Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.
| Release Number | Issue Date | File Number | Details |
|---|---|---|---|
| 34-37302 | SR-NASD-95-42 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to the NAqcess System and Accompanying Rules of Fair Practice View Received Comments See Also - 3437302.shtml, Comments received electronically are available Federal Register version (61 FR 31574) |
|
| 33-7277 | S7-9-96 |
Securities Uniformity; Annual Conference on Uniformity of Securities Law Comments Due: April 25, 1996 View Received Comments See Also - Comments received electronically are available Federal Register version (61 FR 15847) |
|
| 34-37009 | S7-8-96 |
Study and Report on Protections for Senior Citizens and Qualified Retirement Plans Comments Due: April 30, 1996 View Received Comments See Also - Comments received electronically are available Federal Register version (61 FR 13906) |
|
| 33-7231 |
Electronic Filing of Forms 3, 4, 5, and 144 Federal Register version (60 FR 53474) |
Last Reviewed or Updated: June 28, 2024