Administrative Proceeding File No. 3-21963
Respondents
Paul, Joseph Andrew
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-101002 |
|
Order to Show Cause | |
| 34-100323 |
|
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |