SEC.gov | Other Commission Orders, Notices, and Information

Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Commission orders, notices, and other information in miscellaneous categories such as whistleblower award claims, fee rates, and specific requests for public comment.


Release Number	Issue Date	File Number	Details
34-99313	Jan. 11, 2024	2024-8	Order Determining Whistleblower Award Claim
34-99312	Jan. 11, 2024	2024-7	Order Determining Whistleblower Award Claim
34-99331	Jan. 11, 2024		Order Granting FINRA’s Application For Relief From Certain Statutory Disqualification
33-11263, 34-99276, IA-6521, IC-35085	Jan. 5, 2024		Adjustments to Civil Monetary Penalty Amounts
34-99230	Dec. 22, 2023	2024-6	Order Determining Whistleblower Award Claim
34-99229	Dec. 22, 2023	2024-5	Order Determining Whistleblower Award Claim
33-11258, 34-99150	Dec. 13, 2023		Order Approving Public Company Accounting Oversight Board Budget and Annual Accounting Support Fee for Calendar Year 2024 See Also - Press Release
34-99079	Dec. 5, 2023	2024-4	Order Determining Whistleblower Award Claim
34-99070	Dec. 4, 2023	2024-3	Order Determining Whistleblower Award Claim
34-99060	Dec. 1, 2023	PCAOB-2023-02	Order Granting Approval of Auditing Standard Governing the Auditor’s Use of Confirmation
34-99011	Nov. 22, 2023	S7-21-21	In the Matter of Share Repurchase Disclosure Modernization (Order Issuing Stay)
34-98985	Nov. 20, 2023	2024-2	Order Determining Whistleblower Award Claim
34-98902	Nov. 9, 2023	4-809	Order Granting ICE Clear Europe Limited’s Request to Withdraw from Registration as a Clearing Agency See Also - ICEU CA Withdrawal Request Letter
PA-61	Oct. 26, 2023	S7-19-23	Privacy Act of 1974: Systems of Records *Comments Due:* November 30, 2023 Submit a Comment on S7-19-23 Federal Register version (88 FR 74550)
34-98746	Oct. 13, 2023	10-240	MIAX Sapphire, LLC; Notice of Filing of Application for Registration as a National Securities Exchange under Section 6 of the Securities Exchange Act of 1934 *Comments Due:* December 4, 2023 View Received Comments See Also - Form 1 Application and Exhibits
34-98736	Oct. 13, 2023	2024-1	Order Determining Whistleblower Award Claim
33-11252, 34-98699, IA-6454, IC-35030	Oct. 6, 2023	S7-17-23	List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act Federal Register version
34-98689	Oct. 5, 2023	PCAOB-2023-02	Notice of Filing of Proposed Rules on the Auditor’s Use of Confirmation, and Other Amendments to Related PCAOB Standards *Comments Due:* November 7, 2023 View Received Comments Submit a Comment on PCAOB-2023-02

Last Reviewed or Updated: June 28, 2024