Open Litigated Administrative Proceedings
View the Closed Litigated Administrative Proceedings page
File Number | Respondents |
---|---|
3-16424 | Lek Securities Corp. |
3-19250 | Upper Street Marketing Inc. |
3-19603 | The Application of Bloomberg, L.P. |
3-19606 | Vetter, Thomas H. |
3-19719 | Avnon, Yaniv Armon, Ran G Six Trading Y.R Ltd. |
3-19733 | Genovese, Nicholas J. |
3-19735 | Securities Industry and Financial Markets Association |
3-19745 | No Borders, Inc. |
3-19787 | Nano Magic Inc. |
3-19814 | Davis, Warren A. |
3-19815 | Gibraltar Global Securities, Inc. |
3-19826 | Navellier, Louis Navellier & Associates, Inc. |
3-19896 | Silver Leaf Partners, LLC |
3-20120 | Johnston, Jennifer Anne |
3-20134 | Smith, Paul Horton, Sr. |
3-20184 | Sood, Munish |
3-20204 | Advance Practice Advisors, LLC and Paul C. Spitzer |
3-20209 | Jones, Robbi J.; and Kipling Jones & Co., Ltd. |
3-20238 | Alpine Securities Corporation |
3-20239 | Murphy, Jocelyn |
3-20242 | Murphy, Michael Sean |
3-20297 | MJ Biotech, Inc. |
3-20305 | Tucker, Clinton Maurice, II |
3-20331 | Gagaza, Roy Y. |
3-20380 | Felix, Wilfredo |
3-20387 | Titan Securities and Brad C. Brooks |
3-20400 | Rockwell, David Aaron |
3-20460 | Ortiz, David P. |
3-20485 | Alpine Securities Corporation |
3-20503 | Goldschmidt, Alexander |
3-20504 | Vax, Michael |
3-20531 | Horter Investment Management, LLC and Drew K. Horter |
3-20586 | Kamenksy, Daniel B. |
3-20597 | Resolute Capital Partners Ltd, LLC, et al. |
3-20601 | Velasco, Carlos Javier Moctezuma |
3-20602 | Reyes, Noe Corrales |
3-20603 | Bátiz, Ramón Lafarga |
3-20622 | Almagarby, Ibrahim |
3-20636 | Kielczewski, William Joseph |
3-20639 | DreamFunded Marketplace, LLC; and Fernandez, Manuel |
3-20647 | Flesche, Paul Eric |
3-20650 | American CryptoFed DAO LLC |
3-20653 | Carver, Robert Louis, a/k/a Donald Howard |
3-20680 | Paulsen, John A. |
3-20695 | Moleski, Stephen Scott |
3-20703 | Lykos, Thomas J., Jr. |
3-20724 | Petrolia Energy Corporation |
3-20794 | Halpern & Associates LLC Barbara Halpern, CPA |
3-20795 | Allen, Laurence G. |
3-20796 | Fries, Scott Allen |
3-20807 | Moss, Ronnie Lee, Jr. |
3-20808 | Lek Securities Corporation |
3-20823 | Cawthorne, Lynn D. |
3-20828 | Lemelson, Gregory |
3-20839 | Herman, Justin Wallace |
3-20849 | High, Robert Charles II |
3-20898 | Petroteq Energy, Inc.; Aleksandr Blyumkin |
3-20905 | Young, James Thomas |
3-20915 | The Brandon Rawls Trust |
3-20916 | Ihsan Dariush Ibrahim Gholizadeh Inc. Ihsan Dariush Ibrahim Gholizadeh Transfer Trust |
3-20917 | The Northgate Nobles Greenhouseabe Foreign Grantor Trust |
3-20927 | McKown, George |
3-20928 | Gearhart, Richard |
3-20935 | Burns, Christopher W. |
3-20941 | LaGuardia, Donald S., Jr. |
3-20950 | Maccio, Michelle |
3-20973 | IEH Corporation |
3-21000 | Michael James Ferguson Jr. Foreign Private Trust |
3-21001 | Skinner, Matthew J. |
3-21011 | Chairez, Karina |
3-21014 | Heckele, Mark W., Esq. |
3-21020 | Dilley, Carl E. |
3-21021 | Eldred, Micah J. |
3-21030 | Vaccarelli, Leon |
3-21039 | Gordon, Lisa |
3-21064 | Pierre, Ruless a/k/a Rules Pierre |
3-21084 | Booth, Robert Lenard a/k/a Trevor Nicholas |
3-21097 | Grenda Group, LLC |
3-21098 | Grenda, Gregory M. |
3-21125 | Glick, Jacob C. |
3-21137 | Grown Rogue International Inc. f/k/a Novicius Corporation |
3-21143 | Hardiman, Elbert L., Jr. |
3-21152 | Sanchez, Jose Luis Casero |
3-21159 | Lee, Christopher Byungin |
3-21160 | O'Neal, Sean Andrew |
3-21162 | Sobel, Lee |
3-21206 | Broyles, Daniel Thomas |
3-21211 | Tilford, Richard Gregory |
3-21214 | Abrahams, Joshua, CPA |
3-21220 | Shern, Hung Wai "Howard" |
3-21222 | Allen, Laurence G. |
3-21224 | Ma, Joan Congyi "JC" |
3-21225 | Guo, Daliang "David" |
3-21231 | Geraci, Paul |
3-21239 | Chen, Andy Chin Fong, CPA |
3-21243 | American CryptoFed DAO LLC |
3-21257 | Marques, John |
3-21261 | Mattessich, Adam |
3-21264 | The Peter Joseph Polinski Trust |
3-21266 | Gramins, Michael A. |
3-21270 | Keener, Justin W. |
3-21280 | Davis, DaRayl D. |
3-21292 | Ameritrust Corporation |
3-21298 | Wang, Jia Roger Qian, CPA and Wang Certified Public Accountant, P.C. |
3-21302 | Barrera, Emilio, Jr., (a/k/a Mike Barrera) |
3-21303 | Reifler, Bradley C. |
3-21314 | Markowitz, Alan J., CPA |
3-21333 | Guzman, Gustavo A. |
3-21344 | Cucinella, John |
3-21345 | Parker, Bernard M. |
3-21364 | Beam, Marcus |
3-21387 | 3D Pioneer Systems, Inc. |
3-21390 | Tranchina, Christopher Peter |
3-21400 | Sztrom, Michael and Sztrom, David |
3-21402 | DiPaola, Jason Lynn |
3-21414 | Advantego Corporation |
3-21462 | Sunridge International, Inc. |
3-21467 | Cohen, Lee |
3-21503 | Sturniolo, Joseph Sylvester |
3-21516 | Mantei, Ricky Alan |
3-21525 | Bell, Vania Mae |
3-21529 | Flynn, Ronald Shane |
3-21568 | Swanson, Ronald D. |
3-21578 | Bahgat, Tarek D. |
3-21626 | Empower Clinics, Inc. |
3-21654 | Ameri Metro, Inc. |
3-21682 | Wines, James Michael |
3-21701 | Gosun Communications Limited Inc. |
3-21702 | Life Clips, Inc. |
3-21726 | Amoah, Brian Bartlett and Elbert “Al” Elliott |
3-21788 | Holts, Bradley M. |
3-21790 | Cannon, Eric Christopher |
3-21805 | Kort, Frederick Maximilian |
3-21818 | Arnold, Christopher Robert |
3-21822 | Horn, Jeffrey Alan |
3-21831 | Hackert, Edward F. |
3-21841 | Mohidin, Ahmed, CPA, and Weinbaum, George, CPA |
3-21862 | ACCPAC International, Inc. (n/k/a Sage Software, Inc.) |
3-21864 | Applied Minerals, Inc. |
3-21865 | Cang Bao Tian Xia International Art Trade Center, Inc. |
3-21866 | Ecco Auto World Corporation |
3-21867 | Edge Data Solutions, Inc. |
3-21869 | WedoTalk Inc. |
3-21870 | Western Magnesium Corp. |
3-21871 | HQDA Elderly Life Network Corp. |
3-21872 | Ionix Technology, Inc. |
3-21873 | Global Wholehealth Partners Corporation |
3-21874 | Green Hygienics Holdings, Inc. |
3-21878 | nDivision Inc., |
3-21879 | Edith Pardo Mehler, Esq. |
3-21880 | Strege, Adam |
3-21884 | Colambda Technologies, Inc. (f/k/a New Century Resources Corporation) |
3-21885 | Discovery Energy Corp. |
3-21887 | ESP Resources, Inc. (n/k/a Great Tang Bid Technology, Inc.) |
3-21888 | Fearless Films, Inc. |
3-21889 | Fovea Jewelry Holdings Ltd. |
3-21890 | Gene Biotherapeutics, Inc. (f/k/a Taxus Cardium Pharmaceuticals Group, Inc.) |
3-21915 | Burford, Charles Scott, Sr. |
3-21919 | Miller, William E. |
3-21924 | Alpine Securities Corporation |
3-21925 | Nemeckay, Timothy A. |
3-21933 | NYPPEX, LLC, Laurence Allen, and Michael Schunk |
3-21944 | Rauch, George (f/k/a George B. Fasciano) |
3-21948 | Mark Allen Plummer |
3-21951 | Breitling, Todd Stuart |
3-21960 | Daniel Urness |
3-21963 | Paul, Joseph Andrew |
3-21966 | Fierro, John D. |
3-21968 | Jian Ming ("Jonathan") Ni, CPA |
3-21972 | Church-Koegel, Brook |
3-21973 | Walker, Nicole J. |
3-21974 | Goldman, David H. |
3-21981 | Durham, Mark Kipling |
3-21982 | Robertson, Norman Thorn |
3-22013 | Herzog International Holdings, Inc. |
3-22014 | Image Chain Group Limited, Inc. |
3-22015 | Daniels Corporate Advisory Company, Inc. |
3-22016 | Arch Leasing Corp Trust |
3-22017 | Windgen Energy, Inc. |
3-22018 | ZZLL Information Technology, Inc. |
3-22022 | Quantrx Biomedical Corporation |
3-22023 | Rayont Inc. |
3-22025 | Vetanova, Inc. |
3-22026 | VII Peaks Co-Optivist Income BDC II, Inc. |
3-22028 | LGBTQ Loyalty Holdings, Inc. |
3-22029 | FISION Corporation f/k/a DE Acquisition 6, Inc. |
3-22030 | Diego Pellicer Worldwide, Inc. |
3-22035 | Perk International, Inc. |
3-22036 | Petrogress, Inc |
3-22041 | Amanasu Environment Corp. |
3-22042 | Charrette de Cafe, Corp. |
3-22048 | Cordia Corp. |
3-22049 | Empire Global Gaming, Inc. |
3-22057 | Commerce Group Corp. /WI/ |
3-22058 | Community Medical Transport, Inc. |
3-22059 | Harvey Electronics, Inc. |
3-22060 | Kallo, Inc. |
3-22061 | Major League Football Inc. |
3-22062 | Max Sound Corp. |
3-22063 | Motos America, Inc. |
3-22064 | Nanomix Corp. |
3-22067 | Navitas International Corp. |
3-22068 | Palayan Resources, Inc. |
3-22069 | Powertech Industries Inc. |
3-22070 | Rhino Biotech Ltd. (f/k/a Eurasia Energy Ltd.) |
3-22071 | Lexagene Holdings Inc. |
3-22072 | United Capital Consultants Inc. |
3-22073 | Veroni Brands Corp. |
3-22099 | Bongiovanni, Sebastian |
3-22146 | Trofimoff, Michael |
3-22203 | Van Gundy, Chimene |
3-22221 | Bournehill Investment Services, Inc. |
3-22228 | B2Digital, Incorporated |
3-22229 | ABCO Energy, Inc. |
3-22230 | American Bio Medica Corporation |
3-22231 | ARtelligence Holdings, Inc. (fka Tautachrome, Inc.) |
3-22232 | Cannagistics, Inc. |
3-22233 | China Energy Technology Corp., Ltd. |
3-22242 | Live Current Media Inc. |
3-22244 | Taihe Group, Inc. |
3-22245 | Tortec Group Corporation |
3-22248 | Sharing Economy International Inc. |
3-22249 | Sollensys Corp. |
3-22250 | Choice Advisors, LLC and Matthias O’Meara |
3-22251 | UBI Blockchain Internet Ltd. |
3-22252 | Worldwide Strategies Inc |
3-22253 | 808 Renewable Energy Corporation |
3-22257 | MusclePharm Corporation |
3-22258 | NUTRALIFE BIOSCIENCES, INC. |
3-22260 | Traqer Corp. |
3-22262 | Renewable Innovations, Inc. |
3-22263 | Globesat Holding Corp. |
3-22264 | Integral Vision Inc |
3-22265 | Spectrascience, Inc. |
3-22276 | Minim, Inc. |