Administrative Proceeding File No. 3-20680

Respondents

Paulsen, John A.


Release Date	Release Number	Other Release Numbers	Name of Document
May 17, 2022	34-94932	IA-6028	Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief
May 12, 2022	34-94903	IA-6021	Order Granting an Extension of Time
March 22, 2022	34-94491	IA-5982	Order Scheduling Briefs
Jan. 10, 2022	34-93939	IA-5941	Order Granting an Extension of Time
Dec. 16, 2021	34-93805	IA-5928	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 7, 2022			Respondent's Answer to Order Instituting Administrative Proceedings with Exhibits A Through D
April 18, 2022			Division Motion for Summary Disposition Against Respondent and Supporting Memorandum of Law
May 16, 2022			Respondent Memorandum of Law in Opposition to the Division Motion for Summary Disposition
May 16, 2022			Declaration of Support Eric M. Creizman in Support of Respondent Memorandum of Law in Opposition to the Division Motion for Summary Disposition with Attachments
June 6, 2022			Division of Enforcement's Reply ISO Summary Disposition
Dec. 16, 2021			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Jan. 10, 2022			Order Granting an Extension of Time
March 22, 2022			Order Scheduling Briefs
May 12, 2022			Order Granting an Extension of Time
May 17, 2022			Order Denying Motion to Extend Deadline as Moot and Supplementing Prior Extension Order to Reflect Filing of Brief