Administrative Proceeding File No. 3-20531
Respondents
Horter Investment Management, LLC and Drew K. Horter
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| IA-6689 | Order Extending Time to Issue Decision | ||
| IA-6625 | Order Extending Time to Issue Decision | ||
| IA-6572 | Order Extending Time to Issue Decision | ||
| IA-6295 | Horter Investment Management, LLC and Drew K. Horter | ||
| 1414 | Initial Decision | ||
| AP-6888 | Order | ||
| AP-6878 | Order | ||
| IA-6182 | Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Ordering Continuation of Proceedings | ||
| AP-6873 | Order | ||
| AP-6864 | Order | ||
| AP-6849 | Order | ||
| AP-6848 | Order | ||
| AP-6846 | Order | ||
| AP-6843 | Order Designating Presiding Judge | ||
| 34-94725 | Order | ||
| IA-5969 | Order | ||
| IA-5953 | Order | ||
| IA-5925 | Order | ||
| IA-5897 | Order | ||
| IA-5890 | Protective Order | ||
| IA-5871 | Order | ||
| IA-5861 | Order Regarding Service | ||
| IA-5853 | Order Instituting Administrative and Cease and Desist Proceedings Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940 and Notice of Hearing |