| Release Number:34-90626 | SEC Issue Date:Dec 10, 2020 | File Number:SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | SRO Organization:National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) |
Details: Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| Release Number:34-90606 | SEC Issue Date:Dec 8, 2020 | File Number:SR-NSCC-2020-020 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Making Certain Other Changes to Procedure XV See Also - Exhibit 5 |
| Release Number:34-90543 | SEC Issue Date:Dec 1, 2020 | File Number:SR-NSCC-2020-018 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Structure View Received Comments See Also - Exhibit 5 |
| Release Number:34-90502 | SEC Issue Date:Nov 24, 2020 | File Number:SR-NSCC-2020-003 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |