National Securities Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-94977 | May 24, 2022 | SR-NSCC-2022-004 | National Securities Clearing Corporation | Notice of a Proposed Rule Change To Require Applicants and Members To Maintain or Upgrade Their Network or Communications Technology Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-004 |
| 34-94694 | Apr 12, 2022 | SR-NSCC-2022-003 | National Securities Clearing Corporation | Notice of Filing of Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: May 10, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-003 |
| 34-94577 | Apr 1, 2022 | SR-NSCC-2022-002 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Certain Changes to Rule 52 to Support Processing of Interval Fund Repurchase Orders, Remove Underwriting Tender Offer Provisions and Make Certain Other Clarifications Comments Due: April 28, 2022 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-NSCC-2022-002
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| 34-94537 | Mar 29, 2022 | SR-NSCC-2021-010 | National Securities Clearing Corporation | Notice of Withdrawal of a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
| 34-94494 | Mar 23, 2022 | SR-NSCC-2021-016 | National Securities Clearing Corporation | Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: April 20, 2022 Rebuttal comments due: May 4, 2022 View Received Comments |
| 34-94272 | Feb 17, 2022 | SR-NSCC-2022-001 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Clearing Agency Model Risk Management Framework Comments Due: 21 days after publication in the Federal Register View Received Comments |
| 34-94168 | Feb 7, 2022 | SR-NSCC-2021-010 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Establish the Securities Financing Transaction Clearing Service and Make Other Changes Comments Due: September 2, 2021 View Received Comments |
| 34-94068 | Jan 26, 2022 | SR-NSCC-2021-016 | National Securities Clearing Corporation | Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Enhance Capital Requirements and Make Other Changes Comments Due: January 19, 2022 View Received Comments |
| 34-93953 | Jan 11, 2022 | SR-NSCC-2021-013 | National Securities Clearing Corporation | Order Approving Proposed Rule Change To Provide for a Passive Acknowledgment Process, Codify Certain Settlement Processes, and Make Technical and Conforming Changes to the NSCC Rules & Procedures Comments Due: December 29, 2021 |
| 34-93873 | Dec 29, 2021 | SR-NSCC-2021-017 | National Securities Clearing Corporation | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Fees for NSCC's MF Info Xchange Service, Modify Fees for NSCC's Alternative Investment Product Service and Make Certain Other Clarification Changes to Addendum A of the NSCC Rules Comments Due: January 26, 2022 See Also - Exhibit 5 |