National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-90543 | Dec 1, 2020 | SR-NSCC-2020-018 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the Fee Structure View Received Comments See Also - Exhibit 5 |
| 34-90502 | Nov 24, 2020 | SR-NSCC-2020-003 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| 34-90181 | Oct 14, 2020 | SR-NSCC-2020-016 | National Securities Clearing Corporation | Notice of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| 34-90092 | Oct 5, 2020 | SR-NSCC-2020-017 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Insurance and Retirement Processing Services To Provide for a New Centralized Repository and Transactional Platform Called "Insurance Information Exchange" and Make Certain Clarification Changes to the NSCC Rules & Procedures See Also - Exhibit 3, Exhibit 5 |
| 34-90084 | Oct 2, 2020 | SR-NSCC-2020-016 | National Securities Clearing Corporation | Designation of Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments |
| 34-89949 | Sep 22, 2020 | SR-NSCC-2020-003 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance National Securities Clearing Corporation's Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Make Certain Other Changes to Procedure XV View Received Comments |
| 34-89558 | Aug 14, 2020 | SR-NSCC-2020-016 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, To Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charge View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-89408 | Jul 28, 2020 | SR-NSCC-2020-015 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Fees for the Subscription-Based Portfolio Composition File Reporting Service See Also - Exhibit 3, Exhibit 5 |
| 34-89360 | Jul 21, 2020 | SR-NSCC-2020-014 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Clearing Agency Policy on Capital Requirements See Also - Exhibit 5 |
| 34-89322 | Jul 15, 2020 | SR-NSCC-2020-013 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the NSCC Equity Options and Bond Options Service From Addendum M of the NSCC Rules & Procedures See Also - Exhibit 5 |