National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-91809 | May 10, 2021 | SR-NSCC-2021-005 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: June 4, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 Submit a Comment on SR-NSCC-2021-005
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| 34-91788 | May 7, 2021 | SR-NSCC-2021-002 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action and Longer Period for Comment on Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: June 2, 2021 View Received Comments |
| 34-91587 | Apr 16, 2021 | SR-NSCC-2021-003, SR-FICC-2021-001, SR-DTC-2021-002 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Order Approving Proposed Rule Changes To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments |
| 34-91428 | Mar 29, 2021 | SR-NSCC-2021-004 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Recovery & Wind-Down Plan Comments Due: April 23, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91350 | Mar 18, 2021 | SR-NSCC-2021-002 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Amend the Supplemental Liquidity Deposit Requirements Comments Due: April 14, 2021 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| 34-91293 | Mar 10, 2021 | SR-NSCC-2021-003 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Revise the Clearing Agency Investment Policy Comments Due: April 6, 2021 View Received Comments See Also - Exhibit 5 |
| 34-91261 | Mar 5, 2021 | SR-NSCC-2021-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove the InsurExpress and Replacements Services From Rule 57 of the NSCC Rules Comments Due: April 1, 2021 View Received Comments See Also - Exhibit 5 |
| 34-90649 | Dec 11, 2020 | SR-NSCC-2020-021, SR-FICC-2020-018, SR-DTC-2020-018 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agencies Liquidity Risk Management Framework See Also - Exhibit 5 |
| 34-90626 | Dec 10, 2020 | SR-NSCC-2020-019, SR-FICC-2020-016, SR-DTC-2020-015 | National Securities Clearing Corporation, Fixed Income Clearing Corporation (FICC), The Depository Trust Company (DTC) | Notice of Filings and Immediate Effectiveness of Proposed Rule Changes To Amend the Clearing Agency Operational Risk Management Framework |
| 34-90606 | Dec 8, 2020 | SR-NSCC-2020-020 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Implementation Date of National Securities Clearing Corporation's Enhancements to the Haircut-Based Volatility Charge Applicable to Illiquid Securities and UITs and Making Certain Other Changes to Procedure XV See Also - Exhibit 5 |