National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-92682 | Aug 17, 2021 | SR-NSCC-2021-009 | National Securities Clearing Corporation | Order Approving a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: August 13, 2021 |
| 34-92640 | Aug 11, 2021 | SR-NSCC-2021-005 | National Securities Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1, To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: September 7, 2021 View Received Comments Submit a Comment on SR-NSCC-2021-005
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| 34-92570 | Aug 5, 2021 | SR-NSCC-2021-010 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92566 | Aug 5, 2021 | SR-NSCC-2021-011 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: September 1, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92437 | Jul 19, 2021 | SR-NSCC-2021-009 | National Securities Clearing Corporation | Notice of Filing of a Proposed Rule Change To Modify the Rules & Procedures of National Securities Clearing Corporation in Connection With the Implementation of Section 1446(f) of the Internal Revenue Code of 1986 Comments Due: August 13, 2021 See Also - Exhibit 5 |
| 34-92381 | Jul 13, 2021 | SR-NSCC-2021-008 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: August 9, 2021 View Received Comments See Also - Exhibit 5 |
| 34-92334 | Jul 7, 2021 | SR-NSCC-2021-007 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change Relating To Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 See Also - Exhibit 5 |
| 34-92250 | Jun 24, 2021 | SR-NSCC-2021-005 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change To Increase the National Securities Clearing Corporation's Minimum Required Fund Deposit Comments Due: June 4, 2021 View Received Comments |
| 34-92213 | Jun 21, 2021 | SR-NSCC-2021-002 | National Securities Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment No. 1, To Amend the Supplemental Liquidity Deposit Requirements Comments Due: July 15, 2021 View Received Comments |
| 34-91881 | May 12, 2021 | SR-NSCC-2021-006 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Clarifications, Corrections and Certain Other Changes to the NSCC Rules & Procedures Comments Due: June 8, 2021 View Received Comments See Also - Exhibit 5 |