National Securities Exchanges
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| Release Number | SEC Issue Date Sort ascending | File Number | SRO Organization | Details |
|---|---|---|---|---|
| 34-96021 | Oct 11, 2022 | SR-NYSEAMER-2022-42 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Sections 140 and 141 of the NYSE American Company Guide To Waive Initial Listing Fees and Annual Listing Fees for the Remainder of the Year the Listing Occurs for an Issuer Listing Upon Closing of Its Acquisition of an Exchange-Listed Special Purpose Acquisition Company Comments Due: November 7, 2022 See Also - Exhibit 5 Submit a Comment on SR-NYSEAMER-2022-42
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| 34-95970 | Oct 4, 2022 | SR-NYSEAMER-2022-43 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: November 1, 2022 See Also - Exhibit 5 |
| 34-95945 | Sep 29, 2022 | SR-NYSEAMER-2022-44 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Exchange To Declare a Regulatory Halt Comments Due: October 26, 2022 See Also - Exhibit 5 |
| 34-95823 | Sep 19, 2022 | SR-NYSEAMER-2022-41 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10E Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95813 | Sep 16, 2022 | SR-NYSEAMER-2022-40 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95770 | Sep 14, 2022 | SR-NYSEAMER-2022-38 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Equities Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95699 | Sep 7, 2022 | SR-NYSEAMER-2022-37 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Transfer the Services and Fees Related to Colocation Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95694 | Sep 7, 2022 | SR-NYSEAMER-2022-39 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95646 | Aug 31, 2022 | SR-NYSEAMER-2022-36 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt New Rules 997NY, 997.1NY, 997.2NY and 997.3NY and Delete Paragraph (d) to Rule 957NY Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| 34-95499 | Aug 12, 2022 | SR-NYSEAMER-2022-35 | NYSE American LLC (NYSEAMER) | Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delete Current Rule 7.39E Comments Due: 21 days after publication in the Federal Register View Received Comments See Also - Exhibit 5 |