34-99890
April 3, 2024
2024-11
Order Determining Whistleblower Award Claim
34-99671
March 5, 2024
Notice of Intention to Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-99670
March 5, 2024
2024-10
Order Determining Whistleblower Award Claim
34-99669
March 5, 2024
2024- 9
Order Determining Whistleblower Award Claim
34-99657
March 1, 2024
J.P. Morgan Securities LLC (“JPMS LLC”) and JPMorgan Chase Bank, N.A.
34-99614
Feb. 27, 2024
10-242
24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 18, 2024
View Received Comments
See Also -
Form 1 Application and Exhibits
Federal Register version ((89 FR 15621))
33-11273, 34-99583
Feb. 22, 2024
Order Regarding Review of FASB Accounting Support Fee For 2024 Under Section 109 of The Sarbanes-Oxley Act of 2002
33-11270
Feb. 9, 2024
Certain Broker-Dealer Practices
34-99313
Jan. 11, 2024
2024-8
Order Determining Whistleblower Award Claim
34-99312
Jan. 11, 2024
2024-7
Order Determining Whistleblower Award Claim
34-99331
Jan. 11, 2024
Order Granting FINRA’s Application For Relief From Certain Statutory Disqualification
33-11263, 34-99276, IA-6521, IC-35085
Jan. 5, 2024
Adjustments to Civil Monetary Penalty Amounts
34-99230
Dec. 22, 2023
2024-6
Order Determining Whistleblower Award Claim
34-99229
Dec. 22, 2023
2024-5
Order Determining Whistleblower Award Claim
33-11258, 34-99150
Dec. 13, 2023
Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2024
See Also -
Press Release
34-99079
Dec. 5, 2023
2024-4
Order Determining Whistleblower Award Claim
34-99070
Dec. 4, 2023
2024-3
Order Determining Whistleblower Award Claim
34-99060
Dec. 1, 2023
PCAOB-2023-02
Order Granting Approval of Auditing Standard Governing the Auditor’s Use of Confirmation
34-99011
Nov. 22, 2023
S7-21-21
In the Matter of Share Repurchase Disclosure Modernization (Order Issuing Stay)
34-98985
Nov. 20, 2023
2024-2
Order Determining Whistleblower Award Claim