National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-93856 | Dec 22, 2021 | SR-NSCC-2021-016 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2021-016
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| 34-93722 | Dec 6, 2021 | SR-NSCC-2021-015 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove Mutual Fund Deposit Requirements and Remove Certain Other Provisions Relating to Clearing Fund Requirements for Limited Members From the NSCC Rules Comments Due: January 3, 2022 See Also - Exhibit 5 |
| 34-93709 | Dec 2, 2021 | SR-NSCC-2021-013 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes and Make Technical, Clarifying and Conforming Changes to the NSCC Rules & Procedures Comments Due: December 29, 2021 See Also - Exhibit 5 |
| 34-93678 | Nov 30, 2021 | SR-NSCC-2021-014 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Enhance the Transparency of the Calculation of the Backtesting Charge Comments Due: December 27, 2021 See Also - Exhibit 5 |
| 34-93671 | Nov 24, 2021 | SR-NSCC-2021-012 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Revisions and Clarifications to the Rules Comments Due: December 21, 2021 See Also - Exhibit 5 |
| 34-93532 | Nov 5, 2021 | SR-NSCC-2021-010 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: December 3, 2021 Rebuttal comments due: December 17, 2021 View Received Comments |
| 34-93278 | Oct 8, 2021 | SR-NSCC-2021-007 | National Securities Clearing Corporation | Order Approving the Proposed Rule Change Relating to Confidential Information, Market Disruption Events, and Other Changes Comments Due: August 3, 2021 |
| 34-93070 | Sep 20, 2021 | SR-NSCC-2021-011 | National Securities Clearing Corporation | Notice of Filing of Partial Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Partial Amendment No. 1 To Remove ID Net Transactions From the Required Fund Deposit Calculations and Make Other Changes to the Rules Comments Due: October 15, 2021 View Received Comments |
| 34-92860 | Sep 2, 2021 | SR-NSCC-2021-010 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
| 34-92750 | Aug 25, 2021 | SR-NSCC-2021-007 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to Confidential Information, Market Disruption Events, Systems Disconnect, and Other Changes Comments Due: August 3, 2021 |