Administrative Proceeding File No. 3-20796
Respondents
Fries, Scott Allen
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-98373 |
|
Renewed Order to Show Cause | |
| 34-97336 |
|
Order to Show Cause | |
| 34-96404 |
|
Order Regarding Service | |
| 34-94412 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |