Other Commission Orders, Notices, and Information

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.

Release Number Issue Date File Number Details
34-99914 2024-12 Order Determining Whistleblower Award Claim
33-11280, 34-99908 S7-10-22 In the Matter of the Enhancement and Standardization of Climate-Related Disclosures for Investors (Order Issuing Stay)
View Received Comments
Federal Register version
34-99892 Order Cancelling Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-99890 2024-11 Order Determining Whistleblower Award Claim
34-99671 Notice of Intention to Cancel Registration of Certain Municipal Securities Dealers Pursuant to Section 15B(c)(3) of the Securities Exchange Act of 1934
34-99670 2024-10 Order Determining Whistleblower Award Claim
34-99669 2024- 9 Order Determining Whistleblower Award Claim
34-99657 J.P. Morgan Securities LLC (“JPMS LLC”) and JPMorgan Chase Bank, N.A.
34-99614 10-242 24X National Exchange LLC; Notice of Filing of Application for Registration as a National Securities Exchange Under Section 6 of the Securities Exchange Act of 1934
Comments Due: April 18, 2024
View Received Comments
See Also - Form 1 Application and Exhibits
Submit a Comment on 10-242
Federal Register version ((89 FR 15621))
33-11273, 34-99583 Order Regarding Review of FASB Accounting Support Fee For 2024 Under Section 109 of The Sarbanes-Oxley Act of 2002
33-11270 Certain Broker-Dealer Practices
34-99313 2024-8 Order Determining Whistleblower Award Claim
34-99312 2024-7 Order Determining Whistleblower Award Claim
34-99331 Order Granting FINRA’s Application For Relief From Certain Statutory Disqualification
33-11263, 34-99276, IA-6521, IC-35085 Adjustments to Civil Monetary Penalty Amounts
34-99230 2024-6 Order Determining Whistleblower Award Claim
34-99229 2024-5 Order Determining Whistleblower Award Claim
33-11258, 34-99150 Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2024
See Also - Press Release
34-99079 2024-4 Order Determining Whistleblower Award Claim
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Last Reviewed or Updated: June 28, 2024